0001144204-13-049050.txt : 20130903 0001144204-13-049050.hdr.sgml : 20130902 20130903171936 ACCESSION NUMBER: 0001144204-13-049050 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130903 DATE AS OF CHANGE: 20130903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VACCINOGEN INC CENTRAL INDEX KEY: 0001453001 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 5300 WESTVIEW DRIVE STREET 2: SUITE 406 CITY: FREDERICK STATE: MD ZIP: 21703 BUSINESS PHONE: 301-668-8400 MAIL ADDRESS: STREET 1: 5300 WESTVIEW DRIVE STREET 2: SUITE 406 CITY: FREDERICK STATE: MD ZIP: 21703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICOLIS JOHN CENTRAL INDEX KEY: 0001585750 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54997 FILM NUMBER: 131075760 MAIL ADDRESS: STREET 1: 5300 WESTVIEW DRIVE STREET 2: SUITE 406 CITY: FREDERICK STATE: MD ZIP: 21703 3 1 v354293_3.xml OWNERSHIP DOCUMENT X0206 3 2013-09-03 0 0001453001 VACCINOGEN INC VGEN 0001585750 NICOLIS JOHN 5300 WESTVIEW DRIVE SUITE 406 FREDERICK MD 21703 1 0 1 0 Common Stock 2500000 D Common Stock 149526 I Trust Common Stock 67219 I Trust Restricted Stock Grant 42336 D Common Stock Purchase Warrant 1.00 2008-06-01 2015-02-28 Common Stock 533800 I Trust Common Stock Purchase Warrant 1.00 2008-06-02 2015-02-28 Common Stock 651690 I Trust Common Stock Purchase Warrant 6.05 2012-12-31 2017-12-31 Common Stock 9.258 I Trust These restricted stock grants vest only upon a "Public Offering" or a "Deemed Liquidated Event" within 10 years of the date of grant. /s/ John Nicolis 2013-09-03