The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001451787
   Corporation
   Limited Partnership
X Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
Cypress Equipment Fund 16, LLC
Jurisdiction of Incorporation/Organization
CALIFORNIA
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2008
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Cypress Equipment Fund 16, LLC
Street Address 1 Street Address 2
188 The Embarcadero, Suite 420
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
San Francisco CA 94105 415-281-3020

3. Related Persons

Last Name First Name Middle Name
Harwood Stephen Rogers
Street Address 1 Street Address 2
188 The Embarcadero, Suite 420
City State/Province/Country ZIP/PostalCode
San Francisco CA 94105
Relationship: X Executive Officer X Director X Promoter

Clarification of Response (if Necessary):

Officer and Director of LLC Manager
Last Name First Name Middle Name
Cypress Equipment Management Corp IV NA  
Street Address 1 Street Address 2
188 The Embarcadero, Suite 420
City State/Province/Country ZIP/PostalCode
San Francisco CA 94105
Relationship: X Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

LLC Manager
Last Name First Name Middle Name
Park Kenneth  
Street Address 1 Street Address 2
188 The Embarcadero, Suite 420
City State/Province/Country ZIP/PostalCode
San Francisco CA 94105
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Officer of LLC Manager
Last Name First Name Middle Name
Rael Daniel  
Street Address 1 Street Address 2
188 The Embarcadero, Suite 420
City State/Province/Country ZIP/PostalCode
San Francisco CA 94105
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Officer of LLC Manager

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
X Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii)    Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2009-01-07    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $35,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Cypress Capital Corporation 42681
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cypress Capital Corporation 42681
Street Address 1 Street Address 2
188 The Embarcader, Suite 420
City State/Province/Country ZIP/Postal Code
San Francisco CA 94105
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
AR
CA
CO
CT
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
MD
MA
MI
MN
MO
NE
NV
NJ
NY
NC
OH
OR
PA
SC
TN
TX
UT
VT
VA
WA
WI
Recipient
Recipient CRD Number    None
Michael L. Staines, Jr. 5303142
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel, Fisher and Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
300 Harding Blvd. Suite 209
City State/Province/Country ZIP/Postal Code
Roseville CA 95678
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
NJ
NY
PA
TX
Recipient
Recipient CRD Number    None
Zachary L. Carey 3110546
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton and Associates, Inc. 20999
Street Address 1 Street Address 2
1223 E. Jackson Ave. Suite 301
City State/Province/Country ZIP/Postal Code
Oxford MS 38655
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AR
FL
GA
KY
LA
MS
TN
TX
VA
Recipient
Recipient CRD Number    None
Oliver B. Williamson 4642029
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton and Associates, Inc. 20999
Street Address 1 Street Address 2
611 Hambley Blvd.
City State/Province/Country ZIP/Postal Code
Pikeville KY 41501
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
IN
KY
MA
NY
NC
OH
SC
TN
VA
Recipient
Recipient CRD Number    None
Phillip D. King 1839137
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton and Associates, Inc. 20999
