0001144204-15-041417.txt : 20150707 0001144204-15-041417.hdr.sgml : 20150707 20150707172437 ACCESSION NUMBER: 0001144204-15-041417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150209 FILED AS OF DATE: 20150707 DATE AS OF CHANGE: 20150707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VACCINOGEN INC CENTRAL INDEX KEY: 0001453001 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 949 FELL STREET CITY: BALTIMORE STATE: MD ZIP: 21231 BUSINESS PHONE: 410-387-4000 MAIL ADDRESS: STREET 1: 949 FELL STREET CITY: BALTIMORE STATE: MD ZIP: 21231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANNA MICHAEL G JR CENTRAL INDEX KEY: 0001585414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54997 FILM NUMBER: 15977269 MAIL ADDRESS: STREET 1: 5300 WESTVIEW DRIVE STREET 2: SUITE 406 CITY: FREDERICK STATE: MD ZIP: 21703 4 1 v415050_4.xml OWNERSHIP DOCUMENT X0306 4 2015-02-09 0 0001453001 VACCINOGEN INC VGEN 0001585414 HANNA MICHAEL G JR 39572 NORTH COTTON PATCH HILLS SUITE 406 BETHANY BEACH DE 19930 1 0 1 0 Common Stock 2015-02-09 4 S 0 3000 3.50 D 282487 D Common Stock 2015-02-10 4 S 0 71 3.50 D 282416 D Common Stock 2015-02-11 4 S 0 1929 3.50 D 280487 D Common Stock 2015-02-19 4 S 0 3400 3.58 D 277087 D Common Stock 2015-02-26 4 S 0 12744 3.62 D 264343 D Common Stock 2015-02-27 4 S 0 2856 3.70 D 261487 D Common Stock 2015-03-03 4 S 0 400 3.70 D 261087 D Common Stock 2015-03-20 4 S 0 4000 3.75 D 257087 D Common Stock 2015-03-23 4 S 0 5000 3.65 D 252087 D Common Stock 2015-03-27 4 S 0 3000 3.71 D 249087 D Common Stock 2015-03-30 4 S 0 72 3.75 D 249015 D Common Stock 2015-03-31 4 S 0 13928 3.70 D 235087 D Common Stock 2015-04-09 4 S 0 400 4.00 D 234687 D Common Stock 2015-04-10 4 S 0 1000 4.00 D 233687 D Common Stock 2015-04-13 4 S 0 2600 4.00 D 231087 D Common Stock 2015-04-14 4 S 0 100 4.00 D 230987 D Common Stock 2015-04-17 4 S 0 100 4.00 D 230887 D Common Stock 2015-04-21 4 S 0 4900 4.00 D 225987 D Common Stock 2015-04-23 4 S 0 400 4.00 D 225587 D Common Stock 2015-04-30 4 S 0 1000 3.61 D 224587 D Common Stock 3423839 I By Hanna Enterprises, LLC The number of shares reported in Column 5 throughout this filing reflects the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein. These shares are owned directly by Michael G. Hanna, Jr. The price reported in Column 4 is the weighted average price. These shares were sold in two transactions at prices of $3.55 and $3.60. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.58 to $3.70, inclusive. The reporting person undertakes to provide to Vaccinogen, Inc., any security holder of Vaccinogen, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.80, inclusive. These shares are owned directly by Hanna Enterprises, LLC, and indirectly by Michael G. Hanna, Jr. as a member and manager of Hanna Enterprises, LLC. /s/Michael G. Hanna, Jr. 2015-07-07