0001085146-15-000137.txt : 20150122 0001085146-15-000137.hdr.sgml : 20150122 20150121202244 ACCESSION NUMBER: 0001085146-15-000137 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150122 DATE AS OF CHANGE: 20150121 EFFECTIVENESS DATE: 20150122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dominick & Dominick LLC CENTRAL INDEX KEY: 0001453102 IRS NUMBER: 134023549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13375 FILM NUMBER: 15540013 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-558-8800 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001453102 XXXXXXXX 12-31-2014 12-31-2014 false Dominick & Dominick LLC
150 EAST 52ND STREET NEW YORK NY 10022
13F HOLDINGS REPORT 028-13375 N
Robert X. Reilly Chief Operating Officer 212-558-8902 /s/ Robert X. Reilly New York NY 01-21-2015 0 183 196683
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1935 11774 SH SOLE 11774 0 0 ABBOTT LABS COM 002824100 1517 33700 SH SOLE 33700 0 0 ABBVIE INC COM 00287Y109 2828 43220 SH SOLE 43220 0 0 AFLAC INC COM 001055102 715 11700 SH SOLE 11700 0 0 ALCOA INC COM 013817101 172 10900 SH SOLE 10900 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1221 11749 SH SOLE 11749 0 0 ALLERGAN INC COM 018490102 1424 6700 SH SOLE 6700 0 0 ALTRIA GROUP INC COM 02209S103 546 11085 SH SOLE 11085 0 0 AMAZON COM INC COM 023135106 399 1287 SH SOLE 1287 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1102 20546 SH SOLE 20546 0 0 AMERICAN EXPRESS CO COM 025816109 1202 12915 SH SOLE 12915 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1181 21078 SH SOLE 21078 0 0 AMGEN INC COM 031162100 826 5185 SH SOLE 5185 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 1161 11800 SH SOLE 11800 0 0 APPLE INC COM 037833100 1137 10300 SH SOLE 10300 0 0 AQUA AMERICA INC COM 03836W103 513 19218 SH SOLE 19218 0 0 AT&T INC COM 00206R102 2675 79627 SH SOLE 79627 0 0 AVON PRODS INC COM 054303102 103 10965 SH SOLE 10965 0 0 BANK AMER CORP COM 060505104 2542 142109 SH SOLE 142109 0 0 BAXTER INTL INC COM 071813109 1499 20450 SH SOLE 20450 0 0 BED BATH & BEYOND INC COM 075896100 518 6800 SH SOLE 6800 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 226 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1044 6955 SH SOLE 6955 0 0 BIOTA PHARMACEUTIALS INC COM 090694100 336 150166 SH SOLE 150166 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 327 16257 SH SOLE 16257 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1001 29591 SH SOLE 29591 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 502 30449 SH SOLE 30449 0 0 BOEING CO COM 097023105 3178 24448 SH SOLE 24448 0 0 BP PLC SPONSORED ADR 055622104 677 17766 SH SOLE 17766 0 0 BPZ RESOURCES INC COM 055639108 6 21000 SH SOLE 21000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 464 7859 SH SOLE 7859 0 0 CATERPILLAR INC DEL COM 149123101 711 7763 SH SOLE 7763 0 0 CBS CORP NEW CL B 124857202 288 5200 SH SOLE 5200 0 0 CERNER CORP COM 156782104 970 15000 SH SOLE 15000 0 0 CHEVRON CORP NEW COM 166764100 3473 30959 SH SOLE 30959 0 0 CISCO SYS INC COM 17275R102 1556 55950 SH SOLE 55950 0 0 CITIGROUP INC