Street Address 1 Street Address 2
611 Hambley Blvd.
City State/Province/Country ZIP/Postal Code
Pikeville KY 41501
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
FL
GA
IN
KY
MI
NC
OH
SC
TN
VA
Recipient
Recipient CRD Number    None
Maryellen Trotter 862519
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
1515 E. Cedar Avenue Suite C5
City State/Province/Country ZIP/Postal Code
Flagstaff AZ 86004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
FL
GA
MS
NV
NM
PA
Recipient
Recipient CRD Number    None
Bryan D. Myers 2527480
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Chapin, Davis 28116
Street Address 1 Street Address 2
2 Village Square, Suite 200
City State/Province/Country ZIP/Postal Code
Baltimore MD 21210
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MD
VA
Recipient
Recipient CRD Number    None
Edward W. Grogan IV 2344994
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Commonwealth Financial Network 8032
Street Address 1 Street Address 2
6625 Wagner Way NW Suite 320
City State/Province/Country ZIP/Postal Code
Gig Harbor WA 98335
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AK
AZ
CA
CO
CT
DC
FL
HI
ID
KY
MD
MI
MN
MT
NE
NH
NY
OR
SC
TX
WA
WI
Recipient
Recipient CRD Number    None
Robert E. Leib 1267444
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Commonwealth Financial Network 8032
Street Address 1 Street Address 2
101 West Elm Street Suite 500
City State/Province/Country ZIP/Postal Code
Conshohocken PA 19428
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
DE
FL
IL
MD
NJ
NY
NC
PA
VA
Recipient
Recipient CRD Number    None
Joseph L. England 2934344
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Commonwealth Financial Network 8032
Street Address 1 Street Address 2
101 West Elm Street Suite 500
City State/Province/Country ZIP/Postal Code
Conshohocken PA 19428
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DE
IN
NJ
PA
Recipient
Recipient CRD Number    None
Stephen A. Catania 2389489
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities, L.P. 6312
Street Address 1 Street Address 2
725 Town and Country Road Suite 530
City State/Province/Country ZIP/Postal Code
Orange CA 92868
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GA
IL
TN
VA
Recipient
Recipient CRD Number    None
Melissa C. Mather 4697533
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities, L.P. 6312
Street Address 1 Street Address 2
1756 Grain Mill Road
City State/Province/Country ZIP/Postal Code
San Marcos CA 92078
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
David B. McMillen 1198070
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities, L.P. 6312
Street Address 1 Street Address 2
106 Pineview Lane
City State/Province/Country ZIP/Postal Code
Boulder CO 80302
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
CO
ID
OR
Recipient
Recipient CRD Number    None
David A. Harris 500413
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
David Harris and Co., Inc. 45670
Street Address 1 Street Address 2
222 Mamaroneck Avenue
City State/Province/Country ZIP/Postal Code
White Plains NY 10605
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CT
FL
HI
IL
ME
MD
MI
NJ
NY
NC
VA
Recipient
Recipient CRD Number    None
Donald G. Dewaay Jr. 1297174
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Dewaay Financial Network, LLC 30767
Street Address 1 Street Address 2
13001 University Avenue
City State/Province/Country ZIP/Postal Code
Clive IA 50325
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
MA
MI
MN
MO
MT
NE
NV
NM
NY
NC
ND
OH
OK
OR
PA
SC
SD
TX
UT
VT
VA
WA
WI
WY
Recipient
Recipient CRD Number    None
Joshua E. Cross 4522751
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Dewaay Financial Network, LLC 30767
Street Address 1 Street Address 2
13001 University Avenue
City State/Province/Country ZIP/Postal Code
Clive IA 50325
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AZ
FL
HI
IL
IA
KS
KY
MA
MN
MO
NE
NV
NC
OH
TX
WA
WI
Recipient
Recipient CRD Number    None
Michael D. Morrow 2364423
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Dewaay Financial Network, LLC 30767
Street Address 1 Street Address 2
402 N. Carroll Ave., Suite 100
City State/Province/Country ZIP/Postal Code
Southlake TX 76092
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
OK
TX
Recipient
Recipient CRD Number    None
H. Beck, Inc. 1763
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
H. Beck, Inc. 1763
Street Address 1 Street Address 2
11140 Rockville Pike Suite 400
City State/Province/Country ZIP/Postal Code
Rockville MD 20852
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
SC
SD
TN
TX
UT
