0001144204-14-052584.txt : 20140827
0001144204-14-052584.hdr.sgml : 20140827
20140827063505
ACCESSION NUMBER: 0001144204-14-052584
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140822
FILED AS OF DATE: 20140827
DATE AS OF CHANGE: 20140827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VACCINOGEN INC
CENTRAL INDEX KEY: 0001453001
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
BUSINESS ADDRESS:
STREET 1: 5300 WESTVIEW DRIVE
STREET 2: SUITE 406
CITY: FREDERICK
STATE: MD
ZIP: 21703
BUSINESS PHONE: 301-668-8400
MAIL ADDRESS:
STREET 1: 5300 WESTVIEW DRIVE
STREET 2: SUITE 406
CITY: FREDERICK
STATE: MD
ZIP: 21703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Robinson Jeanne M.
CENTRAL INDEX KEY: 0001617952
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54997
FILM NUMBER: 141066731
MAIL ADDRESS:
STREET 1: 2555 N. PEARL STREET
STREET 2: SUITE 1704
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Robinson Stephen W.
CENTRAL INDEX KEY: 0001617913
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54997
FILM NUMBER: 141066732
MAIL ADDRESS:
STREET 1: 2555 N. PEARL STREET
STREET 2: SUITE 1704
CITY: DALLAS
STATE: TX
ZIP: 75201
3
1
v387807_form3.xml
FORM 3
X0206
3
2014-08-22
0
0001453001
VACCINOGEN INC
VGEN
0001617913
Robinson Stephen W.
2555 N. PEARL STREET
SUITE 1704
DALLAS
TX
75201
0
0
1
0
0001617952
Robinson Jeanne M.
2555 N. PEARL STREET
SUITE 1704
DALLAS
TX
75201
0
0
1
0
Common Stock
2405166
D
Warrant (right to buy)
6.05
2014-08-22
2019-08-22
Common Stock
545454
D
The reported securities are jointly owned by Stephen W. Robinson and his wife, Jeanne M. Robinson, as tenants by the entirety. Mr. and Mrs. Robinson share the same address and are members of a "group" for purposes of Section 13D of the Exchange Act. The reported securities include 1,818,182 units purchased by the reporting persons for $5.50 per unit. Each unit consists of one share of common stock and one warrant to purchase three tenths (0.3) of a share of common stock. Pursuant to the terms of the subscription agreement under which the reporting person purchased the units, the reporting persons received additional "adjustment" shares of common stock as if the purchase price of the common stock was $5.35 per share.
Each warrant represents a right to buy three tenths (0.3) of a share of common stock at an exercise price of $6.05 per whole share.
/s/ Stephen W. Robinson
2014-08-26
/s/ Jeanne M. Robinson
2014-08-26