-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P6++senKfN3NmeolvmcMCkQg/xDuyN2dClk9E5S2kRe1/of8VdU/V7BG+FYmGKDG FBhx3LDaGkbGm5iqpn5i5w== 0001011723-09-000010.txt : 20090403 0001011723-09-000010.hdr.sgml : 20090403 20090402200726 ACCESSION NUMBER: 0001011723-09-000010 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20090403 DATE AS OF CHANGE: 20090402 EFFECTIVENESS DATE: 20090403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cypress Equipment Fund 16, LLC CENTRAL INDEX KEY: 0001451787 IRS NUMBER: 262483416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-125996 FILM NUMBER: 09729714 BUSINESS ADDRESS: STREET 1: 188 THE EMBARCADERO STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-281-3020 MAIL ADDRESS: STREET 1: 188 THE EMBARCADERO STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 D/A 1 primary_doc.xml X0301 D/A LIVE 0001451787 Cypress Equipment Fund 16, LLC 188 The Embarcadero, Suite 420 San Francisco CA 94105 415-281-3020 None CA Limited Liability Company true 2008 Stephen Rogers Harwood 188 The Embarcadero, Suite 420 San Francisco CA 94105 Director Executive Officer Promoter Officer and Director of LLC Manager NA Cypress Equipment Management Corp IV 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Promoter LLC Manager Kenneth Park 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Daniel Rael 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Other Banking and Financial Services Decline to Disclose 06 true 0001011723-09-000001 2009-01-07 true true false 35000 Cypress Capital Corporation 42681 Cypress Capital Corporation 42681 188 The Embarcader, Suite 420 San Francisco CA 94105 AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MO NE NV NJ NY NC OH OR PA SC TN TX UT VT WA WI Michael L. Staines, Jr. 5303142 Berthel, Fisher and Company Financial Services, Inc. 13609 300 Harding Blvd. Suite 209 Roseville CA 95678 AZ CA NJ NY PA TX Zachary L. Carey 3110546 Calton and Associates, Inc. 20999 1223 E. Jackson Ave. Suite 301 Oxford MS 38655 AL AR FL GA KY LA MS TN TX VA Oliver B. Williamson 4642029 Calton and Associates, Inc. 20999 611 Hambley Blvd. Pikeville KY 41501 FL IN KY MA NY NC OH SC TN VA Phillip D. King 1839137 Calton and Associates, Inc. 20999 611 Hambley Blvd. Pikeville KY 41501 CA FL GA IN KY MI NC OH SC TN VA Maryellen Trotter 862519 Centaurus Financial, Inc. 30833 1515 E. Cedar Avenue Suite C5 Flagstaff AZ 86004 AZ CA CO FL GA MS NV NM PA Bryan D. Myers 2527480 Chapin, Davis 28116 2 Village Square, Suite 200 Baltimore MD 21210 MD VA Edward W. Grogan IV 2344994 Commonwealth Financial Network 8032 6625 Wagner Way NW Suite 320 Gig Harbor WA 98335 AK AZ CA CO CT DC FL HI ID KY MD MI MN MT NE NH NY OR SC TX WA WI Robert E. Leib 1267444 Commonwealth Financial Network 8032 101 West Elm Street Suite 500 Conshohocken PA 19428 CA DE FL IL MD NJ NY NC PA VA Joseph L. England 2934344 Commonwealth Financial Network 8032 101 West Elm Street Suite 500 Conshohocken PA 19428 DE IN NJ PA Stephen A. Catania 2389489 Crown Capital Securities, L.P. 6312 725 Town and Country Road Suite 530 Orange CA 92868 GA IL TN VA Melissa C. Mather 4697533 Crown Capital Securities, L.P. 6312 1756 Grain Mill Road San Marcos CA 92078 CA David B. McMillen 1198070 Crown Capital Securities, L.P. 6312 106 Pineview Lane Boulder CO 80302 CA CO ID OR David A. Harris 500413 David Harris and Co., Inc. 45670 222 Mamaroneck Avenue White Plains NY 10605 AZ CA CT FL HI IL ME MD MI NJ NY NC VA Donald G. Dewaay Jr. 1297174 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AK AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY MA MI MN MO MT NE NV NM NY NC ND OH OK OR PA SC SD TX UT VT VA WA WI WY Joshua E. Cross 4522751 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AZ FL HI IL IA KS KY MA MN MO NE NV NC OH TX WA WI Michael D. Morrow 2364423 Dewaay Financial Network, LLC 30767 402 N. Carroll