-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DY32MxvDxJv145gi1PTl3/Qu7NnxDEq8OBDuvAiAsw58gqwiiElfQFtzy7y9651X VOa2BqNOZXjLA6Ci68jO9Q== 0001011723-09-000041.txt : 20090804 0001011723-09-000041.hdr.sgml : 20090804 20090803202427 ACCESSION NUMBER: 0001011723-09-000041 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20090804 DATE AS OF CHANGE: 20090803 EFFECTIVENESS DATE: 20090804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cypress Equipment Fund 16, LLC CENTRAL INDEX KEY: 0001451787 IRS NUMBER: 262483416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-125996 FILM NUMBER: 09981447 BUSINESS ADDRESS: STREET 1: 188 THE EMBARCADERO STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-281-3020 MAIL ADDRESS: STREET 1: 188 THE EMBARCADERO STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 D/A 1 primary_doc.xml X0502 D/A LIVE 0001451787 Cypress Equipment Fund 16, LLC 188 The Embarcadero, Suite 420 San Francisco CA 94105 415-281-3020 None CALIFORNIA Limited Liability Company true 2008 Stephen Rogers Harwood 188 The Embarcadero, Suite 420 San Francisco CA 94105 Director Executive Officer Promoter Officer and Director of LLC Manager NA Cypress Equipment Management Corp IV 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Promoter LLC Manager Kenneth Park 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Daniel Rael 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Other Banking and Financial Services Decline to Disclose 06 true 0001011723-09-000001 2009-01-07 true true false 35000 Cypress Capital Corporation 42681 Cypress Capital Corporation 42681 188 The Embarcader, Suite 420 San Francisco CA 94105 AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MO NE NV NJ NY NC OH OR PA SC TN TX UT VT VA WA WI Michael L. Staines, Jr. 5303142 Berthel, Fisher and Company Financial Services, Inc. 13609 300 Harding Blvd. Suite 209 Roseville CA 95678 AZ CA NJ NY PA TX Zachary L. Carey 3110546 Calton and Associates, Inc. 20999 1223 E. Jackson Ave. Suite 301 Oxford MS 38655 AL AR FL GA KY LA MS TN TX VA Oliver B. Williamson 4642029 Calton and Associates, Inc. 20999 611 Hambley Blvd. Pikeville KY 41501 FL IN KY MA NY NC OH SC TN VA Phillip D. King 1839137 Calton and Associates, Inc. 20999 611 Hambley Blvd. Pikeville KY 41501 CA FL GA IN KY MI NC OH SC TN VA Maryellen Trotter 862519 Centaurus Financial, Inc. 30833 1515 E. Cedar Avenue Suite C5 Flagstaff AZ 86004 AZ CA CO FL GA MS NV NM PA Bryan D. Myers 2527480 Chapin, Davis 28116 2 Village Square, Suite 200 Baltimore MD 21210 MD VA Edward W. Grogan IV 2344994 Commonwealth Financial Network 8032 6625 Wagner Way NW Suite 320 Gig Harbor WA 98335 AK AZ CA CO CT DC FL HI ID KY MD MI MN MT NE NH NY OR SC TX WA WI Robert E. Leib 1267444 Commonwealth Financial Network 8032 101 West Elm Street Suite 500 Conshohocken PA 19428 CA DE FL IL MD NJ NY NC PA VA Joseph L. England 2934344 Commonwealth Financial Network 8032 101 West Elm Street Suite 500 Conshohocken PA 19428 DE IN NJ PA Stephen A. Catania 2389489 Crown Capital Securities, L.P. 6312 725 Town and Country Road Suite 530 Orange CA 92868 GA IL TN VA Melissa C. Mather 4697533 Crown Capital Securities, L.P. 6312 1756 Grain Mill Road San Marcos CA 92078 CA David B. McMillen 1198070 Crown Capital Securities, L.P. 6312 106 Pineview Lane Boulder CO 80302 CA CO ID OR David A. Harris 500413 David Harris and Co., Inc. 45670 222 Mamaroneck Avenue White Plains NY 10605 AZ CA CT FL HI IL ME MD MI NJ NY NC VA Donald G. Dewaay Jr. 1297174 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AK AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY MA MI MN MO MT NE NV NM