COM NEW 172967424 357 6600 SH SOLE 6600 0 0 CLOROX CO DEL COM 189054109 266 2550 SH SOLE 2550 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 256 20000 SH SOLE 20000 0 0 COCA COLA CO COM 191216100 1028 24346 SH SOLE 24346 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 822 9500 SH SOLE 9500 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 340 6450 SH SOLE 6450 0 0 COLGATE PALMOLIVE CO COM 194162103 733 10600 SH SOLE 10600 0 0 COMCAST CORP NEW CL A 20030N101 450 7765 SH SOLE 7765 0 0 CONOCOPHILLIPS COM 20825C104 624 9035 SH SOLE 9035 0 0 CORNING INC COM 219350105 803 35000 SH SOLE 35000 0 0 COSTCO WHSL CORP NEW COM 22160K105 723 5100 SH SOLE 5100 0 0 CSX CORP COM 126408103 984 27160 SH SOLE 27160 0 0 CVS HEALTH CORP COM 126650100 2469 25640 SH SOLE 25640 0 0 CYTORI THERAPEUTICS INC COM 23283K105 12 24350 SH SOLE 24350 0 0 DANAHER CORP DEL COM 235851102 1142 13325 SH SOLE 13325 0 0 DEERE & CO COM 244199105 220 2484 SH SOLE 2484 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1266 11100 SH SOLE 11100 0 0 DISNEY WALT CO COM DISNEY 254687106 4116 43704 SH SOLE 43704 0 0 DOMINION RES INC VA NEW COM 25746U109 652 8480 SH SOLE 8480 0 0 DOT HILL SYS CORP COM 25848T109 62 14000 SH SOLE 14000 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 651 32705 SH SOLE 32705 0 0 DOW CHEM CO COM 260543103 1119 24533 SH SOLE 24533 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 3820 51661 SH SOLE 51661 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 849 10158 SH SOLE 10158 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 237 25000 SH SOLE 25000 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 194 12000 SH SOLE 12000 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 112 10000 SH SOLE 10000 0 0 ECOLAB INC COM 278865100 1557 14900 SH SOLE 14900 0 0 EMERALD OIL INC COM NEW 29101U209 41 34500 SH SOLE 34500 0 0 EMERSON ELEC CO COM 291011104 1031 16699 SH SOLE 16699 0 0 EMULEX CORP COM NEW 292475209 109 19250 SH SOLE 19250 0 0 ERICSSON ADR B SEK 10 294821608 126 10400 SH SOLE 10400 0 0 EXXON MOBIL CORP COM 30231G102 8356 90385 SH SOLE 90385 0 0 FACEBOOK INC CL A 30303M102 1161 14877 SH SOLE 14877 0 0 FEDEX CORP COM 31428X106 1207 6950 SH SOLE 6950 0 0 FRANKLIN RES INC COM 354613101 238 4303 SH SOLE 4303 0 0 FRONTLINE LTD SHS G3682E127 31 12500 SH SOLE 12500 0 0 GENERAL ELECTRIC CO COM 369604103 4400 174110 SH SOLE 174110 0 0 GENERAL MLS INC COM 370334104 627 11760 SH SOLE 11760 0 0 GILEAD SCIENCES INC COM 375558103 1720 18250 SH SOLE 18250 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1035 24220 SH SOLE 24220 0 0 GOOGLE INC CL A 38259P508 639 1205 SH SOLE 1205 0 0 GOOGLE INC CL C 38259P706 1573 2988 SH SOLE 2988 0 0 HALLIBURTON CO COM 406216101 476 12100 SH SOLE 12100 0 0 HARRIS & HARRIS GROUP INC COM 413833104 99 33500 SH SOLE 33500 0 0 HCP INC COM 40414L109 216 4900 SH SOLE 4900 0 0 HERSHEY CO COM 427866108 1164 11200 SH SOLE 11200 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A104 917 35155 SH SOLE 35155 0 0 HOME DEPOT INC COM 437076102 1798 17133 SH SOLE 17133 0 0 HONEYWELL INTL INC COM 438516106 280 