0001144204-14-043834.txt : 20140721 0001144204-14-043834.hdr.sgml : 20140721 20140721110653 ACCESSION NUMBER: 0001144204-14-043834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140610 FILED AS OF DATE: 20140721 DATE AS OF CHANGE: 20140721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bacterin International Holdings, Inc. CENTRAL INDEX KEY: 0001453593 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 205313323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 CRUISER LANE CITY: BELGRADE STATE: MT ZIP: 59714 BUSINESS PHONE: 406-388-0480 MAIL ADDRESS: STREET 1: 600 CRUISER LANE CITY: BELGRADE STATE: MT ZIP: 59714 FORMER COMPANY: FORMER CONFORMED NAME: K KITZ INC DATE OF NAME CHANGE: 20090108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLMES DARREL LEE CENTRAL INDEX KEY: 0001508205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34951 FILM NUMBER: 14983976 MAIL ADDRESS: STREET 1: 600 CRUISER LANE CITY: BELGRADE STATE: MT ZIP: 59714 4 1 v384281_4.xml OWNERSHIP DOCUMENT X0306 4 2014-06-10 0 0001453593 Bacterin International Holdings, Inc. BONE 0001508205 HOLMES DARREL LEE 664 CRUISER LANE BELGRADE MT 59714 0 1 0 0 COO Common Stock 2014-06-10 4 S 0 50000 0.74 D 11656 D Employee Stock Option 2.36 2014-07-18 4 D 0 70000 D 2022-03-27 Common Stock 70000 0 D Employee Stock Option 1.65 2014-07-18 4 D 0 100000 D 2022-09-06 Common Stock 100000 0 D Employee Stock Option 1.34 2014-07-18 4 D 0 30000 D 2016-10-09 Common Stock 30000 0 D Employee Stock Option 1.5 2014-07-18 4 D 0 18287 D 2009-12-29 2018-12-29 Common Stock 18287 0 D Employee Stock Option 1.5 2014-07-18 4 D 0 11712 D 2010-12-29 2018-12-29 Common Stock 11712 0 D Employee Stock Option 1.5 2014-07-18 4 D 0 15000 D 2011-12-29 2018-12-29 Common Stock 15000 0 D Employee Stock Option 1.5 2014-07-18 4 D 0 15000 D 2012-12-29 2018-12-29 Common Stock 15000 0 D Employee Stock Option 1.5 2014-07-18 4 D 0 15000 D 2013-12-29 2018-12-29 Common Stock 15000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.73 to $0.76, inclusive. The reporting person undertakes to provide to Bacterin International Holdings, Inc. ("BONE"), any shareholder of BONE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option was canceled by mutual agreement of the reporting person and the issuer. The reporting person received $1.00 as consideration for the cancellation of all options listed in this Form 4. The option provided for vesting in five equal annual installments beginning March 27, 2013. The option provided for vesting in three equal annual installments beginning September 6, 2013. The option provided for vesting in two equal annual installments beginning 10/9/07. /s/ Darrel Holmes 2014-07-21