0000897069-18-000603.txt : 20181113 0000897069-18-000603.hdr.sgml : 20181113 20181113130430 ACCESSION NUMBER: 0000897069-18-000603 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLUGEN INC CENTRAL INDEX KEY: 0001451665 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-325615 FILM NUMBER: 181176833 BUSINESS ADDRESS: STREET 1: 597 SCIENCE DRIVE CITY: Madison STATE: WI ZIP: 53711 BUSINESS PHONE: 608-441-2729 MAIL ADDRESS: STREET 1: 597 SCIENCE DRIVE CITY: Madison STATE: WI ZIP: 53711 D 1 primary_doc.xml X0708 D LIVE 0001451665 FLUGEN INC 597 SCIENCE DRIVE Madison WI WISCONSIN 53711 608-441-2729 WISCONSIN None None Corporation true Paul V. Radspinner 597 Science Drive Madison WI WISCONSIN 53711 Executive Officer Director Pamuk Bilsel 597 Science Drive Madison WI WISCONSIN 53711 Executive Officer C. Boyd Clarke 597 Science Drive Madison WI WISCONSIN 53711 Director David G. Walsh Foley & Lardner LLP 150 East Gilman Street Madison WI WISCONSIN 53703 Director Phillip M. Halpern Collier, Halpern & Newberg, LLP 1 N. Lexington Avenue White Plains NY NEW YORK 10601 Director Michael Wagner Wisconsin Alumni Research Foundation 614 Walnut Street, 13th Floor Madison WI WISCONSIN 53726 Director Paul Weiss Venture Investors LLC 505 S. Rosa Road, Suite 201 Madison WI WISCONSIN 53719 Director Biotechnology Decline to Disclose 06b false 2018-10-19 false true true true false 0 5583000 5583000 0 The exercise price with respect to the warrants will be paid to the Issuer, if and when, the warrants are exercised in accordance with their terms. false 36 0 0 0 false FLUGEN INC Paul V. Radspinner Paul V. Radspinner President and Chief Executive Officer 2018-11-13