-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LtPOuGybHE67q1QXRLuCU5VzqauCcHvLfBViSqhPrdqffx34loyj4l5SWypqbNO5 LwvJsa6Zm/xgrIqQlDvy0g== 0001011723-10-000008.txt : 20100129 0001011723-10-000008.hdr.sgml : 20100129 20100128200715 ACCESSION NUMBER: 0001011723-10-000008 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100129 DATE AS OF CHANGE: 20100128 EFFECTIVENESS DATE: 20100129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cypress Equipment Fund 16, LLC CENTRAL INDEX KEY: 0001451787 IRS NUMBER: 262483416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-125996 FILM NUMBER: 10555396 BUSINESS ADDRESS: STREET 1: 188 THE EMBARCADERO STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-281-3020 MAIL ADDRESS: STREET 1: 188 THE EMBARCADERO STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 D/A 1 primary_doc.xml X0603 D/A LIVE 0001451787 Cypress Equipment Fund 16, LLC 188 The Embarcadero, Suite 420 San Francisco CA 94105 415-281-3020 CALIFORNIA None None Limited Liability Company true 2008 Stephen Rogers Harwood 188 The Embarcadero, Suite 420 San Francisco CA 94105 Director Executive Officer Promoter Officer and Director of LLC Manager NA Cypress Equipment Management Corp IV 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Promoter LLC Manager Kenneth Park 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Daniel Rael 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Other Banking and Financial Services Decline to Disclose 06 true 0001011723-09-000001 2009-01-07 true true false 35000 Cypress Capital Corporation 42681 Cypress Capital Corporation 42681 188 The Embarcader, Suite 420 San Francisco CA 94105 AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MO NE NV NJ NY NC OH OR PA SC TN TX UT VT VA WA WI WY Berthel, Fisher and Company Financial Services, Inc. 13609 Berthel, Fisher and Company Financial Services, Inc. 13609 701 Tama Street, Building B Marion IA 52302 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Zachary L. Carey 3110546 Calton and Associates, Inc. 20999 2716 West Oxford Loop Suite 179 Oxford MS 38655 AL AR FL GA KY LA MS TN TX VA Oliver B. Williamson 4642029 Calton and Associates, Inc. 20999 611 Hambley Blvd. Pikeville KY 41501 FL IN KY MA NY NC OH PA SC TN VA Phillip D. King 1839137 Calton and Associates, Inc. 20999 611 Hambley Blvd. Pikeville KY 41501 CA FL GA IN KY MI NC OH SC TN VA Maryellen Trotter 862519 Centaurus Financial, Inc. 30833 1515 E. Cedar Avenue Suite C5 Flagstaff AZ 86004 AZ CA CO FL MS UT Bryan D. Myers 2527480 Chapin, Davis 28116 2 Village Square, Suite 200 Baltimore MD 21210 CA MD NY PA VA Commonwealth Financial Network 8032 Commonwealth Financial Network 8032 29 Sawyer Road Waltham MA 02453 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Crown Capital Securities, L.P. 6312 Crown Capital Securities, L.P. 6312 725 Town and Country Road Suite 530 Orange CA 92868 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY David A. Harris 500413 David Harris and Co., Inc. 45670 222 Mamaroneck Avenue White Plains NY 10605 AZ CA CO CT FL HI IL ME MD MI NJ NY NC VA Donald G. Dewaay Jr. 1297174 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AK AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY MA MI MN MO MT NE NV NM NY NC ND OH OK OR PA SC SD TX UT VT VA WA WI WY Joshua E. Cross 