2800 SH SOLE 2800 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 324 3500 SH SOLE 3500 0 0 IDACORP INC COM 451107106 265 4000 SH SOLE 4000 0 0 INGERSOLL-RAND PLC SHS G47791101 475 7500 SH SOLE 7500 0 0 INTEL CORP COM 458140100 344 9481 SH SOLE 9481 0 0 INTELLICHECK MOBILISA INC COM NEW 45817G201 138 46675 SH SOLE 46675 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4096 25529 SH SOLE 25529 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 250 2470 SH SOLE 2470 0 0 INTL PAPER CO COM 460146103 347 6470 SH SOLE 6470 0 0 INTUIT COM 461202103 461 5000 SH SOLE 5000 0 0 ISHARES MSCI GERMANY ETF 464286806 303 11050 SH SOLE 11050 0 0 ISHARES INTL SEL DIV ETF 464288448 512 15200 SH SOLE 15200 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 208 5300 SH SOLE 5300 0 0 ISHARES TR IBOXX INV CP ETF 464287242 794 6650 SH SOLE 6650 0 0 ISHARES TR CORE S&P MCP ETF 464287507 859 5935 SH SOLE 5935 0 0 JOHNSON & JOHNSON COM 478160104 6189 59183 SH SOLE 59183 0 0 JPMORGAN CHASE & CO COM 46625H100 1635 26125 SH SOLE 26125 0 0 KIMBERLY CLARK CORP COM 494368103 433 3746 SH SOLE 3746 0 0 KKR & CO L P DEL COM UNITS 48248M102 880 37900 SH SOLE 37900 0 0 LINCOLN NATL CORP IND COM 534187109 232 4030 SH SOLE 4030 0 0 LOCKHEED MARTIN CORP COM 539830109 1088 5650 SH SOLE 5650 0 0 LOWES COS INC COM 548661107 206 3000 SH SOLE 3000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 207 2610 SH SOLE 2610 0 0 MACYS INC COM 55616P104 917 13952 SH SOLE 13952 0 0 MANNKIND CORP COM 56400P201 89 17000 SH SOLE 17000 0 0 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 1006 42500 SH SOLE 42500 0 0 MARRIOTT INTL INC NEW CL A 571903202 624 8000 SH SOLE 8000 0 0 MASTERCARD INC CL A 57636Q104 489 5675 SH SOLE 5675 0 0 MCDONALDS CORP COM 580135101 1029 10980 SH SOLE 10980 0 0 MCKESSON CORP COM 58155Q103 747 3600 SH SOLE 3600 0 0 MEDTRONIC INC COM 585055106 561 7766 SH SOLE 7766 0 0 MERCK & CO INC NEW COM 58933Y105 7123 125430 SH SOLE 125430 0 0 MICROSOFT CORP COM 594918104 977 21026 SH SOLE 21026 0 0 MID CON ENERGY PARTNERS LP COM UNIT REPST 59560V109 164 26000 SH SOLE 26000 0 0 MIMEDX GROUP INC COM 602496101 226 19600 SH SOLE 19600 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 332 60000 SH SOLE 60000 0 0 MONDELEZ INTL INC CL A 609207105 445 12250 SH SOLE 12250 0 0 MONSANTO CO NEW COM 61166W101 772 6465 SH SOLE 6465 0 0 MORGAN STANLEY COM NEW 617446448 974 25095 SH SOLE 25095 0 0 MYLAN INC COM 628530107 230 4080 SH SOLE 4080 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 777 11000 SH SOLE 11000 0 0 NIKE INC CL B 654106103 1702 17700 SH SOLE 17700 0 0 NORFOLK SOUTHERN CORP COM 655844108 561 5120 SH SOLE 5120 0 0 NOVARTIS A G SPONSORED ADR 66987V109 2730 29460 SH SOLE 29460 0 0 NUVEEN INTER DURATION MN TMF COM 670671106 287 22972 SH SOLE 22972 0 0 NUVEEN PFD & INCOME TERM FD COM 67075A106 710 31625 SH SOLE 31625 0 0 ORACLE CORP COM 68389X105 680 15125 SH SOLE 15125 0 0 PEPSICO INC COM 713448108 1084 11458 SH SOLE 11458 0 0 PERKINELMER INC COM 714046109 971 22210 SH SOLE 22210 0 0 PFIZER INC COM 717081103 1262 40503 SH SOLE 40503 0 0 PHILIP MORRIS