0001085146-14-001641.txt : 20140812
0001085146-14-001641.hdr.sgml : 20140812
20140812094730
ACCESSION NUMBER: 0001085146-14-001641
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140812
DATE AS OF CHANGE: 20140812
EFFECTIVENESS DATE: 20140812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dominick & Dominick LLC
CENTRAL INDEX KEY: 0001453102
IRS NUMBER: 134023549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13375
FILM NUMBER: 141032667
BUSINESS ADDRESS:
STREET 1: 150 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-558-8800
MAIL ADDRESS:
STREET 1: 150 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001453102
XXXXXXXX
06-30-2014
06-30-2014
false
Dominick & Dominick LLC
150 EAST 52ND STREET
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13375
N
Robert X. Reilly
Chief Operating Officer
212-558-8902
/s/ Robert X. Reilly
New York
NY
08-12-2014
0
179
205493
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1760
12286
SH
SOLE
12286
0
0
ABBOTT LABS
COM
002824100
1399
34200
SH
SOLE
34200
0
0
ABBVIE INC
COM
00287Y109
2489
44100
SH
SOLE
44100
0
0
AETNA INC NEW
COM
00817Y108
239
2945
SH
SOLE
2945
0
0
AFLAC INC
COM
001055102
766
12300
SH
SOLE
12300
0
0
ALLERGAN INC
COM
018490102
1201
7100
SH
SOLE
7100
0
0
ALTRIA GROUP INC
COM
02209S103
514
12257
SH
SOLE
12257
0
0
AMAZON COM INC
COM
023135106
297
915
SH
SOLE
915
0
0
AMERICAN ELEC PWR INC
COM
025537101
580
10400
SH
SOLE
10400
0
0
AMERICAN EXPRESS CO
COM
025816109
346
3650
SH
SOLE
3650
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1112
20377
SH
SOLE
20377
0
0
AMGEN INC
COM
031162100
463
3910
SH
SOLE
3910
0
0
APPLE INC
COM
037833100
12702
136684
SH
SOLE
136684
0
0
AQUA AMERICA INC
COM
03836W103
349
13318
SH
SOLE
13318
0
0
AT&T INC
COM
00206R102
3180
89941
SH
SOLE
89941
0
0
AVON PRODS INC
COM
054303102
184
12628
SH
SOLE
12628
0
0
BANK OF AMERICA CORPORATION
COM
060505104
1964
127774
SH
SOLE
127774
0
0
BED BATH & BEYOND INC
COM
075896100
805
14025
SH
SOLE
14025
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
975
7705
SH
SOLE
7705
0
0
BIOTA PHARMACEUTIALS INC
COM
090694100
416
146016
SH
SOLE
146016
0
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
327
16083
SH
SOLE
16083
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
903
27000
SH
SOLE
27000
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
903
50817
SH
SOLE
50817
0
0
BOEING CO
COM
097023105
2295
18039
SH
SOLE
18039
0
0
BP PLC
SPONSORED ADR
055622104
728
13799
SH
SOLE
13799
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
277
5714
SH
SOLE
5714
0
0
BROWN FORMAN CORP
CL B
115637209
443
4700
SH
SOLE
4700
0
0
CATERPILLAR INC DEL
COM
149123101
939
8638
SH
SOLE
8638
0
0
CERNER CORP
COM
156782104
774
15000
SH
SOLE
15000
0
0
CHEVRON CORP NEW
COM
166764100
3785
28995
SH
SOLE
28995
0
0
CISCO SYS INC
COM
17275R102
1025
41250
SH
SOLE
41250
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
260
20000
SH
SOLE
20000
0
0
COCA COLA CO
COM
191216100
2726
64355
SH
SOLE
64355
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
1216
10700