4522751 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AZ FL HI IL IA KS KY MA MN MO NE NV NC OH TX WA WI NFP Securities, Inc. 42046 NFP Securities, Inc. 42046 1250 Capital of Texas Hwy S. , 2-125 Austin TX 78746 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY H. Beck, Inc. 1763 H. Beck, Inc. 1763 11140 Rockville Pike Suite 400 Rockville MD 20852 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Independent Financial Group, LLC 7717 Independent Financial Group, LLC 7717 12636 High Bluff Drive, Suite 100 San Diego CA 92130 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Lora J. Hoff 3175071 Investment Planners, Inc. 18557 10440 N. Central Expressway Suite 1040 Dallas TX 75231 IA MN MO OK TX LPL Financial Corporation 6413 LPL Financial Corporation 6413 One Beacon Street 22nd Floor Boston MA 02108 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Thomas J. Birch 805540 Mid Atlantic Capital Corporation 10674 1683 Novato Blvd. Suite 2 Novato CA 94949 AZ CA GA ID MO OR Howard W. Minor, Jr. 1008244 Next Financial Group, Inc. 46214 413 Stuart Circle Suite 314 Richmond VA 23220 FL MD VA Dennis L. Freeman 213683 Okoboji Financial Services, Inc. 33727 600 Fifth Street Suite 102 Ames IA 50010 IA MN Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 555 S. Renton Village Pl Suite 700 Renton WA 98057 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY QA3 Financial Corp. 14754 QA3 Financial Corp. 14754 One Valmont Plaza, 4th Floor Omaha NE 68154 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Norman G. Price 2406981 RP Capital LLC 134768 7191 Wagner Way NW, Suite 302 Gig Harbor WA 98335 AL CA FL NV OR TX WA Sagepoint Financial, Inc. 133763 Sagepoint Financial, Inc. 133763 2800 N. Central Ave., Ste 2100 Phoenix AZ 85004 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Ameritas Investment Corp. 14869 Ameritas Investment Corp. 14869 5900 O Street Lincoln NE 68510 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY William E. Riley, Jr. 1493287 Silver Oak Securities, Incorporated 46947 512 Main Street Suite 1400 Forth Worth TX 76102 TX John T. Dunn 2448503 The Strategic Financial Alliance, Inc. 126514 107 Weatherstone Drive Suite 520 Woodstock GA 30188 CA GA IL LA NC PA VSR Financial Services, Inc. 14503 VSR Financial Services, Inc. 14503 8620 W 110th Street Suite 200 Overland Park KS 66210 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Jack Thomas 2773136 AFA Financial Group, LLC 127648 950 W. Bannock Street, Suite 1100 Boise ID 83702 CA ID Jeffrey Rachlin 823547 Alternative Wealth Strategies, Inc. 130933 380 N. Broadway, Suite 310 Jericko NY 11753 CT FL MD MA NJ NY Richard L. Belline 2432737 AXA Advisors, LLC 6627 213 W. Monroe, Suite Q Lowell AR 72745 AR CO FL GA IL KS LA MO NC OH OK TN TX Burley A. Daye 63064 Centaurus Financial, Inc. 30833 533 Airport Blvd., Suite 219 Burlingame CA 94010 CA NV UT Ty K. Bauer 2150885 Carlton & Associates, Inc. 20999 1716 West Oxford Loop, Suite 179 Oxford MS 38655 AL CA CO CT GA IL IN LA MS MO NV NM NY PA TN TX Joseph M. Gatt 218745 Girard Securities, Inc. 18697 1455 East Tropicana Avenue Suite 275 Las Vegas NV 89119 CA CO NV UT Arthur J. Moss 1409033 National Planning Corporation 29604 7135 E. Camelback Road Ste 230 Scottsdale AZ 85251 AZ CA CO FL ID John P. Hannan 1372033 Private