VT
VA
WA
WI
WY
Recipient
Recipient CRD Number    None
Robert J. Steyert 1122075
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group, LLC 7717
Street Address 1 Street Address 2
30448 Rancho Viejo Road, No. 175
City State/Province/Country ZIP/Postal Code
San Juan Capistrano CA 92675
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
FL
NJ
NY
UT
WA
Recipient
Recipient CRD Number    None
Lora J. Hoff 3175071
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investment Planners, Inc. 18557
Street Address 1 Street Address 2
10440 N. Central Expressway Suite 1040
City State/Province/Country ZIP/Postal Code
Dallas TX 75231
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IA
MN
MO
OK
TX
Recipient
Recipient CRD Number    None
LPL Financial Corporation 6413
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
One Beacon Street 22nd Floor
City State/Province/Country ZIP/Postal Code
Boston MA 02108
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
SC
SD
TN
TX
UT
VT
VA
WA
WI
WY
Recipient
Recipient CRD Number    None
Thomas J. Birch 805540
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Mid Atlantic Capital Corporation 10674
Street Address 1 Street Address 2
1683 Novato Blvd. Suite 2
City State/Province/Country ZIP/Postal Code
Novato CA 94949
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
GA
ID
MO
OR
Recipient
Recipient CRD Number    None
Leroy H. Nickels III 813787
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Mutual Service Corporation 4806
Street Address 1 Street Address 2
2900 Bluecutt Road Suite 1
City State/Province/Country ZIP/Postal Code
Columbus MS 39705
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AR
CA
CO
FL
GA
ID
IL
LA
MD
MS
NC
OR
TN
TX
Recipient
Recipient CRD Number    None
Daniel T. Hoban 1095185
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Mutual Service Corporation 4806
Street Address 1 Street Address 2
1739 W. Big Beaver Road
City State/Province/Country ZIP/Postal Code
Troy MI 48084
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
FL
IL
IN
ME
MA
MI
NV
NC
TN
VA
Recipient
Recipient CRD Number    None
Howard W. Minor, Jr. 1008244
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Next Financial Group, Inc. 46214
Street Address 1 Street Address 2
413 Stuart Circle Suite 314
City State/Province/Country ZIP/Postal Code
Richmond VA 23220
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
MD
NC
VA
Recipient
Recipient CRD Number    None
Timothy L. Baker 1256333
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
NFP Securities, Inc. 42046
Street Address 1 Street Address 2
121 Reynolds Village
City State/Province/Country ZIP/Postal Code
Winston-Salem NC 27106
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
FL
GA
IN
IA
KY
NY
NC
OH
PA
SC
TX
VA
Recipient
Recipient CRD Number    None
Kenneth R. Miller 1009775
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
NFP Securities, Inc. 42046
Street Address 1 Street Address 2
701 Robley Drive Suite 101
City State/Province/Country ZIP/Postal Code
Lafayette LA 70503
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
LA
ME
MS
MT
NE
NY
SC
TX
VA
Recipient
Recipient CRD Number    None
Dennis L. Freeman 213683
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Okoboji Financial Services, Inc. 33727
Street Address 1 Street Address 2
600 Fifth Street Suite 102
City State/Province/Country ZIP/Postal Code
Ames IA 50010
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IA
MN
Recipient
Recipient CRD Number    None
Pacific West Securities, Inc. 6390
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Pacific West Securities, Inc. 6390
Street Address 1 Street Address 2
555 S. Renton Village Pl Suite 700
City State/Province/Country ZIP/Postal Code
Renton WA 98057
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
SC
SD
TN
TX
UT
VT
VA
WA
WI
WY
Recipient
Recipient CRD Number    None
QA3 Financial Corp. 14754
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
QA3 Financial Corp. 14754
Street Address 1 Street Address 2
One Valmont Plaza, 4th Floor
City State/Province/Country ZIP/Postal Code
Omaha NE 68154
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
SC
SD
TN
TX
UT
VT
VA
WA
WI
WY
Recipient
Recipient CRD Number    None
Norman G. Price 2406981
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
RP Capital LLC 134768
Street Address 1 Street Address 2
5202 Olympic Drive NW Suite 101
City State/Province/Country ZIP/Postal Code
Gig Harbor WA 98335
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
CA
FL
NV
OR
TX
WA
Recipient
Recipient CRD Number    None
Sagepoint Financial, Inc. 133763
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sagepoint Financial, Inc. 133763
