0001144204-14-043834.txt : 20140721
0001144204-14-043834.hdr.sgml : 20140721
20140721110653
ACCESSION NUMBER: 0001144204-14-043834
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140610
FILED AS OF DATE: 20140721
DATE AS OF CHANGE: 20140721
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bacterin International Holdings, Inc.
CENTRAL INDEX KEY: 0001453593
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 205313323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 CRUISER LANE
CITY: BELGRADE
STATE: MT
ZIP: 59714
BUSINESS PHONE: 406-388-0480
MAIL ADDRESS:
STREET 1: 600 CRUISER LANE
CITY: BELGRADE
STATE: MT
ZIP: 59714
FORMER COMPANY:
FORMER CONFORMED NAME: K KITZ INC
DATE OF NAME CHANGE: 20090108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLMES DARREL LEE
CENTRAL INDEX KEY: 0001508205
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34951
FILM NUMBER: 14983976
MAIL ADDRESS:
STREET 1: 600 CRUISER LANE
CITY: BELGRADE
STATE: MT
ZIP: 59714
4
1
v384281_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-06-10
0
0001453593
Bacterin International Holdings, Inc.
BONE
0001508205
HOLMES DARREL LEE
664 CRUISER LANE
BELGRADE
MT
59714
0
1
0
0
COO
Common Stock
2014-06-10
4
S
0
50000
0.74
D
11656
D
Employee Stock Option
2.36
2014-07-18
4
D
0
70000
D
2022-03-27
Common Stock
70000
0
D
Employee Stock Option
1.65
2014-07-18
4
D
0
100000
D
2022-09-06
Common Stock
100000
0
D
Employee Stock Option
1.34
2014-07-18
4
D
0
30000
D
2016-10-09
Common Stock
30000
0
D
Employee Stock Option
1.5
2014-07-18
4
D
0
18287
D
2009-12-29
2018-12-29
Common Stock
18287
0
D
Employee Stock Option
1.5
2014-07-18
4
D
0
11712
D
2010-12-29
2018-12-29
Common Stock
11712
0
D
Employee Stock Option
1.5
2014-07-18
4
D
0
15000
D
2011-12-29
2018-12-29
Common Stock
15000
0
D
Employee Stock Option
1.5
2014-07-18
4
D
0
15000
D
2012-12-29
2018-12-29
Common Stock
15000
0
D
Employee Stock Option
1.5
2014-07-18
4
D
0
15000
D
2013-12-29
2018-12-29
Common Stock
15000
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.73 to $0.76, inclusive. The reporting person undertakes to provide to Bacterin International Holdings, Inc. ("BONE"), any shareholder of BONE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option was canceled by mutual agreement of the reporting person and the issuer. The reporting person received $1.00 as consideration for the cancellation of all options listed in this Form 4.
The option provided for vesting in five equal annual installments beginning March 27, 2013.
The option provided for vesting in three equal annual installments beginning September 6, 2013.
The option provided for vesting in two equal annual installments beginning 10/9/07.
/s/ Darrel Holmes
2014-07-21