SH
SOLE
10700
0
0
COHEN & STEERS SLT PFD INCM
COM
19248Y107
327
12367
SH
SOLE
12367
0
0
COLGATE PALMOLIVE CO
COM
194162103
262
3850
SH
SOLE
3850
0
0
COMCAST CORP NEW
CL A
20030N101
418
7782
SH
SOLE
7782
0
0
CONOCOPHILLIPS
COM
20825C104
750
8750
SH
SOLE
8750
0
0
CONSOLIDATED EDISON INC
COM
209115104
1624
28133
SH
SOLE
28133
0
0
CORNING INC
COM
219350105
924
42100
SH
SOLE
42100
0
0
COSTCO WHSL CORP NEW
COM
22160K105
587
5100
SH
SOLE
5100
0
0
CSX CORP
COM
126408103
844
27378
SH
SOLE
27378
0
0
CVS CAREMARK CORPORATION
COM
126650100
1894
25125
SH
SOLE
25125
0
0
CYTORI THERAPEUTICS INC
COM
23283K105
58
24350
SH
SOLE
24350
0
0
DANAHER CORP DEL
COM
235851102
1006
12775
SH
SOLE
12775
0
0
DEERE & CO
COM
244199105
242
2669
SH
SOLE
2669
0
0
DELHAIZE GROUP
SPONSORED ADR
29759W101
454
26900
SH
SOLE
26900
0
0
DENTSPLY INTL INC NEW
COM
249030107
1058
22350
SH
SOLE
22350
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
630
4950
SH
SOLE
4950
0
0
DISCOVER FINL SVCS
COM
254709108
203
3271
SH
SOLE
3271
0
0
DISNEY WALT CO
COM DISNEY
254687106
3481
40604
SH
SOLE
40604
0
0
DOMINION RES INC VA NEW
COM
25746U109
606
8480
SH
SOLE
8480
0
0
DOT HILL SYS CORP
COM
25848T109
61
13000
SH
SOLE
13000
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
821
36548
SH
SOLE
36548
0
0
DOVER CORP
COM
260003108
375
4120
SH
SOLE
4120
0
0
DOW CHEM CO
COM
260543103
1352
26266
SH
SOLE
26266
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
3423
52311
SH
SOLE
52311
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
929
12527
SH
SOLE
12527
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
259
25000
SH
SOLE
25000
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
211
12000
SH
SOLE
12000
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
117
10000
SH
SOLE
10000
0
0
ECOLAB INC
COM
278865100
1704
15300
SH
SOLE
15300
0
0
EMERSON ELEC CO
COM
291011104
1088
16399
SH
SOLE
16399
0
0
EMULEX CORP
COM NEW
292475209
130
22750
SH
SOLE
22750
0
0
EXXON MOBIL CORP
COM
30231G102
9214
91515
SH
SOLE
91515
0
0
FACEBOOK INC
CL A
30303M102
958
14237
SH
SOLE
14237
0
0
FEDEX CORP
COM
31428X106
954
6300
SH
SOLE
6300
0
0
FLUOR CORP NEW
COM
343412102
239
3105
SH
SOLE
3105
0
0
FRANKLIN RES INC
COM
354613101
282
4868
SH
SOLE
4868
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
745
20419
SH
SOLE
20419
0
0
FRESH MKT INC
COM
35804H106
304
9074
SH
SOLE
9074
0
0
GENERAL ELECTRIC CO
COM
369604103
5419
206191
SH
SOLE
206191
0
0
GENERAL MLS INC
COM
370334104
542
10310
SH
SOLE
10310
0
0
GILEAD SCIENCES INC
COM
375558103
2101
25335
SH
SOLE
25335
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
429
8020
SH
SOLE
8020
0
0
GOOGLE INC
CL A
38259P508
605
1035
SH
SOLE
1035
0
0
GOOGLE INC
CL C
38259P706
1353
2352
SH
SOLE
2352
0
0
HALLIBURTON CO
COM
406216101
246
3470
SH
SOLE
3470
0
0
HARRIS & HARRIS GROUP INC
COM
413833104
107
33500
SH
SOLE
33500
0
0
HCP INC
COM
40414L109
302
7300
SH
SOLE
7300
0
0
HESS CORP
COM
42809H107
392
3960
SH
SOLE
3960
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
782
33578
SH
SOLE
33578
0
0
HOME DEPOT INC
