0001209191-17-027611.txt : 20170419 0001209191-17-027611.hdr.sgml : 20170419 20170419214811 ACCESSION NUMBER: 0001209191-17-027611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170413 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nimble Storage Inc CENTRAL INDEX KEY: 0001452751 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 261418899 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 211 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408 432-9600 MAIL ADDRESS: STREET 1: 211 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vasudevan Suresh CENTRAL INDEX KEY: 0001504467 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36233 FILM NUMBER: 17771222 MAIL ADDRESS: STREET 1: C/O NIMBLE STORAGE, INC. STREET 2: 211 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-04-13 1 0001452751 Nimble Storage Inc NMBL 0001504467 Vasudevan Suresh C/O NIMBLE STORAGE 211 RIVER OAKS PARKWAY SAN JOSE CA 95134 1 1 0 0 Chief Executive Officer Common Stock 2017-04-17 4 A 0 123725 0.00 A 1247170 D Common Stock 2017-04-17 4 U 0 828673 12.50 D 0 D Common Stock 2017-04-17 4 D 0 123725 D 0 D Common Stock 2017-04-17 4 D 0 15325 D 0 D Common Stock 2017-04-17 4 D 0 15325 D 0 D Common Stock 2017-04-17 4 D 0 69714 D 0 D Common Stock 2017-04-17 4 D 0 14597 D 0 D Common Stock 2017-04-17 4 D 0 5977 D 0 D Common Stock 2017-04-17 4 D 0 57167 D 0 D Common Stock 2017-04-17 4 D 0 116667 D 0 D Employee Stock Option (Right to Buy) 0.5867 2017-04-17 4 D 0 1620000 12.50 D 2021-03-08 Common Stock 1620000 0 D Employee Stock Option (Right to Buy) 3.74 2017-04-17 4 D 0 1672 12.50 D 2023-03-13 Common Stock 1672 0 D Employee Stock Option (Right to Buy) 3.74 2017-04-17 4 D 0 473263 12.50 D 2023-03-13 Common Stock 473263 0 D Employee Stock Option (Right to Buy) 7.65 2017-04-17 4 D 0 500000 12.50 D 2023-09-24 Common Stock 500000 0 D Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's common stock upon settlement. One-half (1/2) of the performance RSUs will vest immediately and the remaining one-half (1/2) of the shares will vest in equal installments on March 10, 2018 and March 10, 2019. 92,794 shares issued pursuant to this RSU, which are fully vested, were canceled in exchange for a cash payment of $1,159,925.00, representing $12.50 per share pursuant to the merger agreement between issuer and Hewlett Packard Enterprise Company, a Delaware corporation ("HPE") and Nebraska Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of HPE (the "Merger") on the effective date of the Merger. 30,931 shares issued pursuant to this RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. 7,662 shares issued pursuant to this RSU, which are fully vested, were canceled in exchange for a cash payment of $95,775.00, representing $12.50 per share pursuant to the Merger. 7,663 shares issued pursuant to this RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. 34,857 shares issued pursuant to this RSU, which are fully vested, were canceled in exchange for a cash payment of $435,712.50, representing $12.50 per share pursuant to the Merger. 34,857 shares issued pursuant to this RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. 7,298 shares issued pursuant to this RSU, which are fully vested, were canceled in exchange for a cash payment of $91,225.00, representing $12.50 per share pursuant to the Merger. 7,299 shares issued pursuant to this RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. 2,988 shares issued pursuant to this RSU, which are fully vested, were canceled in exchange for a cash payment of $37,350.00, representing $12.50 per share pursuant to the Merger. 2,989 shares issued pursuant to this RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. 28,583 shares issued pursuant to this RSU, which are fully vested, were canceled in exchange for a cash payment of $357,287.50, representing $12.50 per share pursuant to the Merger. 28,584 shares issued pursuant to this RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. 58,333 shares issued pursuant to this RSU, which are fully vested, were canceled in exchange for a cash payment of $729,162.50, representing $12.50 per share pursuant to the Merger. 58,334 shares issued pursuant to this RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. This option, which is fully vested, was canceled in the Merger in exchange for a cash payment of $19,299,546.00, representing the difference between the exercise price of the option and $12.50 per share. This option, which is fully vested, was canceled in the Merger in exchange for a cash payment of $14,646.72, representing the difference between the exercise price of the option and $12.50 per share. This option, provided for vesting in monthly installments ratably from March 26, 2017 through March 26, 2018. 456,597 shares granted pursuant to this option were canceled in the Merger in exchange for a cash payment of $3,999,789.72, representing the difference between the exercise price of the option and $12.50 per share. 16,666 shares issued pursuant to this option, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. This option provided for 1/36th vesting in equal monthly installments. 416,666 shares granted pursuant to this option were canceled in the Merger in exchange for a cash payment of $2,020,830.10, representing the difference between the exercise price of the option and $12.50 per share. 83,334 shares issued pursuant to this option, which provided for 1/36th vesting in equal monthly installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. /s/ Aparna Bawa, by power of attorney for Suresh Vasudevan 2017-04-19