Ave., Suite 100 Southlake TX 76092 IL OK TX Marvin Y. Shiue 1978832 FSC Securities Corporation 7461 6 Lake Drive New Hyde Park NY 11040 CA CT NJ NY PA Robert S. Cochran Sr. 843158 FSC Securities Corporation 7461 449 North Potomac Street Hagerstown MD 21740 AR CA CT FL GA IN MD MA NV NY NC OH PA VA WI Barry G. Hartman 1361232 FSC Securities Corporation 7461 1800 S. Reserve Street Suite B Missoula MT 59801 AK AZ ID IL IN MN MT NY NC OH OR UT VA WA WY James D. Howard 1777319 FSC Securities Corporation 7461 421 W. Riverside Avenue Suite 1700 Spokane WA 99201 AZ CA CO FL ID MD MN MT NE OR TX UT WA H. Beck, Inc. 1763 H. Beck, Inc. 1763 11140 Rockville Pike Suite 400 Rockville MD 20852 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Robert J. Steyert 1122075 Independent Financial Group, LLC 7717 30448 Rancho Viejo Road, No. 175 San Juan Capistrano CA 92675 CA FL NJ NY UT WA Lora J. Hoff 3175071 Investment Planners, Inc. 18557 10440 N. Central Expressway Suite 1040 Dallas TX 75231 IA MN MO OK TX Gary J. Chackman 1705039 LPL Financial Corporation 6413 6 Reservoir Circle Suite 200 Baltimore MD 21208 CA DC FL MD MI NJ NY TX VA Jerry L. Ingram 3149279 LPL Financial Corporation 6413 4519 N. Garfield Suite 10 Midland TX 79705 TX Jeffrey M. Bratz MR 4738833 LPL Financial Corpration 6413 2400 NW 86th Street, No. 25 Des Moines IA 50322 IL IN IA KY WI Thomas J. Birch 805540 Mid Atlantic Capital Corporation 10674 1683 Novato Blvd. Suite 2 Novato CA 94949 AZ CA GA ID MO OR Leroy H. Nickels III 813787 Mutual Service Corporation 4806 2900 Bluecutt Road Suite 1 Columbus MS 39705 AL AR CA CO FL GA ID IL LA MD MS NC OR TN TX Daniel T. Hoban 1095185 Mutual Service Corporation 4806 1739 W. Big Beaver Road Troy MI 48084 AZ CA CO FL IL IN ME MA MI NV NC TN VA Howard W. Minor, Jr. 1008244 Next Financial Group, Inc. 46214 413 Stuart Circle Suite 314 Richmond VA 23220 FL MD NC VA Timothy L. Baker 1256333 NFP Securities, Inc. 42046 121 Reynolds Village Winston-Salem NC 27106 AZ CA CO FL GA IN IA KY NY NC OH PA SC TX VA Kenneth R. Miller 1009775 NFP Securities, Inc. 42046 701 Robley Drive Suite 101 Lafayette LA 70503 AZ CA CO LA ME MS MT NE NY SC TX VA Dennis L. Freeman 213683 Okoboji Financial Services, Inc. 33727 600 Fifth Street Suite 102 Ames IA 50010 IA MN Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 555 S. Renton Village Pl Suite 700 Renton WA 98057 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Christopher I. Hall 4654096 QA3 Financial Corp. 14754 2826 NW Windham LP Bend OR 97701 CA OR Brian D. Odell 4685065 QA3 Financial Corp. 14754 621 Rollingwood Dr. Shorewood IL 60431 AZ FL IL IN MS TN TX WI Michael E. Tomren 2899318 QA3 Financial Corp. 14754 1908 Tice Valley Blvd. Suite C Walnut Creek CA 94959 AZ AR CA CO FL HI ID IL IN IA MI MN MT NV NM NY NC OR PA SD TX UT VT VA WA WY Norman G. Price 2406981 RP Capital LLC 134768 5202 Olympic Drive NW Suite 101 Gig Harbor WA 98335 AL CA FL NV OR TX WA Sagepoint Financial, Inc. 133763 Sagepoint Financial, Inc. 133763 2800 N. Central Ave., Ste 2100 Phoenix AZ 85004 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Gregory L. Hutto 2742911 Silver Oak Securities, Incorporated 46947 512 Main Street Suite 1400 Forth Worth TX 76102 OH TX WA William E. Riley, Jr. 1493287 Silver Oak Securities, Incorporated 46947 512 Main Street Suite 1400 Forth Worth TX 76102 TX John T. Dunn 2448503 The Strategic Financial Alliance, Inc. 126514 107 Weatherstone Drive Suite 520 Woodstock GA 30188 CA FL GA IL LA PA SC VA VSR Financial Services, Inc. 14503 VSR Financial Services, Inc. 14503 8620 W 110th Street Suite 200 Overland Park KS 66210 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY 35000000 6566872 28433128 false 111 2975000 0 1400000 false Cypress Equipment Fund 16, LLC /s/ DANIEL RAEL Daniel Rael Vice President of Manager of Issuer 2009-04-02 -----END PRIVACY-ENHANCED MESSAGE-----