UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
April 30, 2014
Commission File Number: 000-53543
Ballard Power Systems Inc.
Canada
(Jurisdiction of incorporation or organization)
9000 Glenlyon Parkway
Burnaby, BC
V5J 5J8
Canada
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: o Form 20-F x Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: o
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Ballard Power Systems Inc. |
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Date: April 30, 2014 |
By: |
/s/ Tony Guglielmin |
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Name: |
Tony Guglielmin |
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Title: |
Chief Financial Officer |
Exhibit 99.1
Ballard Power Systems Inc. News Release |
Ballard Power Systems 9000 Glenlyon Parkway Burnaby BC V5J 5J8 Canada
Tel: 604-454-0900 Fax: 604-412-4700 www.ballard.com |
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Ballard Files Base Shelf Prospectus
For Immediate Release April 30, 2014
VANCOUVER, CANADA Ballard Power Systems (NASDAQ: BLDP) (TSX: BLD) has announced filing of a preliminary short form base shelf prospectus (Prospectus), which provides the flexibility to make offerings of securities during the effective period of the Prospectus, until June 2016. The final short form base shelf prospectus is expected to be filed prior to expiry of the existing shelf prospectus, which was filed in April 2012.
The Prospectus has been filed in each of the provinces and territories of Canada, except Quebec, and a corresponding shelf registration statement on Form F-10 (Registration Statement) was also filed with the United States Securities and Exchange Commission (SEC). These filings, when made final and effective, will enable offerings of securities up to an aggregate initial offering price of US$100 million at any time during the 25-month period that the Prospectus remains effective.
The Registration Statement has been filed with the SEC, but is not yet effective. Securities may not be sold nor may offers to buy be accepted prior to the time the Registration Statement becomes effective. After the Registration Statement becomes effective, a copy of the Registration Statement and a copy of the Prospectus contained therein can be obtained by contacting Ballard at 9000 Glenlyon Parkway, Burnaby, British Columbia, V5J 5J8, Attention: Kerry Hillier, Corporate Secretary. Copies of the Prospectus and the Registration Statement are also available at www.sedar.com and www.sec.gov, respectively.
This press release does not constitute an offer to sell or the solicitation of an offer to buy securities, nor will there be any sale of the securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such jurisdiction.
If any securities are offered under the Registration Statement, the terms of any such securities and the intended use of the net proceeds resulting from such offering would be established at the time of any offering and would be described in a Prospectus supplement filed with the SEC at the time of such an offering and would be made available by Ballard at the above address.
About Ballard Power Systems
Ballard Power Systems (NASDAQ: BLDP)(TSX: BLD) provides clean energy fuel cell products enabling optimized power systems for a range of applications. Products deliver incomparable performance, durability and versatility. To learn more about Ballard, please visit www.ballard.com.
Some of the statements contained in this release are forward-looking statements within the meaning of the U.S. Securities Act of 1933, as amended, and U.S. Securities Exchange Act of 1934, as amended, and forward-looking information within the meaning of Canadian securities laws, such as statements that describe the anticipated offering of securities under the Companys Prospectus and Registration Statement, the future effectiveness of the Companys Registration Statement, the anticipated use of proceeds from any offering made under the Companys Prospectus and Registration Statement, and other statements. Since forward-looking statements are not statements of historical fact and address future events, conditions and expectations,
Ballard Power Systems Inc. News Release |
Ballard Power Systems 9000 Glenlyon Parkway Burnaby BC V5J 5J8 Canada
Tel: 604-454-0900 Fax: 604-412-4700 www.ballard.com |
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Ballard Files Base Shelf Prospectus
forward-looking statements by their nature inherently involve unknown risks, uncertainties, assumptions and other factors well beyond the Companys ability to control or predict. Actual events, results and developments may differ materially from those contemplated by such forward-looking statements. Material factors that could cause actual events to differ materially from those described in such forwarding-looking statements include risks related to the Companys Registration Statement not becoming effective, risks related to the Companys condition requiring anticipated use of proceeds to change, timing of, and ability to obtain, required regulatory approvals, and general economic and regulatory changes.
These forward-looking statements represent the Companys views as of the date of this release. There can be no assurance that forward-looking statements will prove to be accurate, as actual events and future events could differ materially from those anticipated in such statements. Readers should not place undue reliance on any forward-looking statements.
Further Information
Guy McAree, +1.604.412.7919, investors@ballard.com or media@ballard.com