0001144204-13-049050.txt : 20130903
0001144204-13-049050.hdr.sgml : 20130902
20130903171936
ACCESSION NUMBER: 0001144204-13-049050
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130903
FILED AS OF DATE: 20130903
DATE AS OF CHANGE: 20130903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VACCINOGEN INC
CENTRAL INDEX KEY: 0001453001
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
BUSINESS ADDRESS:
STREET 1: 5300 WESTVIEW DRIVE
STREET 2: SUITE 406
CITY: FREDERICK
STATE: MD
ZIP: 21703
BUSINESS PHONE: 301-668-8400
MAIL ADDRESS:
STREET 1: 5300 WESTVIEW DRIVE
STREET 2: SUITE 406
CITY: FREDERICK
STATE: MD
ZIP: 21703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NICOLIS JOHN
CENTRAL INDEX KEY: 0001585750
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54997
FILM NUMBER: 131075760
MAIL ADDRESS:
STREET 1: 5300 WESTVIEW DRIVE
STREET 2: SUITE 406
CITY: FREDERICK
STATE: MD
ZIP: 21703
3
1
v354293_3.xml
OWNERSHIP DOCUMENT
X0206
3
2013-09-03
0
0001453001
VACCINOGEN INC
VGEN
0001585750
NICOLIS JOHN
5300 WESTVIEW DRIVE
SUITE 406
FREDERICK
MD
21703
1
0
1
0
Common Stock
2500000
D
Common Stock
149526
I
Trust
Common Stock
67219
I
Trust
Restricted Stock Grant
42336
D
Common Stock Purchase Warrant
1.00
2008-06-01
2015-02-28
Common Stock
533800
I
Trust
Common Stock Purchase Warrant
1.00
2008-06-02
2015-02-28
Common Stock
651690
I
Trust
Common Stock Purchase Warrant
6.05
2012-12-31
2017-12-31
Common Stock
9.258
I
Trust
These restricted stock grants vest only upon a "Public Offering" or a "Deemed Liquidated Event" within 10 years of the date of grant.
/s/ John Nicolis
2013-09-03