INTL INC COM 718172109 619 7597 SH SOLE 7597 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 1483 71802 SH SOLE 71802 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 687 12800 SH SOLE 12800 0 0 PRICESMART INC COM 741511109 438 4800 SH SOLE 4800 0 0 PROCTER & GAMBLE CO COM 742718109 2667 29275 SH SOLE 29275 0 0 PROSHARES TR PSHS SHTRUSS2000 74347R826 193 12470 SH SOLE 12470 0 0 PURECYCLE CORP COM NEW 746228303 376 93889 SH SOLE 93889 0 0 QUALCOMM INC COM 747525103 838 11269 SH SOLE 11269 0 0 RALPH LAUREN CORP CL A 751212101 315 1700 SH SOLE 1700 0 0 RAYTHEON CO COM NEW 755111507 1432 13240 SH SOLE 13240 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2173 32455 SH SOLE 32455 0 0 RPM INTL INC COM 749685103 267 5260 SH SOLE 5260 0 0 SANOFI SPONSORED ADR 80105N105 761 16675 SH SOLE 16675 0 0 SCHLUMBERGER LTD COM 806857108 2919 34177 SH SOLE 34177 0 0 SHERWIN WILLIAMS CO COM 824348106 1223 4650 SH SOLE 4650 0 0 SMUCKER J M CO COM NEW 832696405 545 5400 SH SOLE 5400 0 0 SOUTHERN CO COM 842587107 1257 25600 SH SOLE 25600 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1004 8840 SH SOLE 8840 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2206 10732 SH SOLE 10732 0 0 TARGET CORP COM 87612E106 1040 13700 SH SOLE 13700 0 0 TECO ENERGY INC COM 872375100 215 10500 SH SOLE 10500 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1124 8970 SH SOLE 8970 0 0 TIFFANY & CO NEW COM 886547108 4577 42830 SH SOLE 42830 0 0 TIME WARNER INC COM NEW 887317303 298 3485 SH SOLE 3485 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 1357 28400 SH SOLE 28400 0 0 UNILEVER N V N Y SHS NEW 904784709 219 5600 SH SOLE 5600 0 0 UNION PAC CORP COM 907818108 962 8079 SH SOLE 8079 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2467 22195 SH SOLE 22195 0 0 UNITED RENTALS INC COM 911363109 632 6200 SH SOLE 6200 0 0 UNITED TECHNOLOGIES CORP COM 913017109 4905 42653 SH SOLE 42653 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1808 21350 SH SOLE 21350 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1395 17450 SH SOLE 17450 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 718 13700 SH SOLE 13700 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 339 4175 SH SOLE 4175 0 0 VECTREN CORP COM 92240G101 277 6000 SH SOLE 6000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1579 33762 SH SOLE 33762 0 0 VERMILLION INC COM NEW 92407M206 132 66300 SH SOLE 66300 0 0 VIACOM INC NEW CL B 92553P201 1020 13550 SH SOLE 13550 0 0 VISA INC COM CL A 92826C839 349 1333 SH SOLE 1333 0 0 VISTEON CORP COM NEW 92839U206 245 2296 SH SOLE 2296 0 0 W P CAREY INC COM 92936U109 1023 14600 SH SOLE 14600 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 3543 46490 SH SOLE 46490 0 0 WAL-MART STORES INC COM 931142103 1717 19990 SH SOLE 19990 0 0 WASTE MGMT INC DEL COM 94106L109 347 6760 SH SOLE 6760 0 0 WELLS FARGO & CO NEW COM 949746101 889 16225 SH SOLE 16225 0 0 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 28 12000 SH SOLE 12000 0 0 ZIMMER HLDGS INC COM 98956P102 1225 10800 SH SOLE 10800 0 0 ZYNGA INC CL A 98986T108 52 19500 SH SOLE 19500 0 0