Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | SEI INVESTMENTS DISTRIBUTION CO. |
b. Street 1 | 1 Freedom Valley Drive |
Street 2 | |
c. City | OAKS |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19456 |
g. Telephone number (including country code if foreign) | 610-676-1000 |
h. Briefly describe the books and records kept at this location:
| Records as Distributor for Trust |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Penserra Capital Management, LLC |
b. Street 1 | 4 Orinda Way |
Street 2 | Suite 100-A |
c. City | Orinda |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94563 |
g. Telephone number (including country code if foreign) | 1-800-456-8850 |
h. Briefly describe the books and records kept at this location:
| Records as sub-advisor for Trust |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Vident Investment Advisory, LLC |
b. Street 1 | 300 Colonial Center Parkway |
Street 2 | Suite 330 |
c. City | Roswell |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30076 |
g. Telephone number (including country code if foreign) | 1-404-487-1961 |
h. Briefly describe the books and records kept at this location:
| Records as sub-advisor for Trust |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Hull Tactical Asset Allocation, LLC |
b. Street 1 | 141 W. Jackson Blvd. |
Street 2 | Suite 1650 |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60604 |
g. Telephone number (including country code if foreign) | 1-312-356-3150 |
h. Briefly describe the books and records kept at this location:
| Records as sub-advisor for Trust |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Exchange Traded Concepts, LLC |
b. Street 1 | 10900 Hefner Pointe Drive |
Street 2 | Suite 207 |
c. City | Oklahoma City |
d. State, if applicable |
OKLAHOMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 73120 |
g. Telephone number (including country code if foreign) | 1-405-778-8377 |
h. Briefly describe the books and records kept at this location:
| Records as Advisor for Trust |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | BROWN BROTHERS HARRIMAN & CO. |
b. Street 1 | 40 Water Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02109 |
g. Telephone number (including country code if foreign) | 617-772-1818 |
h. Briefly describe the books and records kept at this location:
| Records as Custodian for Trust & Transfer Agent |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 240 Greenwich Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286 |
g. Telephone number (including country code if foreign) | 1-212-495-1784 |
h. Briefly describe the books and records kept at this location:
| Records As Transfer Agent For Trust & Custodian for Trust |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | SEI INVESTMENTS GLOBAL FUNDS SERVICES |
b. Street 1 | 1 Freedom Valley Drive |
Street 2 | |
c. City | OAKS |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19456 |
g. Telephone number (including country code if foreign) | 610-676-1000 |
h. Briefly describe the books and records kept at this location:
| Records as Administrator for Trust |
Director Record:
1 |
a. Full Name | J. Garrett Stevens |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22700 |
Director Record:
2 |
a. Full Name | Timothy Jacoby |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22700 |
Director Record:
3 |
a. Full Name | David M. Mahle |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22700 |
Director Record:
4 |
a. Full Name | Kurt Wolfgruber |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22700 |
Director Record:
5 |
a. Full Name | Mark Zurack |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22700 |