NY NC ND OH OK OR PA SC SD TX UT VT VA WA WI WY Joshua E. Cross 4522751 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AZ FL HI IL IA KS KY MA MN MO NE NV NC OH TX WA WI Michael D. Morrow 2364423 Dewaay Financial Network, LLC 30767 402 N. Carroll Ave., Suite 100 Southlake TX 76092 IL OK TX H. Beck, Inc. 1763 H. Beck, Inc. 1763 11140 Rockville Pike Suite 400 Rockville MD 20852 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Robert J. Steyert 1122075 Independent Financial Group, LLC 7717 30448 Rancho Viejo Road, No. 175 San Juan Capistrano CA 92675 CA FL NJ NY UT WA Lora J. Hoff 3175071 Investment Planners, Inc. 18557 10440 N. Central Expressway Suite 1040 Dallas TX 75231 IA MN MO OK TX LPL Financial Corporation 6413 LPL Financial Corporation 6413 One Beacon Street 22nd Floor Boston MA 02108 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Thomas J. Birch 805540 Mid Atlantic Capital Corporation 10674 1683 Novato Blvd. Suite 2 Novato CA 94949 AZ CA GA ID MO OR Leroy H. Nickels III 813787 Mutual Service Corporation 4806 2900 Bluecutt Road Suite 1 Columbus MS 39705 AL AR CA CO FL GA ID IL LA MD MS NC OR TN TX Daniel T. Hoban 1095185 Mutual Service Corporation 4806 1739 W. Big Beaver Road Troy MI 48084 AZ CA CO FL IL IN ME MA MI NV NC TN VA Howard W. Minor, Jr. 1008244 Next Financial Group, Inc. 46214 413 Stuart Circle Suite 314 Richmond VA 23220 FL MD NC VA Timothy L. Baker 1256333 NFP Securities, Inc. 42046 121 Reynolds Village Winston-Salem NC 27106 AZ CA CO FL GA IN IA KY NY NC OH PA SC TX VA Kenneth R. Miller 1009775 NFP Securities, Inc. 42046 701 Robley Drive Suite 101 Lafayette LA 70503 AZ CA CO LA ME MS MT NE NY SC TX VA Dennis L. Freeman 213683 Okoboji Financial Services, Inc. 33727 600 Fifth Street Suite 102 Ames IA 50010 IA MN Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 555 S. Renton Village Pl Suite 700 Renton WA 98057 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY QA3 Financial Corp. 14754 QA3 Financial Corp. 14754 One Valmont Plaza, 4th Floor Omaha NE 68154 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Norman G. Price 2406981 RP Capital LLC 134768 5202 Olympic Drive NW Suite 101 Gig Harbor WA 98335 AL CA FL NV OR TX WA Sagepoint Financial, Inc. 133763 Sagepoint Financial, Inc. 133763 2800 N. Central Ave., Ste 2100 Phoenix AZ 85004 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Gregory L. Hutto 2742911 Silver Oak Securities, Incorporated 46947 512 Main Street Suite 1400 Forth Worth TX 76102 OH TX WA William E. Riley, Jr. 1493287 Silver Oak Securities, Incorporated 46947 512 Main Street Suite 1400 Forth Worth TX 76102 TX John T. Dunn 2448503 The Strategic Financial Alliance, Inc. 126514 107 Weatherstone Drive Suite 520 Woodstock GA 30188 CA FL GA IL LA PA SC VA VSR Financial Services, Inc. 14503 VSR Financial Services, Inc. 14503 8620 W 110th Street Suite 200 Overland Park KS 66210 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Jack Thomas 2773136 AFA Financial Group, LLC 127648 26637 W. Agoura Rd. Calabasas CA 91302 CA ID Jeffrey Rachlin 823547 Alternative Wealth Strategies, Inc. 130933 777 Old Saw Mill River Road Suite 240 Tarrytown NY 10591 CT FL HI MD MA NJ NY Drew A. Donohoe 4504638 Ameritas Investment Corp. 14869 8800 Lyra Drive Suite 680 Columbus OH 43240 NV OH PA Thomas H. Lawrence III 1839619 Ameritas Investment Corp. 14869 1755 N. Kirby Parkway Suite 300 Memphis TN 38120 AR KY MS MO TN Manuel E. Martinez 840279 Ameritas Investment Corp. 14869 325 West Third Ave. Suite 203 Escondido CA 92025 CA CO FL James D. Howard 1777319 Associated Securities Corp. 12969 421 West Riverside , Suite 1700 Spokane WA 