COM
437076102
1411
17433
SH
SOLE
17433
0
0
HONEYWELL INTL INC
COM
438516106
260
2800
SH
SOLE
2800
0
0
IDACORP INC
COM
451107106
231
4000
SH
SOLE
4000
0
0
INGERSOLL-RAND PLC
SHS
G47791101
469
7500
SH
SOLE
7500
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
491
6900
SH
SOLE
6900
0
0
INTEL CORP
COM
458140100
348
11278
SH
SOLE
11278
0
0
INTELLICHECK MOBILISA INC
COM
45817G102
203
277933
SH
SOLE
277933
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
4831
26650
SH
SOLE
26650
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
258
2470
SH
SOLE
2470
0
0
INTUIT
COM
461202103
403
5000
SH
SOLE
5000
0
0
ISHARES
MSCI EMG MKT ETF
464287234
229
5300
SH
SOLE
5300
0
0
ISHARES
IBOXX INV CP ETF
464287242
912
7650
SH
SOLE
7650
0
0
ISHARES
CORE S&P MCP ETF
464287507
809
5657
SH
SOLE
5657
0
0
ISHARES
INTL SEL DIV ETF
464288448
606
15200
SH
SOLE
15200
0
0
JOHNSON & JOHNSON
COM
478160104
6464
61785
SH
SOLE
61785
0
0
JPMORGAN CHASE & CO
COM
46625H100
1418
24610
SH
SOLE
24610
0
0
KELLOGG CO
COM
487836108
1828
27830
SH
SOLE
27830
0
0
KIMBERLY CLARK CORP
COM
494368103
842
7571
SH
SOLE
7571
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
208
3463
SH
SOLE
3463
0
0
KROGER CO
COM
501044101
489
9900
SH
SOLE
9900
0
0
LAS VEGAS SANDS CORP
COM
517834107
706
9257
SH
SOLE
9257
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
281
9560
SH
SOLE
9560
0
0
LINCOLN NATL CORP IND
COM
534187109
207
4030
SH
SOLE
4030
0
0
LOCKHEED MARTIN CORP
COM
539830109
956
5950
SH
SOLE
5950
0
0
LOWES COS INC
COM
548661107
451
9400
SH
SOLE
9400
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
255
2610
SH
SOLE
2610
0
0
MAGNA INTL INC
COM
559222401
1067
9900
SH
SOLE
9900
0
0
MANNKIND CORP
COM
56400P201
181
16500
SH
SOLE
16500
0
0
MARKET VECTORS ETF TR
MKTVEC INTMUETF
57060U845
988
42500
SH
SOLE
42500
0
0
MARRIOTT INTL INC NEW
CL A
571903202
513
8000
SH
SOLE
8000
0
0
MASTERCARD INC
CL A
57636Q104
544
7400
SH
SOLE
7400
0
0
MCDONALDS CORP
COM
580135101
947
9405
SH
SOLE
9405
0
0
MCKESSON CORP
COM
58155Q103
633
3400
SH
SOLE
3400
0
0
MEDTRONIC INC
COM
585055106
242
3800
SH
SOLE
3800
0
0
MERCK & CO INC NEW
COM
58933Y105
7345
126967
SH
SOLE
126967
0
0
MICROSOFT CORP
COM
594918104
1452
34818
SH
SOLE
34818
0
0
MIMEDX GROUP INC
COM
602496101
152
21400
SH
SOLE
21400
0
0
MONDELEZ INTL INC
CL A
609207105
264
7030
SH
SOLE
7030
0
0
MORGAN STANLEY
COM NEW
617446448
784
24254
SH
SOLE
24254
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
669
9000
SH
SOLE
9000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
568
6900
SH
SOLE
6900
0
0
NIELSEN N V
COM
N63218106
271
5600
SH
SOLE
5600
0
0
NIKE INC
CL B
654106103
1419
18300
SH
SOLE
18300
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
3115
34410
SH
SOLE
34410
0
0
NUVEEN INTER DURATION MN TMF
COM
670671106
307
24409
SH
SOLE
24409
0
0
NUVEEN NY AMT FREE MUN INCOM
COM
670656107
140
10643
SH
SOLE
10643
0
0
NUVEEN PFD & INCOME TERM FD
COM
67075A106
1022
43540
SH
SOLE
43540
0
0
ORACLE CORP
COM
68389X105
619
15275
SH
SOLE
15275
0
0
PEPSICO INC
COM
713448108
1206
13501
