0001085146-15-000137.txt : 20150122
0001085146-15-000137.hdr.sgml : 20150122
20150121202244
ACCESSION NUMBER: 0001085146-15-000137
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150122
DATE AS OF CHANGE: 20150121
EFFECTIVENESS DATE: 20150122
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dominick & Dominick LLC
CENTRAL INDEX KEY: 0001453102
IRS NUMBER: 134023549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13375
FILM NUMBER: 15540013
BUSINESS ADDRESS:
STREET 1: 150 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-558-8800
MAIL ADDRESS:
STREET 1: 150 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001453102
XXXXXXXX
12-31-2014
12-31-2014
false
Dominick & Dominick LLC
150 EAST 52ND STREET
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13375
N
Robert X. Reilly
Chief Operating Officer
212-558-8902
/s/ Robert X. Reilly
New York
NY
01-21-2015
0
183
196683
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1935
11774
SH
SOLE
11774
0
0
ABBOTT LABS
COM
002824100
1517
33700
SH
SOLE
33700
0
0
ABBVIE INC
COM
00287Y109
2828
43220
SH
SOLE
43220
0
0
AFLAC INC
COM
001055102
715
11700
SH
SOLE
11700
0
0
ALCOA INC
COM
013817101
172
10900
SH
SOLE
10900
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1221
11749
SH
SOLE
11749
0
0
ALLERGAN INC
COM
018490102
1424
6700
SH
SOLE
6700
0
0
ALTRIA GROUP INC
COM
02209S103
546
11085
SH
SOLE
11085
0
0
AMAZON COM INC
COM
023135106
399
1287
SH
SOLE
1287
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
1102
20546
SH
SOLE
20546
0
0
AMERICAN EXPRESS CO
COM
025816109
1202
12915
SH
SOLE
12915
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1181
21078
SH
SOLE
21078
0
0
AMGEN INC
COM
031162100
826
5185
SH
SOLE
5185
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
1161
11800
SH
SOLE
11800
0
0
APPLE INC
COM
037833100
1137
10300
SH
SOLE
10300
0
0
AQUA AMERICA INC
COM
03836W103
513
19218
SH
SOLE
19218
0
0
AT&T INC
COM
00206R102
2675
79627
SH
SOLE
79627
0
0
AVON PRODS INC
COM
054303102
103
10965
SH
SOLE
10965
0
0
BANK AMER CORP
COM
060505104
2542
142109
SH
SOLE
142109
0
0
BAXTER INTL INC
COM
071813109
1499
20450
SH
SOLE
20450
0
0
BED BATH & BEYOND INC
COM
075896100
518
6800
SH
SOLE
6800
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
226
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1044
6955
SH
SOLE
6955
0
0
BIOTA PHARMACEUTIALS INC
COM
090694100
336
150166
SH
SOLE
150166
0
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
327
16257
SH
SOLE
16257
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1001
29591
SH
SOLE
29591
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
502
30449
SH
SOLE
30449
0
0
BOEING CO
COM
097023105
3178
24448
SH
SOLE
24448
0
0
BP PLC
SPONSORED ADR
055622104
677
17766
SH
SOLE
17766
0
0
BPZ RESOURCES INC
COM
055639108
6
21000
SH
SOLE
21000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
464
7859
SH
SOLE
7859
0
0
CATERPILLAR INC DEL
COM
149123101
711
7763
SH
SOLE
7763
0
0
CBS CORP NEW
CL B
124857202
288
5200
SH
SOLE
5200
0
0
CERNER CORP
COM
156782104
970
15000
SH
SOLE
15000
0
0
CHEVRON CORP NEW
COM
166764100
3473
30959
SH
SOLE
30959
0
0
CISCO SYS INC
COM
