0001144204-14-052582.txt : 20140827
0001144204-14-052582.hdr.sgml : 20140827
20140827063213
ACCESSION NUMBER: 0001144204-14-052582
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140822
FILED AS OF DATE: 20140827
DATE AS OF CHANGE: 20140827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VACCINOGEN INC
CENTRAL INDEX KEY: 0001453001
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
BUSINESS ADDRESS:
STREET 1: 5300 WESTVIEW DRIVE
STREET 2: SUITE 406
CITY: FREDERICK
STATE: MD
ZIP: 21703
BUSINESS PHONE: 301-668-8400
MAIL ADDRESS:
STREET 1: 5300 WESTVIEW DRIVE
STREET 2: SUITE 406
CITY: FREDERICK
STATE: MD
ZIP: 21703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Robinson Jeanne M.
CENTRAL INDEX KEY: 0001617952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54997
FILM NUMBER: 141066727
MAIL ADDRESS:
STREET 1: 2555 N. PEARL STREET
STREET 2: SUITE 1704
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Robinson Stephen W.
CENTRAL INDEX KEY: 0001617913
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54997
FILM NUMBER: 141066728
MAIL ADDRESS:
STREET 1: 2555 N. PEARL STREET
STREET 2: SUITE 1704
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
v387806_form4.xml
FORM 4
X0306
4
2014-08-22
0
0001453001
VACCINOGEN INC
VGEN
0001617913
Robinson Stephen W.
2555 N. PEARL STREET
SUITE 1704
DALLAS
TX
75201
0
0
1
0
0001617952
Robinson Jeanne M.
2555 N. PEARL STREET
SUITE 1704
DALLAS
TX
75201
0
0
1
0
Call Option(obligation to sell)
2014-08-22
4
S
0
1869159
D
2014-08-22
Common Stock
1869159
1869159
D
The reported securities are jointly owned by Stephen W. Robinson and his wife, Jeanne M. Robinson, as tenants by the entirety. Mr. and Mrs. Robinson share the same address and are members of a "group" for purposes of Section 13D of the Exchange Act.
The reporting persons wrote a call option, exercisable at any time, with an obligation to sell 1,869,159 shares of common stock, at a price of $5.35 per share. If such sale is made by August 31, 2014, the reporting persons will also transfer a warrant to purchase 272,727 shares of common stock, if such sale is made between September 1, 2014 and September 15, 2014, the reporting persons will transfer a warrant purchase 136,363 shares of common stock, and if such sale is made after September 15, 2014, the reporting persons will not transfer any warrants. In connection with writing this call option, the reporting persons acquired a put option (right to sell), exercisable at any time, to sell the same securities on the same terms.
/s/ Stephen W. Robinson
2014-08-26
/s/ Jeanne M. Robinson
2014-08-26