0001451623-20-000004.txt : 20200814
0001451623-20-000004.hdr.sgml : 20200814
20200814104919
ACCESSION NUMBER: 0001451623-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BENJAMIN EDWARDS INC
CENTRAL INDEX KEY: 0001451623
IRS NUMBER: 263472087
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19533
FILM NUMBER: 201102489
BUSINESS ADDRESS:
STREET 1: ONE NORTH BRENTWOOD BOULEVARD
STREET 2: SUITE 850
CITY: Clayton
STATE: MO
ZIP: 63105
BUSINESS PHONE: 314-726-1600
MAIL ADDRESS:
STREET 1: ONE NORTH BRENTWOOD BOULEVARD
STREET 2: SUITE 850
CITY: Clayton
STATE: MO
ZIP: 63105
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001451623
XXXXXXXX
06-30-2020
06-30-2020
BENJAMIN EDWARDS INC
ONE NORTH BRENTWOOD BOULEVARD
SUITE 850
Clayton
MO
63105
13F COMBINATION REPORT
028-19533
0001445065
028-15560
BENJAMIN F. EDWARDS & COMPANY, INC.
N
Christopher M Keller
EVP, Director of Business Services
314-726-1600
Christopher M Keller
St. Louis
MO
08-13-2020
0
369
119884
false
INFORMATION TABLE
2
EWM_13FXMLOutput_2020-06-30.xml
MEDTRONIC PLC
SHS
G5960L103
371
4048
SH
DFND
0
0
4048
ABBVIE INC
COM
00287Y109
65
666
SH
DFND
0
0
666
AMERICAN ELEC PWR CO INC
COM
025537101
14
175
SH
DFND
0
0
175
CELLECTIS S A
SPON ADS
15117K103
13
750
SH
DFND
0
0
750
DBX ETF TR
XTRACK MUN INFRA
233051705
11
390
SH
DFND
0
0
390
DELTA AIR LINES INC DEL
COM NEW
247361702
3
112
SH
DFND
0
0
112
DOUBLELINE INCOME SOLUTIONS
COM
258622109
21
1375
SH
DFND
0
0
1375
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
14
1930
SH
DFND
0
0
1930
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
12
225
SH
DFND
0
0
225
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
45
872
SH
DFND
0
0
872
ISHARES TR
S&P MC 400GR ETF
464287606
12
54
SH
DFND
0
0
54
ISHARES TR
CORE S&P US VLU
464287663
230
4409
SH
DFND
0
0
4409
ISHARES TR
IBONDS 27 ETF
46435UAA9
143
5319
SH
DFND
0
0
5319
KINDER MORGAN INC DEL
COM
49456B101
369
24342
SH
DFND
0
0
24342
MASTERCARD INCORPORATED
CL A
57636Q104
1319
4461
SH
DFND
0
0
4461
NIKE INC
CL B
654106103
25
256
SH
DFND
0
0
256
NOVARTIS AG
SPONSORED ADR
66987V109
17
200
SH
DFND
0
0
200
REPUBLIC SVCS INC
COM
760759100
1663
20268
SH
DFND
0
0
20268
SPDR SER TR
PRTFLO S&P500 GW
78464A409
1624
36146
SH
DFND
0
0
36146
SPDR SER TR
HLTH CR EQUIP
78464A581
43
480
SH
DFND
0
0
480
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
125
2125
SH
DFND
0
0
2125
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
248
4598
SH
DFND
0
0
4598
TERADYNE INC
COM
880770102
20
240
SH
DFND
0
0
240
UNION PAC CORP
COM
907818108
763
4512
SH
DFND
0
0
4512
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
3027
36622
SH
DFND
0
0
36622
WESTERN ASSET INTER MUNI FD
COM
958435109
19
2270
SH
DFND
0
0
2270
XCEL ENERGY INC
COM
98389B100
829
13264
SH
DFND
0
0
13264
ZSCALER INC
COM
98980G102
14
131
SH
DFND
0
0
131
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
54
730
SH
DFND
0
0
730
ARK ETF TR
ISRAEL INOVATE
00214Q609
5
206
SH
DFND
0
0
206
AIR PRODS & CHEMS INC
COM
009158106
937
3879
SH
DFND
0
0
3879
ALTRIA GROUP INC
COM
02209S103
55
1396
SH
DFND
0
0
1396
AUTODESK INC
COM
052769106
21
89
SH
DFND
0
0
89
BAXTER INTL INC
COM
071813109
6
70
SH
DFND
0
0
70
BLACKROCK INC
COM
09247X101
21
38
SH
DFND
0
0
38
CHEVRON CORP NEW
COM
166764100
16
184
SH
DFND
0
0
184
FIRST TR EXCHANGE TRADED FD
DOW 30 EQL WGT
33733A201
9
381
SH
DFND
0
0
381
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
649
21405
SH
DFND
0
0
21405
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
46
1213
SH
DFND
