0001144204-14-052584.txt : 20140827 0001144204-14-052584.hdr.sgml : 20140827 20140827063505 ACCESSION NUMBER: 0001144204-14-052584 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140822 FILED AS OF DATE: 20140827 DATE AS OF CHANGE: 20140827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VACCINOGEN INC CENTRAL INDEX KEY: 0001453001 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 5300 WESTVIEW DRIVE STREET 2: SUITE 406 CITY: FREDERICK STATE: MD ZIP: 21703 BUSINESS PHONE: 301-668-8400 MAIL ADDRESS: STREET 1: 5300 WESTVIEW DRIVE STREET 2: SUITE 406 CITY: FREDERICK STATE: MD ZIP: 21703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robinson Jeanne M. CENTRAL INDEX KEY: 0001617952 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54997 FILM NUMBER: 141066731 MAIL ADDRESS: STREET 1: 2555 N. PEARL STREET STREET 2: SUITE 1704 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robinson Stephen W. CENTRAL INDEX KEY: 0001617913 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54997 FILM NUMBER: 141066732 MAIL ADDRESS: STREET 1: 2555 N. PEARL STREET STREET 2: SUITE 1704 CITY: DALLAS STATE: TX ZIP: 75201 3 1 v387807_form3.xml FORM 3 X0206 3 2014-08-22 0 0001453001 VACCINOGEN INC VGEN 0001617913 Robinson Stephen W. 2555 N. PEARL STREET SUITE 1704 DALLAS TX 75201 0 0 1 0 0001617952 Robinson Jeanne M. 2555 N. PEARL STREET SUITE 1704 DALLAS TX 75201 0 0 1 0 Common Stock 2405166 D Warrant (right to buy) 6.05 2014-08-22 2019-08-22 Common Stock 545454 D The reported securities are jointly owned by Stephen W. Robinson and his wife, Jeanne M. Robinson, as tenants by the entirety. Mr. and Mrs. Robinson share the same address and are members of a "group" for purposes of Section 13D of the Exchange Act. The reported securities include 1,818,182 units purchased by the reporting persons for $5.50 per unit. Each unit consists of one share of common stock and one warrant to purchase three tenths (0.3) of a share of common stock. Pursuant to the terms of the subscription agreement under which the reporting person purchased the units, the reporting persons received additional "adjustment" shares of common stock as if the purchase price of the common stock was $5.35 per share. Each warrant represents a right to buy three tenths (0.3) of a share of common stock at an exercise price of $6.05 per whole share. /s/ Stephen W. Robinson 2014-08-26 /s/ Jeanne M. Robinson 2014-08-26