-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kr79D5cv3yIL4bTgVJWT9JH+jkcX+oCt+3G7PThwKqXBvOMc4rbOkEyeqd67Q0jN Ea1Kc59Vj18AK1qZdf+NxA== 0001011723-09-000001.txt : 20090114 0001011723-09-000001.hdr.sgml : 20090114 20090113201526 ACCESSION NUMBER: 0001011723-09-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20090114 DATE AS OF CHANGE: 20090113 EFFECTIVENESS DATE: 20090114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cypress Equipment Fund 16, LLC CENTRAL INDEX KEY: 0001451787 IRS NUMBER: 262483416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-125996 FILM NUMBER: 09525048 BUSINESS ADDRESS: STREET 1: 188 THE EMBARCADERO STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-281-3020 MAIL ADDRESS: STREET 1: 188 THE EMBARCADERO STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 D 1 primary_doc.xml X0201 D LIVE 0001451787 Cypress Equipment Fund 16, LLC 188 THE EMBARCADERO SUITE 420 SAN FRANCISCO CA 94105 415-281-3020 None CA Limited Liability Company true 2008 Stephen Rogers Harwood 188 The Embarcadero Suite 420 San Francisco CA 94105 Executive Officer Director Promoter Officer and Director of LLC Manager NA Cypress Equipment Management Corp IV 188 The Embarcadero Suite 420 San Francisco CA 94105 Executive Officer Promoter LLC Manager Kenneth Park 188 The Embarcadero Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Daniel Rael 188 The Embarcadero Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Other Banking and Financial Services Decline to Disclose 06 false 2009-01-07 true true false 35000 Cypress Capital Corporation 42618 Cypress Capital Corporation 42618 188 The Embarcadero Suite 420 San Francisco CA 94105 AZ CA CO CT DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MO NE NV NJ NY NC OH OR PA SC TN TX UT VA WA WI AFA Financial Group, LLC 127648 AFA Financial Group, LLC 127648 26637 W. Agoura Rd. Calabasas CA 91302 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Edward T. Coda 1776811 Sagepoint Financial, Inc. 133763 500 Alakawa Street Suite 220 Honolulu HI 06817-5703 AZ CA CO DE FL HI ID ME NV NM NY NC OH TX VA WA Joseph M. Gatt 218745 Sagepoint Financial, Inc. 133763 2800 N. Central Ave. Suite 2100 Phoenix AZ 85004-1072 CA CO NV UT Hoke S. Shuler 2614487 Sagepoint Financial, Inc. 133763 211 King Street Suite 330 Charleston SC 29401 IL NJ NY NC PA SC Jeffrey Rachlin 823547 Alternative Wealth Strategies, Inc. 130933 777 Old Saw Mill River Road Suite 240 Tarrytown NY 10591 CT FL HI MD MA NJ NY Antonio A. Taddeo 5110448 Alternative Wealth Strategies, Inc. 130933 777 Old Saw Mill River Road Suite 240 Tarrytown NY 10591 NJ NY Carlyle D. Apple 6629 Berthel, Fisher and Company Financial Services, Inc. 13609 501 Union Street Suite 305 Nashville TN 37219 AL CA FL GA KS KY MT SC TN WA Shawn B. Davis 2911230 Berthel, Fisher and Company Financial Services, Inc. 13609 300 Harding Blvd. Suite 209 Roseville CA 95678 AL AZ CA CT FL ID IL NV NJ NY OR PA TX WA WY Zachary L. Carey 3110546 Carlton and Associates, Inc. 20999 1223 E. Jackson Ave. Suite 301 Oxford MS 38655 AL AR FL GA KY LA MS TN TX VA Oliver B. Williamson 4642029 Carlton and Associates, Inc. 20999 611 Hambley Blvd. Pikeville KY 41501 FL IN KY MA NY NC OH SC TN VA Lance R. Ray 3066927 Cantella and Co., Inc. 13905 704 Streamwood Drive Holly Springs NC 27540 CA FL GA MI MN MO NJ NC OH WA Donald J. Stowell 437810 Capital Financial Services, Inc. 8408 204 N. Iowa Ave. Payette ID 83661 CA CO ID OR WA Bryon E. Martinsen 1621649 Centaurus Financial, Inc. 30833 220 Fort Salonga Road Suite 301C Northport NY 11768 CA CO CT FL MN NJ NY PA Maryellen Trotter 862519 Centaurus Financial, Inc. 30833 1515 E. Cedar Avenue Suite C5 Flagstaff AZ 86004 AZ CA CO FL GA MS NV NM PA Commonwealth Financial Network 8032 Commonwealth Financial Network 8032 29 Sawyer Road Waltham MA 02453 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Crown Capital Securities, L.P. 6312 Crown Capital Securities, L.P. 6312 725 Town and Country Road Suite 530 Orange CA 92868 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Donald G. Dewaay Jr. 1297174 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AK AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY MA MI MN MO MT NE NV NM NY NC ND OH OK OR PA SC SD TX UT VT VA WA WI WY Joshua E. Cross 4522751 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AZ FL HI IL IA KS KY MA MN MO NE NV NC OH TX WA WI Brenton W. Collins 4915000 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AZ GA HI IN IA MO NE OH OK OR PA UT WA WI Jonathan W. Lopez 1534582 Dewaay Financial Network, LLC 30767 955 West Main St. Abingdon VA 24210 AZ DE GA MN NJ NC OH PA SC TN TX VA WA Dennis L. Freeman 213683 Eagle One Investments, LLC 45254 600 Fifth Street Suite 102 Ames IA 50010 IA MN Steve J. Aguiar 2335990 FSC Securities Corporation 7461 2855 Mitchell Drive Suite 203 Walnut Creek CA 94598 AZ CA CO FL HI ID KS NV NJ OR TX WA WY Marvin Y. Shiue 1978832 FSC Securities Corporation 7461 6 Lake Drive New Hyde Park NY 11040 CA CT NJ NY PA Jeffrey F. Smith 3215720 FSC Securities Corporation 7461 20750 Mack Ave. Grosse Pointe Woods MI 48236 CA FL MA MI NY OR Kelly B. Yamamoto 4476560 FSC Securities Corporation 7461 2855 Mitchell Drive Suite 203 Walnut Creek CA 94598 CA CO HI ID NV OR WA H. Beck, Inc. 1763 H. Beck, Inc. 1763 11140 Rockvill Pike Suite 400 Rockville MD 20852 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Mark C. Pedersen 1283866 Harrison Douglas, Inc. 16515 4301 Belknap Road Charlotte NC 28211 CA CT NC Richard E. Woollen 1342719 Harrison Douglas, Inc. 16515 4301 Belknap Road Charlotte NC 28211 CA GA NC SC Independent Financial Group, LLC 7717 Independent Financial Group, LLC 7717 12636 High Bluff Drive Suite 100 San Diego CA 92130 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Lora J. Hoff 3175071 Investment Planners, Inc. 18557 10440 N. Central Expressway Suite 1040 Dallas TX 75231 IA MN MO OK TX Gary J. Chackman 1705039 LPL Financial Corporation 6413 6 Reservoir Circle Suite 200 Baltimore MD 21208 CA DC FL MD MI NJ NY TX VA Jerry L. Ingram 3149279 LPL Financial Corporation 6413 4519 N. Garfield Suite 10 Midland TX 79705 TX Michael A. Pappas 730332 LPL Financial Corporation 6413 6000 Greenwood Plaza Blvd. Suite 100 Greenwood Village CO 80111-4817 CO GA IN NV TX UT WY Thomas J. Birch 805540 Mid Atlantic Capital Corporation 10674 1683 Novato Blvd. Suite 2 Novato CA 94949 AZ CA GA ID MO OR Leroy H. Nickels III 813787 Mutual Service Corporation 4806 2900 Bluecutt Road Suite 1 Columbus MS 39705 AL AR CA CO CT FL GA ID IL LA MD MS NC OR TN TX Howard W. Minor Jr. 1008244 Next Financial Group, Inc. 46214 413 Stuart Circle Suite 314 Richmond VA 23220 FL MD NC VA Charles A. Graham 1369603 NFP Securities, Inc. 42046 3200 Cherry Creek Dr S Suite 200 Denver CO 80209 AZ CA CO DC KS Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 555 S. Renton Village Pl Suite 700 Renton WA 98057 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Douglass W. Lorenzen 4823279 Private Asset Group, Inc. 142541 3070 Bristol Street Suite 500 Costa Mesa CA 92626 CA QA3 Financial Corp 14754 QA3 Financial Corp 14754 One Valmont Plaza 4th Floor Omaha NE 68154 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Raymond James Financial Services, Inc. 6694 Raymond James Financial Services, Inc. 6694 880 Carillon Parkway St. Petersburg FL 33716 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY Norman G. Price 2406981 RP Capital LLC 134768 5202 Olympic Drive NW Suite 101 Gig Harbor WA 98335 AL CA FL NV OR TX WA Gregory L. Hutto 2742911 Silver Oak Securities, Incorporated 46947 512 Main Street Suite 1400 Fort Worth TX 76102 OH TX WA David L. Goodman 1429972 Transam Securities, Inc. 18923 1111 Douglas Avenue Altamonte Springs FL 32714 AZ CA FL GA IN NC OH Charles C. Shafe 1277113 Transam Securities, Inc. 18923 531 Versailles Drive Suite 201 Maitland FL 32751 AL AZ CA CO CT FL GA IL IN KS MD MA MI NJ NY NC OH SC TN TX VA VSR Financial Services, Inc. 14503 VSR Financial Services, Inc. 14503 8620 W 110th Street Suite 200 Overland Park KS 66210 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WI WY 35000000 160000 34840000 false 4 2975000 0 1400000 true Cypress Equipment Fund 16, LLC /s/ Daniel Rael Daniel Rael Vice President of Manger of Issuer 2009-01-13 -----END PRIVACY-ENHANCED MESSAGE-----