Street Address 1 Street Address 2
2800 N. Central Ave., Ste 2100
City State/Province/Country ZIP/Postal Code
Phoenix AZ 85004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
SC
SD
TN
TX
UT
VT
VA
WA
WI
WY
Recipient
Recipient CRD Number    None
Gregory L. Hutto 2742911
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Silver Oak Securities, Incorporated 46947
Street Address 1 Street Address 2
512 Main Street Suite 1400
City State/Province/Country ZIP/Postal Code
Forth Worth TX 76102
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OH
TX
WA
Recipient
Recipient CRD Number    None
William E. Riley, Jr. 1493287
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Silver Oak Securities, Incorporated 46947
Street Address 1 Street Address 2
512 Main Street Suite 1400
City State/Province/Country ZIP/Postal Code
Forth Worth TX 76102
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TX
Recipient
Recipient CRD Number    None
John T. Dunn 2448503
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
The Strategic Financial Alliance, Inc. 126514
Street Address 1 Street Address 2
107 Weatherstone Drive Suite 520
City State/Province/Country ZIP/Postal Code
Woodstock GA 30188
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
FL
GA
IL
LA
PA
SC
VA
Recipient
Recipient CRD Number    None
VSR Financial Services, Inc. 14503
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services, Inc. 14503
Street Address 1 Street Address 2
8620 W 110th Street Suite 200
City State/Province/Country ZIP/Postal Code
Overland Park KS 66210
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
SC
SD
TN
TX
UT
VT
VA
WA
WI
WY
Recipient
Recipient CRD Number    None
Jack Thomas 2773136
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
AFA Financial Group, LLC 127648
Street Address 1 Street Address 2
26637 W. Agoura Rd.
City State/Province/Country ZIP/Postal Code
Calabasas CA 91302
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
ID
Recipient
Recipient CRD Number    None
Jeffrey Rachlin 823547
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Alternative Wealth Strategies, Inc. 130933
Street Address 1 Street Address 2
777 Old Saw Mill River Road Suite 240
City State/Province/Country ZIP/Postal Code
Tarrytown NY 10591
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CT
FL
HI
MD
MA
NJ
NY
Recipient
Recipient CRD Number    None
Drew A. Donohoe 4504638
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ameritas Investment Corp. 14869
Street Address 1 Street Address 2
8800 Lyra Drive Suite 680
City State/Province/Country ZIP/Postal Code
Columbus OH 43240
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NV
OH
PA
Recipient
Recipient CRD Number    None
Thomas H. Lawrence III 1839619
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ameritas Investment Corp. 14869
Street Address 1 Street Address 2
1755 N. Kirby Parkway Suite 300
City State/Province/Country ZIP/Postal Code
Memphis TN 38120
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AR
KY
MS
MO
TN
Recipient
Recipient CRD Number    None
Manuel E. Martinez 840279
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ameritas Investment Corp. 14869
Street Address 1 Street Address 2
325 West Third Ave. Suite 203
City State/Province/Country ZIP/Postal Code
Escondido CA 92025
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
CO
FL
Recipient
Recipient CRD Number    None
James D. Howard 1777319
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Associated Securities Corp. 12969
Street Address 1 Street Address 2
421 West Riverside , Suite 1700
City State/Province/Country ZIP/Postal Code
Spokane WA 99201
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
FL
ID
MN
MT
NE
NC
OR
TX
UT
WA
Recipient
Recipient CRD Number    None
Sheri H. Pan 4536152
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Associated Securities Corp. 12969
Street Address 1 Street Address 2
222 N. Sepulveda Blvd. 18th Floor
City State/Province/Country ZIP/Postal Code
El Segundo CA 90245
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
CO
Recipient
Recipient CRD Number    None
Richard L. Belline 2432737
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Axa Advisors, LLC 6627
Street Address 1 Street Address 2
213 W. Monroe Suite Q
City State/Province/Country ZIP/Postal Code
Lowell AR 72745
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AR
CA
CO
FL
GA
IL
KS
LA
MO
NC
OH
OK
TN
TX
Recipient
Recipient CRD Number    None
Daniel A. Barnard 2403593
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel, Fisher & Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
