0001452780-23-000007.txt : 20230929
0001452780-23-000007.hdr.sgml : 20230929
20230929164920
ACCESSION NUMBER: 0001452780-23-000007
CONFORMED SUBMISSION TYPE: TA-1/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20230929
DATE AS OF CHANGE: 20230929
EFFECTIVENESS DATE: 20231009
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SS&C FinTech Services India Private Ltd
CENTRAL INDEX KEY: 0001452780
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: TA-1/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 084-06342
FILM NUMBER: 231296376
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR, BLOCK B, Q CITY
STREET 2: NANAKRAMGUDA, GACHIBOWLI
CITY: HYDERABAD
STATE: K7
ZIP: 500032
BUSINESS PHONE: 914066125521
MAIL ADDRESS:
STREET 1: 5TH FLOOR, BLOCK B, Q CITY
STREET 2: NANAKRAMGUDA, GACHIBOWLI
CITY: HYDERABAD
STATE: K7
ZIP: 500032
FORMER COMPANY:
FORMER CONFORMED NAME: DST Worldwide Services India Private Limited- TA
DATE OF NAME CHANGE: 20090917
FORMER COMPANY:
FORMER CONFORMED NAME: DST Global Solutions India Private Ltd - TA
DATE OF NAME CHANGE: 20081224
TA-1/A
1
primary_doc.xml
X0405
TA-1/A
0001452780
XXXXXXXX
084-06342
true
LIVE
SEC
SS&C FinTech Services India Private Ltd
DST Worldwide Services India Private Limited- TA
339358
5th Floor, Block B, Q City
Nanakramguda, Gachibowli
Hyderabad
K7
500032
N
914066125521
Y
Suite 201, Building 7, Commerzone
Samrat Ashok Path Road, Yerawada
Pune
K7
411006
3rd Fl, Unit 301, Bld 5&6, Mindspace Bus
Parks Pvt Lmt-SEZ, Airoli Rd, Airoli,
Navi Mumbai, Mumbai Maharashtr
K7
400 708
4th Floor, Block A, Q City, Nanakaamguda
Gachibowli
Hyderabad
K7
500032
6th Floor, Level 2, Lodha iThink Tower A
Kolshet Road, Thane
Mumbai, Maharashtra
K7
400607
N
N
Y
SS&C GIDS, Inc.
084-00448
1055 Broadway St
Kansas City
MO
64105
Corporation
Pacific Ventures
05/02/2005
24.58% Owner
B
DST HealthCare Holdings, Inc.
04/30/2005
75.42% Owner
E
SS&C GIDS, Inc, (formerly DST Systems, Inc.)
04/30/2005
Indirect Ownership
NA
Manjula Cherukuri
03/21/2005
Head of Finance, Director
NA
true
Kevin Lysaught
03/25/2019
Director
NA
true
David Fellows
03/25/2019
Director
NA
true
Chris Benner
06/28/2019
Director
NA
true
Shankar Narayan Gawde
06/30/2020
Vice President
NA
true
N
N
N
N
N
N
N
Y
DST Asset Manager Solutions, Inc.
Order Instituting Administrative and Cease and Desist Proceedings File No. 3-21565 Release No. 98153
08/17/2023
United States Securities and Exchange Commission
The SEC alleged that DST Asset Manager Solutions, Inc. ("DST AMS"), who is an SEC registered transfer agent, violated Exchange Act Rule 17Ad-17 related to searching for lost securityholders, by requiring a database search match to the lost securityholders name in addition to social security number as a condition to sending outreach letters to potentially better mailing addresses in an attempt to locate lost securityholders.
Pursuant to the Order, in addition to a $500,000 civil monetary penalty and a censure, DST AMS agreed to undertake to (a) take reasonable steps to locate lost securityholders to whom it did not send outreach letters after receiving an SSN match after database searches and who experienced escheatment during the period covered by the investigation, (b) request its mutual fund clients to periodically send out notifications to their shareholders informing them of the risk of escheatment, and (c) provide written certification annually for five years that its written policies and procedures have complied with the requirements of Rule 17Ad-17 and that it has followed those written policies and procedures in practice.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Manjula Cherukuri
011914066125521
Head of Finance, Director
09/29/2023