0001452780-23-000007.txt : 20230929 0001452780-23-000007.hdr.sgml : 20230929 20230929164920 ACCESSION NUMBER: 0001452780-23-000007 CONFORMED SUBMISSION TYPE: TA-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230929 DATE AS OF CHANGE: 20230929 EFFECTIVENESS DATE: 20231009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SS&C FinTech Services India Private Ltd CENTRAL INDEX KEY: 0001452780 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: TA-1/A SEC ACT: 1934 Act SEC FILE NUMBER: 084-06342 FILM NUMBER: 231296376 BUSINESS ADDRESS: STREET 1: 5TH FLOOR, BLOCK B, Q CITY STREET 2: NANAKRAMGUDA, GACHIBOWLI CITY: HYDERABAD STATE: K7 ZIP: 500032 BUSINESS PHONE: 914066125521 MAIL ADDRESS: STREET 1: 5TH FLOOR, BLOCK B, Q CITY STREET 2: NANAKRAMGUDA, GACHIBOWLI CITY: HYDERABAD STATE: K7 ZIP: 500032 FORMER COMPANY: FORMER CONFORMED NAME: DST Worldwide Services India Private Limited- TA DATE OF NAME CHANGE: 20090917 FORMER COMPANY: FORMER CONFORMED NAME: DST Global Solutions India Private Ltd - TA DATE OF NAME CHANGE: 20081224 TA-1/A 1 primary_doc.xml X0405 TA-1/A 0001452780 XXXXXXXX 084-06342 true LIVE SEC SS&C FinTech Services India Private Ltd DST Worldwide Services India Private Limited- TA 339358 5th Floor, Block B, Q City Nanakramguda, Gachibowli Hyderabad K7 500032 N 914066125521 Y Suite 201, Building 7, Commerzone Samrat Ashok Path Road, Yerawada Pune K7 411006 3rd Fl, Unit 301, Bld 5&6, Mindspace Bus Parks Pvt Lmt-SEZ, Airoli Rd, Airoli, Navi Mumbai, Mumbai Maharashtr K7 400 708 4th Floor, Block A, Q City, Nanakaamguda Gachibowli Hyderabad K7 500032 6th Floor, Level 2, Lodha iThink Tower A Kolshet Road, Thane Mumbai, Maharashtra K7 400607 N N Y SS&C GIDS, Inc. 084-00448 1055 Broadway St Kansas City MO 64105 Corporation Pacific Ventures 05/02/2005 24.58% Owner B DST HealthCare Holdings, Inc. 04/30/2005 75.42% Owner E SS&C GIDS, Inc, (formerly DST Systems, Inc.) 04/30/2005 Indirect Ownership NA Manjula Cherukuri 03/21/2005 Head of Finance, Director NA true Kevin Lysaught 03/25/2019 Director NA true David Fellows 03/25/2019 Director NA true Chris Benner 06/28/2019 Director NA true Shankar Narayan Gawde 06/30/2020 Vice President NA true N N N N N N N Y DST Asset Manager Solutions, Inc. Order Instituting Administrative and Cease and Desist Proceedings File No. 3-21565 Release No. 98153 08/17/2023 United States Securities and Exchange Commission The SEC alleged that DST Asset Manager Solutions, Inc. ("DST AMS"), who is an SEC registered transfer agent, violated Exchange Act Rule 17Ad-17 related to searching for lost securityholders, by requiring a database search match to the lost securityholders name in addition to social security number as a condition to sending outreach letters to potentially better mailing addresses in an attempt to locate lost securityholders. Pursuant to the Order, in addition to a $500,000 civil monetary penalty and a censure, DST AMS agreed to undertake to (a) take reasonable steps to locate lost securityholders to whom it did not send outreach letters after receiving an SSN match after database searches and who experienced escheatment during the period covered by the investigation, (b) request its mutual fund clients to periodically send out notifications to their shareholders informing them of the risk of escheatment, and (c) provide written certification annually for five years that its written policies and procedures have complied with the requirements of Rule 17Ad-17 and that it has followed those written policies and procedures in practice. N N N N N N N N N N N N N N N N Manjula Cherukuri 011914066125521 Head of Finance, Director 09/29/2023