8563 E. San Alberto Drive Suite 140
City State/Province/Country ZIP/Postal Code
Scottsdale AZ 85258
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
FL
IL
IN
IA
NE
NV
VA
Recipient
Recipient CRD Number    None
Steven L. Stahler 1706697
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel, Fisher & Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
7660 Goodwood Suite A102
City State/Province/Country ZIP/Postal Code
Baton Rouge LA 70806
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
IA
LA
NC
OR
WI
Recipient
Recipient CRD Number    None
Ty K. Bauer 2150885
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Carlton & Associates, Inc. 20999
Street Address 1 Street Address 2
1223 E. Jackson Avenue #310
City State/Province/Country ZIP/Postal Code
Oxford MS 38655
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
CA
CO
CT
GA
IL
IN
LA
MS
MO
NV
NM
NY
PA
TN
TX
Recipient
Recipient CRD Number    None
Burley A. Daye 63064
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
533 Airport Blvd. Suite #219
City State/Province/Country ZIP/Postal Code
Burlingame CA 94010
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
NV
UT
Recipient
Recipient CRD Number    None
Daniel J. Stange 2693826
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities, L.P. 6312
Street Address 1 Street Address 2
101 Main Street Suite 260
City State/Province/Country ZIP/Postal Code
Huntington Beach CA 92648
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
IN
OR
TX
WA
Recipient
Recipient CRD Number    None
Joseph M. Gatt 218745
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Girard Securities, Inc. 18697
Street Address 1 Street Address 2
1455 East Tropicana Avenue Suite 275
City State/Province/Country ZIP/Postal Code
Las Vegas NV 89119
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
CO
NV
UT
Recipient
Recipient CRD Number    None
Nathan C. Ankney 2444651
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group, LLC 7717
Street Address 1 Street Address 2
1541 The Alameda
City State/Province/Country ZIP/Postal Code
San Jose CA 95126
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
OR
Recipient
Recipient CRD Number    None
James B. Boyle 5570142
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group, LLC 7717
Street Address 1 Street Address 2
1541 The Alameda
City State/Province/Country ZIP/Postal Code
San Jose CA 95126
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
OR
Recipient
Recipient CRD Number    None
David R. Koehler 4832628
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group, LLC 7717
Street Address 1 Street Address 2
1541 The Alameda
City State/Province/Country ZIP/Postal Code
San Jose CA 95126
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
NV
OR
Recipient
Recipient CRD Number    None
Morgan B. Nickels Mr. 4921264
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Mutual Service Corporation 4806
Street Address 1 Street Address 2
2900 Bluecutt Road Suite 1
City State/Province/Country ZIP/Postal Code
Columbus MS 39705
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
MS
OR
Recipient
Recipient CRD Number    None
Edward T. Coda 1776811
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
National Planning Corporation 29604
Street Address 1 Street Address 2
500 Alakawa St. Suite 220
City State/Province/Country ZIP/Postal Code
Honolulu HI 96817
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
DE
FL
GA
HI
ID
ME
NV
NM
NY
NC
OH
TN
TX
VA
WA
Recipient
Recipient CRD Number    None
Arthur J. Moss 1409033
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
National Planning Corporation 29604
Street Address 1 Street Address 2
7135 E. Camelback Road Ste 230
City State/Province/Country ZIP/Postal Code
Scottsdale AZ 85251
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
FL
ID
Recipient
Recipient CRD Number    None
Kurt C. Jackson 2913769
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
NFP Securities, Inc. 42046
Street Address 1 Street Address 2
575 Price Street Suite 314
City State/Province/Country ZIP/Postal Code
Pismo Beach CA 93449
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
IL
OH
OR
PA
TX
WA
Recipient
Recipient CRD Number    None
Thomas P. Kroehle Jr. 4388363
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
NFP Securities, Inc. 42046
Street Address 1 Street Address 2
3939 Beltline Road Suite 310
City State/Province/Country ZIP/Postal Code
Addison TX 75001
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AR
CO
DC
FL
KY
MD
MA
NY
OH
OK
TX
VA
WA
Recipient
Recipient CRD Number    None
John P. Hannan 1372033
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Private Asset Group, Inc. 142541