SH
SOLE
13501
0
0
PERKINELMER INC
COM
714046109
265
5660
SH
SOLE
5660
0
0
PFIZER INC
COM
717081103
598
20140
SH
SOLE
20140
0
0
PHILIP MORRIS INTL INC
COM
718172109
672
7972
SH
SOLE
7972
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
1630
68413
SH
SOLE
68413
0
0
PIMCO ETF TR
INTER MUN BD ST
72201R866
1479
27800
SH
SOLE
27800
0
0
POTASH CORP SASK INC
COM
73755L107
779
20514
SH
SOLE
20514
0
0
PPL CORP
COM
69351T106
360
10124
SH
SOLE
10124
0
0
PROCTER & GAMBLE CO
COM
742718109
2370
30156
SH
SOLE
30156
0
0
PROSHARES TR
PSHS SHTRUSS2000
74347R826
231
14385
SH
SOLE
14385
0
0
QUALCOMM INC
COM
747525103
1346
16991
SH
SOLE
16991
0
0
RALPH LAUREN CORP
CL A
751212101
514
3200
SH
SOLE
3200
0
0
RAYTHEON CO
COM NEW
755111507
700
7590
SH
SOLE
7590
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
3151
38253
SH
SOLE
38253
0
0
RPM INTL INC
COM
749685103
238
5150
SH
SOLE
5150
0
0
SANOFI
SPONSORED ADR
80105N105
872
16400
SH
SOLE
16400
0
0
SCHLUMBERGER LTD
COM
806857108
4031
34172
SH
SOLE
34172
0
0
SEADRILL LIMITED
SHS
G7945E105
309
7735
SH
SOLE
7735
0
0
SHERWIN WILLIAMS CO
COM
824348106
1004
4850
SH
SOLE
4850
0
0
SOUTHERN CO
COM
842587107
1960
43200
SH
SOLE
43200
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
904
7060
SH
SOLE
7060
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2081
10632
SH
SOLE
10632
0
0
STARZ
COM SER A
85571Q102
209
7015
SH
SOLE
7015
0
0
STONE HBR EMERG MRKTS INC FD
COM
86164T107
346
16406
SH
SOLE
16406
0
0
SYSCO CORP
COM
871829107
300
8000
SH
SOLE
8000
0
0
TARGET CORP
COM
87612E106
1933
33350
SH
SOLE
33350
0
0
TEXTRON INC
COM
883203101
471
12300
SH
SOLE
12300
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
484
4105
SH
SOLE
4105
0
0
TIFFANY & CO NEW
COM
886547108
4304
42930
SH
SOLE
42930
0
0
TIME WARNER CABLE INC
COM
88732J207
221
1501
SH
SOLE
1501
0
0
UNILEVER N V
N Y SHS NEW
904784709
770
17600
SH
SOLE
17600
0
0
UNION PAC CORP
COM
907818108
210
2104
SH
SOLE
2104
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2299
22395
SH
SOLE
22395
0
0
UNITED RENTALS INC
COM
911363109
1016
9700
SH
SOLE
9700
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
4726
40933
SH
SOLE
40933
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
1884
22250
SH
SOLE
22250
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1723
21450
SH
SOLE
21450
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
260
3000
SH
SOLE
3000
0
0
VECTREN CORP
COM
92240G101
255
6000
SH
SOLE
6000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
765
15631
SH
SOLE
15631
0
0
VERMILLION INC
COM NEW
92407M206
154
59800
SH
SOLE
59800
0
0
VISA INC
COM CL A
92826C839
321
1522
SH
SOLE
1522
0
0
W P CAREY INC
COM
92936U109
940
14600
SH
SOLE
14600
0
0
WALGREEN CO
COM
931422109
3770
50850
SH
SOLE
50850
0
0
WAL-MART STORES INC
COM
931142103
1275
16988
SH
SOLE
16988
0
0
WASTE MGMT INC DEL
COM
94106L109
378
8460
SH
SOLE
8460
0
0
WELLS FARGO & CO NEW
COM
949746101
844
16050
SH
SOLE
16050
0
0
ZOETIS INC
CL A
98978V103
920
28500
SH
SOLE
28500
0
0
ZYNGA INC
CL A
98986T108
53
16500
SH
SOLE
16500
0
0