0001493152-21-030008.txt : 20211129 0001493152-21-030008.hdr.sgml : 20211129 20211129160659 ACCESSION NUMBER: 0001493152-21-030008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211124 FILED AS OF DATE: 20211129 DATE AS OF CHANGE: 20211129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McDonald Anthony K CENTRAL INDEX KEY: 0001454332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54286 FILM NUMBER: 211456208 MAIL ADDRESS: STREET 1: 11934 W. 75TH PLACE CITY: ARVADA STATE: CO ZIP: 80005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CEA Industries Inc. CENTRAL INDEX KEY: 0001482541 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 273911608 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1780 55TH STREET, SUITE C CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-993-5271 MAIL ADDRESS: STREET 1: 1780 55TH STREET, SUITE C CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: Surna Inc. DATE OF NAME CHANGE: 20100128 4 1 ownership.xml X0306 4 2021-11-24 0 0001482541 CEA Industries Inc. SRNA 0001454332 McDonald Anthony K 1773 E. 164TH PL BRIGHTON CO 80602 1 1 0 0 CEO/President Common Stock 2021-11-24 2021-11-24 4 J 0 1020408 .049 A 1217776 D Option to purchase common stock 0.049 2021-11-24 2021-11-24 4 A 0 6790340 A 2021-11-24 2031-11-24 Common Stock 6790340 6790340 D Represents the grant of stock options to purchase 6,790,340 shares of common stock, under the 2021 Equity Incentive Plan, at an exercise price of $0.049 per share, the price of a share of common stock on the day immediately prior to the signing of the employment agreement. The options vest at the rate of one third the total amount, on November 24, in each of the years 2021, 2022 and 2023. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. /s/ Anthony K McDonald 2021-11-29