0001209191-16-107995.txt : 20160311 0001209191-16-107995.hdr.sgml : 20160311 20160311215604 ACCESSION NUMBER: 0001209191-16-107995 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160309 FILED AS OF DATE: 20160311 DATE AS OF CHANGE: 20160311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nimble Storage Inc CENTRAL INDEX KEY: 0001452751 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 261418899 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 211 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408 432-9600 MAIL ADDRESS: STREET 1: 211 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEHTA VARUN CENTRAL INDEX KEY: 0001592516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36233 FILM NUMBER: 161502305 MAIL ADDRESS: STREET 1: C/O NIMBLE STORAGE, INC. STREET 2: 211 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-09 0 0001452751 Nimble Storage Inc NMBL 0001592516 MEHTA VARUN C/O NIMBLE STORAGE 211 RIVER OAKS PARKWAY SAN JOSE CA 95134 1 1 0 0 VP Engineering Common Stock 2016-03-09 4 A 0 60000 0.00 A 402287 D Common Stock 2016-03-09 4 A 0 5910 0.00 A 408197 D Common Stock 2016-03-10 4 S 0 4727 7.1097 D 403470 D Common Stock 2016-03-10 4 G 0 1183 0.00 D 402287 D Common Stock 2016-03-10 4 G 0 1183 0.00 A 4072804 I See Footnote Common Stock 2016-03-11 4 S 0 9422 7.4146 D 392865 D Common Stock 600000 I See Footnote Common Stock 650000 I See Footnote Common Stock 600000 I See Footnote Common Stock 650000 I See Footnote Each restricted stock unit represents a right to receive one share of the Issuer's common stock. One-sixth (1/6th) of the restricted stock units will vest on September 10, 2016, and one-sixth (1/6th) of the restricted stock units vest every six months thereafter. Does not include 31,904 shares underlying performance restricted stock units reported in a Form 4 filed on January 30, 2015 that were forfeited because the Company did not achieve the specified performance criteria. These restricted stock units were awarded pursuant to the Company's annual incentive plan for fiscal year 2016 in lieu of a cash payment. Each restricted stock unit represents a right to receive one share of the Issuer's common stock. 100% of the restricted stock units vested on March 9, 2016. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $7.08 to a high sale price of $7.16. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer. Held directly by The Mehta Family Trust U/A Dated 11/06/2006. The reporting person has shared voting and investment control over these shares. The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $7.37 to a high sale price of $7.495. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer. Held directly by The Jai Vir Mehta 2012 GST Trust. The reporting person has shared voting and investment control over these shares. Held directly by The Jai Vir Mehta Trust. The reporting person has shared voting and investment control over these shares. Held directly by The Kimaya Jia Mehta 2012 GST Trust. The reporting person has shared voting and investment control over these shares. Held directly by The Kimaya Jia Mehta Trust. The reporting person has shared voting and investment control over these shares. /s/ Aparna Bawa, by power of attorney for Varun Mehta 2016-03-11