17275R102
1556
55950
SH
SOLE
55950
0
0
CITIGROUP INC
COM NEW
172967424
357
6600
SH
SOLE
6600
0
0
CLOROX CO DEL
COM
189054109
266
2550
SH
SOLE
2550
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
256
20000
SH
SOLE
20000
0
0
COCA COLA CO
COM
191216100
1028
24346
SH
SOLE
24346
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
822
9500
SH
SOLE
9500
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
340
6450
SH
SOLE
6450
0
0
COLGATE PALMOLIVE CO
COM
194162103
733
10600
SH
SOLE
10600
0
0
COMCAST CORP NEW
CL A
20030N101
450
7765
SH
SOLE
7765
0
0
CONOCOPHILLIPS
COM
20825C104
624
9035
SH
SOLE
9035
0
0
CORNING INC
COM
219350105
803
35000
SH
SOLE
35000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
723
5100
SH
SOLE
5100
0
0
CSX CORP
COM
126408103
984
27160
SH
SOLE
27160
0
0
CVS HEALTH CORP
COM
126650100
2469
25640
SH
SOLE
25640
0
0
CYTORI THERAPEUTICS INC
COM
23283K105
12
24350
SH
SOLE
24350
0
0
DANAHER CORP DEL
COM
235851102
1142
13325
SH
SOLE
13325
0
0
DEERE & CO
COM
244199105
220
2484
SH
SOLE
2484
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1266
11100
SH
SOLE
11100
0
0
DISNEY WALT CO
COM DISNEY
254687106
4116
43704
SH
SOLE
43704
0
0
DOMINION RES INC VA NEW
COM
25746U109
652
8480
SH
SOLE
8480
0
0
DOT HILL SYS CORP
COM
25848T109
62
14000
SH
SOLE
14000
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
651
32705
SH
SOLE
32705
0
0
DOW CHEM CO
COM
260543103
1119
24533
SH
SOLE
24533
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
3820
51661
SH
SOLE
51661
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
849
10158
SH
SOLE
10158
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
237
25000
SH
SOLE
25000
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
194
12000
SH
SOLE
12000
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
112
10000
SH
SOLE
10000
0
0
ECOLAB INC
COM
278865100
1557
14900
SH
SOLE
14900
0
0
EMERALD OIL INC
COM NEW
29101U209
41
34500
SH
SOLE
34500
0
0
EMERSON ELEC CO
COM
291011104
1031
16699
SH
SOLE
16699
0
0
EMULEX CORP
COM NEW
292475209
109
19250
SH
SOLE
19250
0
0
ERICSSON
ADR B SEK 10
294821608
126
10400
SH
SOLE
10400
0
0
EXXON MOBIL CORP
COM
30231G102
8356
90385
SH
SOLE
90385
0
0
FACEBOOK INC
CL A
30303M102
1161
14877
SH
SOLE
14877
0
0
FEDEX CORP
COM
31428X106
1207
6950
SH
SOLE
6950
0
0
FRANKLIN RES INC
COM
354613101
238
4303
SH
SOLE
4303
0
0
FRONTLINE LTD
SHS
G3682E127
31
12500
SH
SOLE
12500
0
0
GENERAL ELECTRIC CO
COM
369604103
4400
174110
SH
SOLE
174110
0
0
GENERAL MLS INC
COM
370334104
627
11760
SH
SOLE
11760
0
0
GILEAD SCIENCES INC
COM
375558103
1720
18250
SH
SOLE
18250
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1035
24220
SH
SOLE
24220
0
0
GOOGLE INC
CL A
38259P508
639
1205
SH
SOLE
1205
0
0
GOOGLE INC
CL C
38259P706
1573
2988
SH
SOLE
2988
0
0
HALLIBURTON CO
COM
406216101
476
12100
SH
SOLE
12100
0
0
HARRIS & HARRIS GROUP INC
COM
413833104
99
33500
SH
SOLE
33500
0
0
HCP INC
COM
40414L109
216
4900
SH
SOLE
4900
0
0
HERSHEY CO
COM
427866108
1164
11200
SH
SOLE
11200
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
917
35155
SH
SOLE
35155
0
0
HOME DEPOT INC
COM
437076102
1798
17133
SH
SOLE
17133
0
0
