0000921895-16-003744.txt : 20160315
0000921895-16-003744.hdr.sgml : 20160315
20160315205737
ACCESSION NUMBER: 0000921895-16-003744
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160311
FILED AS OF DATE: 20160315
DATE AS OF CHANGE: 20160315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumos Networks Corp.
CENTRAL INDEX KEY: 0001520744
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 800697274
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LUMOS PLAZA
STREET 2: P.O. BOX 1068
CITY: WAYNESBORO
STATE: VA
ZIP: 22980
BUSINESS PHONE: 540-946-2000
MAIL ADDRESS:
STREET 1: ONE LUMOS PLAZA
STREET 2: P.O. BOX 1068
CITY: WAYNESBORO
STATE: VA
ZIP: 22980
FORMER COMPANY:
FORMER CONFORMED NAME: NTELOS Wireline One Inc.
DATE OF NAME CHANGE: 20110513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Archer Crossbow Master Fund, L.P.
CENTRAL INDEX KEY: 0001655876
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 161508426
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 319-2775
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Archer Partners GP, LLC
CENTRAL INDEX KEY: 0001655890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 161508427
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 319-2775
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Archer Capital Master Fund, L.P.
CENTRAL INDEX KEY: 0001493061
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 161508428
BUSINESS ADDRESS:
STREET 1: WALKER HOUSE, 87 MARY STREET
STREET 2: P.O. BOX 908GT
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
BUSINESS PHONE: 212.319.2775
MAIL ADDRESS:
STREET 1: WALKER HOUSE, 87 MARY STREET
STREET 2: P.O. BOX 908GT
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Archer Select Mandate Master Fund, L.P.
CENTRAL INDEX KEY: 0001568268
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 161508430
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-319-1688
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Canton GP Holdings, LLC
CENTRAL INDEX KEY: 0001655868
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 161508431
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 319-2775
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Canton Holdings, L.L.C.
CENTRAL INDEX KEY: 0001453252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 161508433
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.319.2775
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hastings Master Fund, L.P.
CENTRAL INDEX KEY: 0001655853
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 161508424
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 319-2775
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Archer Select Mandate GP, LLC
CENTRAL INDEX KEY: 0001655781
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 161508429
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 319-2775
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Archer Crossbow GP, LLC
CENTRAL INDEX KEY: 0001655874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 161508425
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 319-2775
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Archer Hastings GP, LLC
CENTRAL INDEX KEY: 0001655901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35180
FILM NUMBER: 161508432
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 319-2775
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form410587002a_03152016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-11
1
0001520744
Lumos Networks Corp.
LMOS
0001453252
Canton Holdings, L.L.C.
570 LEXINGTON AVENUE
40TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001655901
Archer Hastings GP, LLC
570 LEXINGTON AVENUE
40TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001655868
Canton GP Holdings, LLC
570 LEXINGTON AVENUE
40TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001568268
Archer Select Mandate Master Fund, L.P.
570 LEXINGTON AVENUE
40TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001655781
Archer Select Mandate GP, LLC
570 LEXINGTON AVENUE
40TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001493061
Archer Capital Master Fund, L.P.
570 LEXINGTON AVENUE
40TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001655890
Archer Partners GP, LLC
570 LEXINGTON AVENUE
40TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001655876
Archer Crossbow Master Fund, L.P.
570 LEXINGTON AVENUE
40TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001655874
Archer Crossbow GP, LLC
570 LEXINGTON AVENUE
40TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
0001655853
Hastings Master Fund, L.P.
570 LEXINGTON AVENUE
40TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Explanation of Responses
Common Stock, $0.01 Par Value
2016-03-11
4
S
0
100000
12.5900
D
565727
I
By Archer Select Mandate Master Fund, L.P.
Common Stock, $0.01 Par Value
2016-03-14
4
S
0
107710
12.468
D
458017
I
By Archer Select Mandate Master Fund, L.P.
Common Stock, $0.01 Par Value
2016-03-15
4
S
0
35663
12.526
D
422354
I
By Archer Select Mandate Master Fund, L.P.
This Form 4 is filed jointly by Archer Capital Master Fund, L.P. ("Archer Capital"), Archer Partners GP, LLC ("Archer Partners GP"), Archer Crossbow Master Fund, L.P. ("Archer Crossbow"), Archer Crossbow GP, LLC ("Archer Crossbow GP"), Hastings Master Fund, L.P. ("Hastings"), Archer Hastings GP, LLC ("Archer Hastings GP"), Archer Select Mandate Master Fund, L.P ("Archer Select"), Archer Select Mandate GP, LLC ("Archer Select GP"), Canton GP Holdings, LLC ("Canton GP"), Archer Capital Management, L.P. ("Archer"), Canton Holdings, L.L.C. ("Canton"), Joshua A. Lobel, and Eric J. Edidin (collectively, the "Reporting Persons"). As of March 15, 2016, the Reporting Persons ceased to own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock.
To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a
maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and
Exchange Commission. Each Reporting Person, as a member of a "group" with the other Reporting Persons for the purposes of Section 13(d)(3) of the
Securities Exchange Act of 1934, as amended, may be deemed the beneficial owner of the Shares directly owned by the other Reporting Persons. Each
Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest
therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for
purposes of Section 16 or for any other purpose.
Shares of Common Stock beneficially owned by Archer Select. Archer, as the investment manager of Archer Select, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Archer Select. Each of Archer Select GP, as the general partner of Archer Select, Canton GP, as a manager of Archer Select GP, and Canton, as the general partner of Archer, and Messrs. Lobel and Edidin, as members and managers of Canton, managers of Canton GP, and managing partners of Archer, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Archer Select.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.403 to $12.605. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.300 to $12.695. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4.
Canton Holdings, L.L.C.; By: /s/ Joshua A. Lobel, Authorized Signatory
2016-03-15
Archer Capital Master Fund, L.P.; By: /s/ Archer Partners GP, LLC; By: /s/ Joshua A. Lobel, Authorized Signatory
2016-03-15
Archer Partners GP, LLC; By: /s/ Canton GP Holdings, LLC; By: /s/ Joshua A. Lobel, Authorized Signatory
2016-03-15
Archer Crossbow Master Fund, L.P.; By: /s/ Archer Crossbow GP, LLC; By: /s/ Joshua A. Lobel, Authorized Signatory
2016-03-15
Archer Crossbow GP, LLC; By: /s/ Canton GP Holdings, LLC; By: /s/ Joshua A. Lobel, Authorized Signatory
2016-03-15
Hastings Master Fund, L.P.; By: /s/ Archer Hastings GP, LLC; By: /s/ Joshua A. Lobel, Authorized Signatory
2016-03-15
Archer Hastings GP, LLC; By: /s/ Canton GP Holdings, LLC; By: /s/ Joshua A. Lobel, Authorized Signatory
2016-03-15
Archer Select Mandate Master Fund, L.P.; By: /s/ Archer Select Mandate GP, LLC; By: /s/ Joshua A. Lobel, Authorized Signatory
2016-03-15
Archer Select Mandate GP, LLC; By: /s/ Canton GP Holdings, LLC; By: /s/ Joshua A. Lobel, Authorized Signatory
2016-03-15
Canton GP Holdings, LLC; By: /s/ Joshua A. Lobel, Authorized Signatory
2016-03-15