0001144204-14-052582.txt : 20140827 0001144204-14-052582.hdr.sgml : 20140827 20140827063213 ACCESSION NUMBER: 0001144204-14-052582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140822 FILED AS OF DATE: 20140827 DATE AS OF CHANGE: 20140827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VACCINOGEN INC CENTRAL INDEX KEY: 0001453001 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 5300 WESTVIEW DRIVE STREET 2: SUITE 406 CITY: FREDERICK STATE: MD ZIP: 21703 BUSINESS PHONE: 301-668-8400 MAIL ADDRESS: STREET 1: 5300 WESTVIEW DRIVE STREET 2: SUITE 406 CITY: FREDERICK STATE: MD ZIP: 21703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robinson Jeanne M. CENTRAL INDEX KEY: 0001617952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54997 FILM NUMBER: 141066727 MAIL ADDRESS: STREET 1: 2555 N. PEARL STREET STREET 2: SUITE 1704 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robinson Stephen W. CENTRAL INDEX KEY: 0001617913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54997 FILM NUMBER: 141066728 MAIL ADDRESS: STREET 1: 2555 N. PEARL STREET STREET 2: SUITE 1704 CITY: DALLAS STATE: TX ZIP: 75201 4 1 v387806_form4.xml FORM 4 X0306 4 2014-08-22 0 0001453001 VACCINOGEN INC VGEN 0001617913 Robinson Stephen W. 2555 N. PEARL STREET SUITE 1704 DALLAS TX 75201 0 0 1 0 0001617952 Robinson Jeanne M. 2555 N. PEARL STREET SUITE 1704 DALLAS TX 75201 0 0 1 0 Call Option(obligation to sell) 2014-08-22 4 S 0 1869159 D 2014-08-22 Common Stock 1869159 1869159 D The reported securities are jointly owned by Stephen W. Robinson and his wife, Jeanne M. Robinson, as tenants by the entirety. Mr. and Mrs. Robinson share the same address and are members of a "group" for purposes of Section 13D of the Exchange Act. The reporting persons wrote a call option, exercisable at any time, with an obligation to sell 1,869,159 shares of common stock, at a price of $5.35 per share. If such sale is made by August 31, 2014, the reporting persons will also transfer a warrant to purchase 272,727 shares of common stock, if such sale is made between September 1, 2014 and September 15, 2014, the reporting persons will transfer a warrant purchase 136,363 shares of common stock, and if such sale is made after September 15, 2014, the reporting persons will not transfer any warrants. In connection with writing this call option, the reporting persons acquired a put option (right to sell), exercisable at any time, to sell the same securities on the same terms. /s/ Stephen W. Robinson 2014-08-26 /s/ Jeanne M. Robinson 2014-08-26