HONEYWELL INTL INC
COM
438516106
280
2800
SH
SOLE
2800
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
324
3500
SH
SOLE
3500
0
0
IDACORP INC
COM
451107106
265
4000
SH
SOLE
4000
0
0
INGERSOLL-RAND PLC
SHS
G47791101
475
7500
SH
SOLE
7500
0
0
INTEL CORP
COM
458140100
344
9481
SH
SOLE
9481
0
0
INTELLICHECK MOBILISA INC
COM NEW
45817G201
138
46675
SH
SOLE
46675
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
4096
25529
SH
SOLE
25529
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
250
2470
SH
SOLE
2470
0
0
INTL PAPER CO
COM
460146103
347
6470
SH
SOLE
6470
0
0
INTUIT
COM
461202103
461
5000
SH
SOLE
5000
0
0
ISHARES
MSCI GERMANY ETF
464286806
303
11050
SH
SOLE
11050
0
0
ISHARES
INTL SEL DIV ETF
464288448
512
15200
SH
SOLE
15200
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
208
5300
SH
SOLE
5300
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
794
6650
SH
SOLE
6650
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
859
5935
SH
SOLE
5935
0
0
JOHNSON & JOHNSON
COM
478160104
6189
59183
SH
SOLE
59183
0
0
JPMORGAN CHASE & CO
COM
46625H100
1635
26125
SH
SOLE
26125
0
0
KIMBERLY CLARK CORP
COM
494368103
433
3746
SH
SOLE
3746
0
0
KKR & CO L P DEL
COM UNITS
48248M102
880
37900
SH
SOLE
37900
0
0
LINCOLN NATL CORP IND
COM
534187109
232
4030
SH
SOLE
4030
0
0
LOCKHEED MARTIN CORP
COM
539830109
1088
5650
SH
SOLE
5650
0
0
LOWES COS INC
COM
548661107
206
3000
SH
SOLE
3000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
207
2610
SH
SOLE
2610
0
0
MACYS INC
COM
55616P104
917
13952
SH
SOLE
13952
0
0
MANNKIND CORP
COM
56400P201
89
17000
SH
SOLE
17000
0
0
MARKET VECTORS ETF TR
MKTVEC INTMUETF
57060U845
1006
42500
SH
SOLE
42500
0
0
MARRIOTT INTL INC NEW
CL A
571903202
624
8000
SH
SOLE
8000
0
0
MASTERCARD INC
CL A
57636Q104
489
5675
SH
SOLE
5675
0
0
MCDONALDS CORP
COM
580135101
1029
10980
SH
SOLE
10980
0
0
MCKESSON CORP
COM
58155Q103
747
3600
SH
SOLE
3600
0
0
MEDTRONIC INC
COM
585055106
561
7766
SH
SOLE
7766
0
0
MERCK & CO INC NEW
COM
58933Y105
7123
125430
SH
SOLE
125430
0
0
MICROSOFT CORP
COM
594918104
977
21026
SH
SOLE
21026
0
0
MID CON ENERGY PARTNERS LP
COM UNIT REPST
59560V109
164
26000
SH
SOLE
26000
0
0
MIMEDX GROUP INC
COM
602496101
226
19600
SH
SOLE
19600
0
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
332
60000
SH
SOLE
60000
0
0
MONDELEZ INTL INC
CL A
609207105
445
12250
SH
SOLE
12250
0
0
MONSANTO CO NEW
COM
61166W101
772
6465
SH
SOLE
6465
0
0
MORGAN STANLEY
COM NEW
617446448
974
25095
SH
SOLE
25095
0
0
MYLAN INC
COM
628530107
230
4080
SH
SOLE
4080
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
777
11000
SH
SOLE
11000
0
0
NIKE INC
CL B
654106103
1702
17700
SH
SOLE
17700
0
0
NORFOLK SOUTHERN CORP
COM
655844108
561
5120
SH
SOLE
5120
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
2730
29460
SH
SOLE
29460
0
0
NUVEEN INTER DURATION MN TMF
COM
670671106
287
22972
SH
SOLE
22972
0
0
NUVEEN PFD & INCOME TERM FD
COM
67075A106
710
31625
SH
SOLE
31625
0
0
ORACLE CORP
COM
68389X105
680
15125
SH
SOLE
15125
0
0
PEPSICO INC
COM
713448108
1084
11458
SH
SOLE
11458
0
0
PERKINELMER INC
COM
714046109
971
22210
SH
SOLE
22210
0
0
PFIZER INC
COM
717081103
1262