99201 AZ CA CO FL ID MN MT NE NC OR TX UT WA Sheri H. Pan 4536152 Associated Securities Corp. 12969 222 N. Sepulveda Blvd. 18th Floor El Segundo CA 90245 CA CO Richard L. Belline 2432737 Axa Advisors, LLC 6627 213 W. Monroe Suite Q Lowell AR 72745 AR CA CO FL GA IL KS LA MO NC OH OK TN TX Daniel A. Barnard 2403593 Berthel, Fisher & Company Financial Services, Inc. 13609 8563 E. San Alberto Drive Suite 140 Scottsdale AZ 85258 AZ CA CO FL IL IN IA NE NV VA Steven L. Stahler 1706697 Berthel, Fisher & Company Financial Services, Inc. 13609 7660 Goodwood Suite A102 Baton Rouge LA 70806 IL IA LA NC OR WI Ty K. Bauer 2150885 Carlton & Associates, Inc. 20999 1223 E. Jackson Avenue #310 Oxford MS 38655 AL CA CO CT GA IL IN LA MS MO NV NM NY PA TN TX Burley A. Daye 63064 Centaurus Financial, Inc. 30833 533 Airport Blvd. Suite #219 Burlingame CA 94010 CA NV UT Daniel J. Stange 2693826 Crown Capital Securities, L.P. 6312 101 Main Street Suite 260 Huntington Beach CA 92648 CA IN OR TX WA Joseph M. Gatt 218745 Girard Securities, Inc. 18697 1455 East Tropicana Avenue Suite 275 Las Vegas NV 89119 CA CO NV UT Nathan C. Ankney 2444651 Independent Financial Group, LLC 7717 1541 The Alameda San Jose CA 95126 CA OR James B. Boyle 5570142 Independent Financial Group, LLC 7717 1541 The Alameda San Jose CA 95126 CA OR David R. Koehler 4832628 Independent Financial Group, LLC 7717 1541 The Alameda San Jose CA 95126 CA NV OR Morgan B. Nickels Mr. 4921264 Mutual Service Corporation 4806 2900 Bluecutt Road Suite 1 Columbus MS 39705 AL MS OR Edward T. Coda 1776811 National Planning Corporation 29604 500 Alakawa St. Suite 220 Honolulu HI 96817 AZ CA CO DE FL GA HI ID ME NV NM NY NC OH TN TX VA WA Arthur J. Moss 1409033 National Planning Corporation 29604 7135 E. Camelback Road Ste 230 Scottsdale AZ 85251 AZ CA CO FL ID Kurt C. Jackson 2913769 NFP Securities, Inc. 42046 575 Price Street Suite 314 Pismo Beach CA 93449 CA IL OH OR PA TX WA Thomas P. Kroehle Jr. 4388363 NFP Securities, Inc. 42046 3939 Beltline Road Suite 310 Addison TX 75001 AR CO DC FL KY MD MA NY OH OK TX VA WA John P. Hannan 1372033 Private Asset Group, Inc. 142541 62 E. Genesee Street 3rd Floor Skaneateles NY 13152 CA FL HI MN NV NJ NM NY NC TX Bradley J. Freimark 2883389 Proequities, Inc. 15708 9010 Quantrelle Ave NE Suite 107 Otsego MN 55330 MD MN ND VA WI Ronald D. Hershey 4207119 Proequities, Inc. 15708 809 Center Ave. Payette ID 83661 AZ CA ID MT OR John P. Ochsner 1502183 Royal Alliance Associates, Inc. 23131 3217 West Smith Street Suite 2 Seattle WA 98199 CA NH WA David L. Goodman 1429972 Transam Securities, Inc. 18923 1111 Douglas Avenue Altamonte Springs FL 32714 AZ FL GA IN NC OH Charles C. Shafe 1277113 Transam Securities, Inc. 18923 531 Versailles Drive Ste. 201 Maitland FL 32751 FL John R. Mickelson 2628700 Woodbury Financial Services, Inc. 421 40 W. Cache Valley Blvd. Suite 7A Logan UT 84341 CA ID IA UT Michael J. Talin 3121059 Woodbury Financial Services, Inc. 421 3020 Old Ranch Parkway Ste. 300 Seal Beach CA 90740 AZ CA CT MI NV WI FSC Securities Corporation 7461 FSA Securities Corporation 7461 2300 Windy Ridge Pkwy Suite 1100 Atlanta GA 30339 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Alex M. Negron 3187717 Proequities Inc. 15708 1400 W. Fairbanks Ave. Ste. 202 Winter Park FL 32789 FL Robert A. Horning 2311640 Direct Capital Securities, Inc. 29639 3 MacArthur Pl. Ste. 855 Santa Ana CA 92707 CA 35000000 17123859 17876141 false 260 2975000 true 0 1400000 true false Cypress Equipment Fund 16, LLC /s/ DANIEL RAEL Daniel Rael Vice President of Manager of Issuer 2009-08-03 -----END PRIVACY-ENHANCED MESSAGE-----