Street Address 1 Street Address 2
62 E. Genesee Street 3rd Floor
City State/Province/Country ZIP/Postal Code
Skaneateles NY 13152
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
FL
HI
MN
NV
NJ
NM
NY
NC
TX
Recipient
Recipient CRD Number    None
Bradley J. Freimark 2883389
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Proequities, Inc. 15708
Street Address 1 Street Address 2
9010 Quantrelle Ave NE Suite 107
City State/Province/Country ZIP/Postal Code
Otsego MN 55330
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MD
MN
ND
VA
WI
Recipient
Recipient CRD Number    None
Ronald D. Hershey 4207119
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Proequities, Inc. 15708
Street Address 1 Street Address 2
809 Center Ave.
City State/Province/Country ZIP/Postal Code
Payette ID 83661
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
ID
MT
OR
Recipient
Recipient CRD Number    None
John P. Ochsner 1502183
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Royal Alliance Associates, Inc. 23131
Street Address 1 Street Address 2
3217 West Smith Street Suite 2
City State/Province/Country ZIP/Postal Code
Seattle WA 98199
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
NH
WA
Recipient
Recipient CRD Number    None
David L. Goodman 1429972
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Transam Securities, Inc. 18923
Street Address 1 Street Address 2
1111 Douglas Avenue
City State/Province/Country ZIP/Postal Code
Altamonte Springs FL 32714
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
FL
GA
IN
NC
OH
Recipient
Recipient CRD Number    None
Charles C. Shafe 1277113
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Transam Securities, Inc. 18923
Street Address 1 Street Address 2
531 Versailles Drive Ste. 201
City State/Province/Country ZIP/Postal Code
Maitland FL 32751
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
Recipient
Recipient CRD Number    None
John R. Mickelson 2628700
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Woodbury Financial Services, Inc. 421
Street Address 1 Street Address 2
40 W. Cache Valley Blvd. Suite 7A
City State/Province/Country ZIP/Postal Code
Logan UT 84341
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
ID
IA
UT
Recipient
Recipient CRD Number    None
Michael J. Talin 3121059
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Woodbury Financial Services, Inc. 421
Street Address 1 Street Address 2
3020 Old Ranch Parkway Ste. 300
City State/Province/Country ZIP/Postal Code
Seal Beach CA 90740
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CT
MI
NV
WI
Recipient
Recipient CRD Number    None
FSC Securities Corporation 7461
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
FSA Securities Corporation 7461
Street Address 1 Street Address 2
2300 Windy Ridge Pkwy Suite 1100
City State/Province/Country ZIP/Postal Code
Atlanta GA 30339
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
SC
SD
TN
TX
UT
VT
VA
WA
WI
WY
Recipient
Recipient CRD Number    None
Alex M. Negron 3187717
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Proequities Inc. 15708
Street Address 1 Street Address 2
1400 W. Fairbanks Ave. Ste. 202
City State/Province/Country ZIP/Postal Code
Winter Park FL 32789
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
Recipient
Recipient CRD Number    None
Robert A. Horning 2311640
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Direct Capital Securities, Inc. 29639
Street Address 1 Street Address 2
3 MacArthur Pl. Ste. 855
City State/Province/Country ZIP/Postal Code
Santa Ana CA 92707
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA

13. Offering and Sales Amounts

Total Offering Amount $35,000,000 USD
or    Indefinite
Total Amount Sold $17,123,859 USD
Total Remaining to be Sold $17,876,141 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
260

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $2,975,000 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,400,000 USD
X Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Cypress Equipment Fund 16, LLC /s/ DANIEL RAEL Daniel Rael Vice President of Manager of Issuer 2009-08-03

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.