40503
SH
SOLE
40503
0
0
PHILIP MORRIS INTL INC
COM
718172109
619
7597
SH
SOLE
7597
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
1483
71802
SH
SOLE
71802
0
0
PIMCO ETF TR
INTER MUN BD ACT
72201R866
687
12800
SH
SOLE
12800
0
0
PRICESMART INC
COM
741511109
438
4800
SH
SOLE
4800
0
0
PROCTER & GAMBLE CO
COM
742718109
2667
29275
SH
SOLE
29275
0
0
PROSHARES TR
PSHS SHTRUSS2000
74347R826
193
12470
SH
SOLE
12470
0
0
PURECYCLE CORP
COM NEW
746228303
376
93889
SH
SOLE
93889
0
0
QUALCOMM INC
COM
747525103
838
11269
SH
SOLE
11269
0
0
RALPH LAUREN CORP
CL A
751212101
315
1700
SH
SOLE
1700
0
0
RAYTHEON CO
COM NEW
755111507
1432
13240
SH
SOLE
13240
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
2173
32455
SH
SOLE
32455
0
0
RPM INTL INC
COM
749685103
267
5260
SH
SOLE
5260
0
0
SANOFI
SPONSORED ADR
80105N105
761
16675
SH
SOLE
16675
0
0
SCHLUMBERGER LTD
COM
806857108
2919
34177
SH
SOLE
34177
0
0
SHERWIN WILLIAMS CO
COM
824348106
1223
4650
SH
SOLE
4650
0
0
SMUCKER J M CO
COM NEW
832696405
545
5400
SH
SOLE
5400
0
0
SOUTHERN CO
COM
842587107
1257
25600
SH
SOLE
25600
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1004
8840
SH
SOLE
8840
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2206
10732
SH
SOLE
10732
0
0
TARGET CORP
COM
87612E106
1040
13700
SH
SOLE
13700
0
0
TECO ENERGY INC
COM
872375100
215
10500
SH
SOLE
10500
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1124
8970
SH
SOLE
8970
0
0
TIFFANY & CO NEW
COM
886547108
4577
42830
SH
SOLE
42830
0
0
TIME WARNER INC
COM NEW
887317303
298
3485
SH
SOLE
3485
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
1357
28400
SH
SOLE
28400
0
0
UNILEVER N V
N Y SHS NEW
904784709
219
5600
SH
SOLE
5600
0
0
UNION PAC CORP
COM
907818108
962
8079
SH
SOLE
8079
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2467
22195
SH
SOLE
22195
0
0
UNITED RENTALS INC
COM
911363109
632
6200
SH
SOLE
6200
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
4905
42653
SH
SOLE
42653
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
1808
21350
SH
SOLE
21350
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1395
17450
SH
SOLE
17450
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
718
13700
SH
SOLE
13700
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
339
4175
SH
SOLE
4175
0
0
VECTREN CORP
COM
92240G101
277
6000
SH
SOLE
6000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1579
33762
SH
SOLE
33762
0
0
VERMILLION INC
COM NEW
92407M206
132
66300
SH
SOLE
66300
0
0
VIACOM INC NEW
CL B
92553P201
1020
13550
SH
SOLE
13550
0
0
VISA INC
COM CL A
92826C839
349
1333
SH
SOLE
1333
0
0
VISTEON CORP
COM NEW
92839U206
245
2296
SH
SOLE
2296
0
0
W P CAREY INC
COM
92936U109
1023
14600
SH
SOLE
14600
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
3543
46490
SH
SOLE
46490
0
0
WAL-MART STORES INC
COM
931142103
1717
19990
SH
SOLE
19990
0
0
WASTE MGMT INC DEL
COM
94106L109
347
6760
SH
SOLE
6760
0
0
WELLS FARGO & CO NEW
COM
949746101
889
16225
SH
SOLE
16225
0
0
YINGLI GREEN ENERGY HLDG CO
ADR
98584B103
28
12000
SH
SOLE
12000
0
0
ZIMMER HLDGS INC
COM
98956P102
1225
10800
SH
SOLE
10800
0
0
ZYNGA INC
CL A
98986T108
52
19500
SH
SOLE
19500
0
0