0001209191-23-047307.txt : 20230825 0001209191-23-047307.hdr.sgml : 20230825 20230825161410 ACCESSION NUMBER: 0001209191-23-047307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230823 FILED AS OF DATE: 20230825 DATE AS OF CHANGE: 20230825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACCEL LONDON III LP CENTRAL INDEX KEY: 0001453180 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231208420 BUSINESS ADDRESS: STREET 1: C/O ACCEL PARTNERS STREET 2: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: C/O ACCEL PARTNERS STREET 2: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel London III Associates L.L.C. CENTRAL INDEX KEY: 0001495004 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231208418 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel London III Associates L.P. CENTRAL INDEX KEY: 0001495005 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231208419 BUSINESS ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel London Investors 2012 L.P. CENTRAL INDEX KEY: 0001549350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231208417 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel Growth Fund Investors 2016 L.L.C. CENTRAL INDEX KEY: 0001761641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231208416 BUSINESS ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel Growth Fund IV L.P. CENTRAL INDEX KEY: 0001665743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231208415 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel Growth Fund IV Associates L.L.C. CENTRAL INDEX KEY: 0001665744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231208414 BUSINESS ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel Growth Fund IV Strategic Partners L.P. CENTRAL INDEX KEY: 0001673903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231208413 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ForgeRock, Inc. CENTRAL INDEX KEY: 0001543916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331223363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 599-1100 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-23 1 0001543916 ForgeRock, Inc. FORG 0001453180 ACCEL LONDON III LP 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001495005 Accel London III Associates L.P. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001495004 Accel London III Associates L.L.C. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001549350 Accel London Investors 2012 L.P. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001761641 Accel Growth Fund Investors 2016 L.L.C. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001665743 Accel Growth Fund IV L.P. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001665744 Accel Growth Fund IV Associates L.L.C. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001673903 Accel Growth Fund IV Strategic Partners L.P. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0 Class B Common Stock 0.00 2023-08-23 4 D 0 12800725 23.25 D Class A Common Stock 12800725 0 D Class B Common Stock 0.00 2023-08-23 4 D 0 4798496 23.25 D Class A Common Stock 4798496 0 I By: Accel Growth Fund IV L.P. Class B Common Stock 0.00 2023-08-23 4 D 0 27298 23.25 D Class A Common Stock 27298 0 I By: Accel Growth Fund IV Strategic Partners L.P. Class B Common Stock 0.00 2023-08-23 4 D 0 290627 23.25 D Class A Common Stock 290627 0 I By: Accel London Investors 2012 L.P. Class B Common Stock 0.00 2023-08-23 4 D 0 229511 23.25 D Class A Common Stock 229511 0 I By: Accel Growth Fund Investors 2016 L.L.C. Represents shares of Class B common stock that were disposed of at the effective time (the "Effective Time") of the merger (the "Merger") of Project Fortress Merger Sub, Inc. by and into ForgeRock, Inc. (the "Issuer") pursuant to an Agreement and Plan of Merger, dated October 10, 2022, by and among the Issuer, Project Fortress Parent, LLC, and Project Fortress Merger Sub, Inc. (the "Merger Agreement"). In connection with the Merger, these shares were cancelled and converted into the right to receive a cash payment per share of $23.25, without interest, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Accel London III Associates L.L.C., or AL3A L.L.C., is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. AL3A L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of AL3A L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. The principal business address for all Accel entities listed above is 500 University Avenue, Palo Alto, California, 94301. The foregoing descriptions in the footnotes to this Form 4 are qualified in its entirety by reference to the terms of the Merger Agreement. In the event of any conflict between the description above and the terms set forth in the Merger Agreement, the terms set forth in the Merger Agreement shall control. /s/ Tracy L. Sedlock, as Attorney in Fact for Accel London III L.P. 2023-08-25 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel London III Associates L.P. 2023-08-25 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel London III Associates L.L.C. 2023-08-25 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel London Investors 2012 L.P. 2023-08-25 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund Investors 2016 L.L.C. 2023-08-25 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund IV L.P. 2023-08-25 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund IV Associates L.L.C. 2023-08-25 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund IV Strategic Partners L.P. 2023-08-25