8-K 1 w76165e8vk.htm FORM 8-K e8vk
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 4, 2009
Penn Millers Holding Corporation
(Exact name of registrant as specified in its charter)
         
Pennsylvania   001-34496   80-0482459
         
(State or other jurisdiction
of Incorporation) 		  (Commission
File Number) 		  (IRS Employer
Identification No.)
     
72 North Franklin Street, Wilkes-Barre, Pennsylvania   18773
 
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code: (800) 233-8347
Not Applicable
 
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 

Item 8.01 Other Events.
     On November 4, 2009, Penn Millers Holding Corporation (the “Company”) announced today that it has been granted eligibility status by the Depository Trust Company (DTC). DTC provides banks, brokerage firms and other institutions with an efficient means of moving securities and settling trades electronically. Trading of securities through DTC allows for cost-effective clearing and guaranteed settlement. This approval for DTC eligibility will enhance the ease with which shares in the Company can be exchanged.
     A copy of the press release is furnished as part of this Form 8-K and is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
     (c) Exhibits.
  99.1   Press Release, dated November 4, 2009

 

 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  PENN MILLERS HOLDING CORPORATION
 		  
Dated: November 4, 2009  By:   /s/ Douglas A. Gaudet    
    Douglas A. Gaudet   
    President and Chief Executive Officer   

 

 

         
EXHIBIT INDEX
 
     
Exhibit    
Number   Description
 
   
 
    
99.1
  Press Release, dated November 4, 2009