Asset Group, Inc. 142541 3070 Bristol Street, Suite 500 Costa Mesa CA 92626 CA FL HI MN NV NJ NY NC TX Edward T. Coda 1776811 National Planning Corporation 29604 1221 Kapiolani Blvd., Penthouse 30 Honolulu HI 96814 AZ CA CO FL HI NV NM NC OH PA TX VA WA Proequities, Inc. 15708 Proequities, Inc. 15708 2801 Highway 280 South Birmingham AL 35223 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY FSC Securities Corporation 7461 FSC Securities Corporation 7461 2300 Windy Ridge Parkway, Suite 1100 Atlanta GA 30339 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY John P. Ochsner 1502183 Royal Alliance Associates, Inc. 23131 3217 West Smith Street Suite 2 Seattle WA 98199 CA NH WA David L. Goodman 1429972 Transam Securities, Inc. 18923 1111 Douglas Avenue Altamonte Springs FL 32714 AZ CO FL GA NC OH Charles C. Shafe 1277113 Transam Securities, Inc. 18923 531 Versailles Drive Ste. 201 Maitland FL 32751 AZ CT FL GA IN MD MI NJ NY NC SC VA Woodbury Financial Services, Inc. 421 Woodbury Financial Services, Inc. 421 7755 Third Street North Oakdale MN 55128 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Questar Capital Corporation 43100 Questar Capital Corporation 43100 5701 Golden Hills Drive Minneapolis MN 55416 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Robert A. Horning 2311640 Centaurus Financial, Inc. 30833 3 MacArthur Pl. Ste. 855 Santa Ana CA 92707 AZ CA HI LA NV NY Mark C. Pedersen 1283866 Harrison Douglas, Inc. 16515 5116 Saddle Horn Trail Matthews NC 28104 CO CT NC Richard E. Woollen 1342719 Harrison Douglas, Inc. 16515 4301 Belknap Road Charlotte NC 28211 NC Paul L. White II 4669396 Heritage Financial Services, Inc. 133019 150 Broad Hollow Road Melville NY 11747 CT NJ NY PA Nathan L. Rewerts 2913269 Investment Planners, Inc. 18557 5950 SW 28th Street Topeka KS 66614 CO KS MD MA OK TX Christopher M. Ingram 3156210 Next Financial Group, Inc. 46214 23734 Valencia Blvd., Suite 301 Valencia CA 91355 CA FL IL NV OR TX Edmardo J. Tomei III 4338243 Next Financial Group, Inc. 46214 2377 Gold Meadow Way, Suite 250 Gold River CA 95670 AZ CA ID MO OK VA WA WY Paul D. Christ 844080 Royal Alliance Associates, Inc. 23131 3805 W. Maple Road Bloomfield Hills MI 48301 AZ FL IL IN IA KS MD MI MN MO NV NY OH WA Edward J. Spanski Jr. 2356329 Royal Alliance Associates, Inc. 23131 8207 Forest Shadow Circle Cornelius NC 28031 AZ FL GA IN NC TN TX VA Daniel G. McPherson 4964802 Sammons Securities Company, LLC 115368 1488 Midway Ave. Idaho Falls ID 83406 ID MT NM UT WA WY Noah P. Bergeron Jr. 1056146 Sigma Financial Corporation 14303 35060 Michelle Dr. Romulus MI 48174 FL MI OH Peter J. Glaab Jr. 222558 Sigma Financial Corporation 14303 37229 Huron River Drive New Boston MI 48164 AZ CA CO FL IN MA MI NV ND SD TX UT Carl D. Cornaglia 3067666 SII Investments, Inc. 2225 344 North Main St. Marlborough CT 06447 CT NH NY NC PA SC William N. Keen 266061 The Strategic Financial Alliance, Inc. 126514 3830 East Jones Bridge Road, 155 Norcross GA 30092 AL AK AZ AR CA CO CT DE DC FL GA IL IN KS KY LA MD MA MI MN MS MO NM NY NC OH OK OR PA SC TN TX VT VA WA WI 35000000 32200624 2799376 false 477 2975000 true 0 1400000 true false Cypress Equipment Fund 16, LLC /s/ DANIEL RAEL Daniel Rael Vice President of Manager of Issuer 2010-01-28 -----END PRIVACY-ENHANCED MESSAGE-----