FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Physicians Realty Trust [ DOC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/01/2020 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common shares, $0.01 par value | 03/01/2020 | F | 20,728 | D | $19.3 | 288,895 | D | |||
Common shares, $0.01 par value(1) | 03/02/2020 | A | 44,819 | A | $0 | 328,201(2) | D | |||
Common shares, $0.01 par value | 87 | I | Represents shares held by the Reporting Person's child | |||||||
Common shares, $0.01 par value | 87 | I | Represents shares held by the Reporting Person's child | |||||||
Common shares, $0.01 par value | 217 | I | Represents shares held by the Reporting Person's child | |||||||
Common shares, $0.01 par value | 87 | I | Represents shares held by the Reporting Person's child | |||||||
Common shares, $0.01 par value | 434 | I | Represents shares held by the Reporting Person's child | |||||||
Common shares, $0.01 par value | 217 | I | Represents shares held by the Reporting Person's child | |||||||
Common shares, $0.01 par value | 217 | I | Represents shares held by the Reporting Person's child |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2020 Performance Based Restricted Share Unit Grant | (3) | 03/02/2020 | A | 67,228 | (3) | (3) | Common shares, $0.01 par value | 67,228 | $0 | 67,228 | D | ||||
2020 Restricted Share Unit Grant | (4) | 03/02/2020 | A | 259,067 | (4) | (4) | Common shares, $0.01 par value | 259,067 | $0 | 259,067 | D |
Explanation of Responses: |
1. Represents restricted common shares granted under the Issuer's 2013 Equity Incentive Plan (the "Plan"), which will vest on March 2, 2021, subject to the terms of the grant. |
2. The reporting person transferred 5,513 shares to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. |
3. March 2, 2020 grant of performance share units under the Issuer's Plan, which represent the "target" number of shares underlying the performance share units. The exact number of shares to be issued upon vesting depends upon, among other things, the Issuer's financial performance. Subject to continued service, the shares, if any, will be issued following the performance period end date of December 31, 2022. |
4. March 2, 2020 grant of restricted stock units under the Issuer's Plan, which will vest in two equal installments on March 2, 2024 and March 2, 2025, subject to the terms of the grant. Each restricted stock unit represents the right to receive one share of the Issuer's common shares. |
Remarks: |
/s/ Christopher M. Bartoli, as attorney-in-fact | 03/03/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |