0001144204-14-026026.txt : 20140430
0001144204-14-026026.hdr.sgml : 20140430
20140430113326
ACCESSION NUMBER: 0001144204-14-026026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131031
FILED AS OF DATE: 20140430
DATE AS OF CHANGE: 20140430
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VACCINOGEN INC
CENTRAL INDEX KEY: 0001453001
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
BUSINESS ADDRESS:
STREET 1: 5300 WESTVIEW DRIVE
STREET 2: SUITE 406
CITY: FREDERICK
STATE: MD
ZIP: 21703
BUSINESS PHONE: 301-668-8400
MAIL ADDRESS:
STREET 1: 5300 WESTVIEW DRIVE
STREET 2: SUITE 406
CITY: FREDERICK
STATE: MD
ZIP: 21703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NICOLIS JOHN
CENTRAL INDEX KEY: 0001585750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54997
FILM NUMBER: 14796823
MAIL ADDRESS:
STREET 1: 5300 WESTVIEW DRIVE
STREET 2: SUITE 406
CITY: FREDERICK
STATE: MD
ZIP: 21703
4
1
v376516_4.xml
FORM 4
X0306
4
2013-10-31
0
0001453001
VACCINOGEN INC
VGEN
0001585750
NICOLIS JOHN
5300 WESTVIEW DRIVE
SUITE 406
FREDERICK
MD
21703
1
0
1
0
Common Stock
2013-12-31
4
G
0
3636
5.50
A
45972
D
Common Stock
2013-10-31
4
A
0
866
0
A
217611
I
Trust
Common Stock
2500000
I
Trust
Common Stock Purchase Warrant
1.00
2008-06-01
2015-02-28
Common Stock
533800
533800
I
Trust
Common Stock Purchase Warrant
1.00
2008-06-01
2015-02-28
Common Stock
651690
651690
I
Trust
Common Stock Purchase Warrant
6.05
2012-12-31
2017-12-31
Common Stock
9258
9258
I
Trust
These shares were issued as restricted stock grants which shares vest only upon a "Public Offering" or "Deemed Liquidation Event" (as defined in Vaccinogen's certificate of incorporation
Issued as adjustment shares for no additional cost in connection with certain anti-dilution rights contained in the investment documents under which Mr. Nicolis previously received shares of common stock.
/s/ John Nicolis
2014-04-29