0001144204-15-041405.txt : 20150707 0001144204-15-041405.hdr.sgml : 20150707 20150707171847 ACCESSION NUMBER: 0001144204-15-041405 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20150707 DATE AS OF CHANGE: 20150707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VACCINOGEN INC CENTRAL INDEX KEY: 0001453001 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 949 FELL STREET CITY: BALTIMORE STATE: MD ZIP: 21231 BUSINESS PHONE: 410-387-4000 MAIL ADDRESS: STREET 1: 949 FELL STREET CITY: BALTIMORE STATE: MD ZIP: 21231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hanna Enterprises, LLC CENTRAL INDEX KEY: 0001647244 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-54997 FILM NUMBER: 15977208 BUSINESS ADDRESS: STREET 1: 39572 NORTH COTTON PATCH HILLS CITY: BETHANY BEACH STATE: DE ZIP: 19930 BUSINESS PHONE: 4103874003 MAIL ADDRESS: STREET 1: 39572 NORTH COTTON PATCH HILLS CITY: BETHANY BEACH STATE: DE ZIP: 19930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANNA MICHAEL G JR CENTRAL INDEX KEY: 0001585414 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-54997 FILM NUMBER: 15977209 MAIL ADDRESS: STREET 1: 5300 WESTVIEW DRIVE STREET 2: SUITE 406 CITY: FREDERICK STATE: MD ZIP: 21703 3/A 1 v415044_3a.xml OWNERSHIP DOCUMENT X0206 3/A 2013-09-03 2013-09-03 0 0001453001 VACCINOGEN INC VGEN 0001585414 HANNA MICHAEL G JR 39572 NORTH COTTON PATCH HILLS SUITE 406 BETHANY BEACH DE 19930 1 1 1 0 Chairman and CEO 0001647244 Hanna Enterprises, LLC 39572 NORTH COTTON PATCH HILLS SUITE 406 BETHANY BEACH DE 19930 0 0 1 0 Common Stock 218179 D Common Stock 3423839 I Ownership by Hanna Enterprises, LLC Common Stock 23188 I Ownership by Intracel Holding Corporation Warrant (right to buy) 1.00 2008-06-02 2015-02-28 Common Stock 200000 D This amended Form 3 is being filed to (a) include Hanna Enterprises, LLC (the "LLC") as a 10% owner of issuer securities, (b) remove 84,083 shares reported in the prior Form 3 as owned by Dr. Michael G. Hanna, Jr., and (c) correct and clarify the ownership form of the securities owned by the LLC and Dr. Hanna. The ownership and other information reflected in this amended Form 3 is as of its original filing date (September 3, 2013). These securities are owned directly by Dr. Hanna. These securities are owned directly by the LLC, a 10% owner of the issuer, and indirectly by Dr. Hanna as a member and general manager of the LLC. Dr. Hanna is an officer, director and 10% owner of the issuer. Dr. Hanna disclaims beneficial ownership of these reported securities except to the extent of his pecuniary interest therein. These securities are owned directly by Intracel Holding Corporation ("Intracel") and indirectly by Dr. Hanna, as an owner of Intracel. /s/ Michael G. Hanna, Jr. 2015-07-07 /s/ Michael G. Hanna, Jr., General Manager of Hanna Enterprises, LLC 2015-07-07