0
0
1213
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
13
176
SH
DFND
0
0
176
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
54
674
SH
DFND
0
0
674
FIRST TR EXCH TRD ALPHDX FD
DEV MRK EX US
33737J174
56
1197
SH
DFND
0
0
1197
FIRST TR EXCHANGE-TRADED FD
FST TR GLB FD
33739H101
6
378
SH
DFND
0
0
378
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
1753
83465
SH
DFND
0
0
83465
INTELLIA THERAPEUTICS INC
COM
45826J105
38
1817
SH
DFND
0
0
1817
IRIDIUM COMMUNICATIONS INC
COM
46269C102
9
344
SH
DFND
0
0
344
ISHARES INC
MSCI CDA ETF
464286509
5
195
SH
DFND
0
0
195
ISHARES TR
LNG TR CRPRT BD
464289511
97
1379
SH
DFND
0
0
1379
ISHARES TR
IBONDS DEC 29
46436E205
114
4258
SH
DFND
0
0
4258
JPMORGAN CHASE & CO
COM
46625H100
74
790
SH
DFND
0
0
790
LANCASTER COLONY CORP
COM
513847103
484
3122
SH
DFND
0
0
3122
LEIDOS HOLDINGS INC
COM
525327102
288
3075
SH
DFND
0
0
3075
NANOSTRING TECHNOLOGIES INC
COM
63009R109
13
430
SH
DFND
0
0
430
PARSONS CORPORATION
COM
70202L102
127
3500
SH
DFND
0
0
3500
PAYCHEX INC
COM
704326107
486
6417
SH
DFND
0
0
6417
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5
17
SH
DFND
0
0
17
SCHWAB CHARLES CORP
COM
808513105
5
136
SH
DFND
0
0
136
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
10
408
SH
DFND
0
0
408
SQUARE INC
CL A
852234103
95
902
SH
DFND
0
0
902
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
50
253
SH
DFND
0
0
253
VISA INC
COM CL A
92826C839
26
132
SH
DFND
0
0
132
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
12
47
SH
DFND
0
0
47
ALPHABET INC
CAP STK CL C
02079K107
71
50
SH
DFND
0
0
50
BECTON DICKINSON & CO
COM
075887109
661
2764
SH
DFND
0
0
2764
BRISTOL-MYERS SQUIBB CO
COM
110122108
24
404
SH
DFND
0
0
404
CITIZENS FINANCIAL GROUP INC
COM
174610105
1
47
SH
DFND
0
0
47
DOMINION ENERGY INC
COM
25746U109
450
5542
SH
DFND
0
0
5542
DUKE ENERGY CORP NEW
COM NEW
26441C204
6
80
SH
DFND
0
0
80
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
58
1547
SH
DFND
0
0
1547
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
47
1120
SH
DFND
0
0
1120
FIRST TR EXCH TRADED FD III
LNG/SHT EQUITY
33739P103
5
110
SH
DFND
0
0
110
FIRST TR EXCH TRADED FD III
HORIZON MNGD ETF
33739P871
16
556
SH
DFND
0
0
556
FIRST TR EXCHANGE-TRADED FD
FT STRG INCM ETF
33739Q309
16
350
SH
DFND
0
0
350
FIRST TR EXCHNG TRADED FD VI
ALT ABSLT STRG
33740Y101
16
628
SH
DFND
0
0
628
HENRY JACK & ASSOC INC
COM
426281101
801
4355
SH
DFND
0
0
4355
HOME DEPOT INC
COM
437076102
1378
5501
SH
DFND
0
0
5501
INVESCO DYNAMIC CR OPPORTUNI
COM
46132R104
118
13213
SH
DFND
0
0
13213
ISHARES INC
MSCI GERMANY ETF
464286806
5
184
SH
DFND
0
0
184
ISHARES TR
NATIONAL MUN ETF
464288414
25
220
SH
DFND
0
0
220
ISHARES TR
US AER DEF ETF
464288760
41
248
SH
DFND
0
0
248
L3HARRIS TECHNOLOGIES INC
COM
502431109
396
2335
SH
DFND
0
0
2335
MCDONALDS CORP
COM
580135101
891
4832
SH
DFND
0
0
4832
MICROSOFT CORP
COM
594918104
1067
5242
SH
DFND
0
0
5242
NASDAQ INC
COM
631103108
721
6039
SH
DFND
0
0
6039
NEXTERA ENERGY INC
COM
65339F101
2046
8518
SH
DFND
0
0
8518
OGE ENERGY CORP
COM
670837103
7
238
SH
DFND
0
0
238
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
87
2938
SH
DFND
0
0
2938
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
34
583
SH
DFND
0
0
583
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
70
1237
SH
DFND
0
0
1237
SIMON PPTY GROUP INC NEW
COM
828806109
68
1000
SH
DFND
0
0
1000
SNAP ON INC
COM
833034101
596
4301
SH
DFND
0
0
4301
US BANCORP DEL
COM NEW
902973304
266
7232
SH
DFND
0
0
7232
UNILEVER N V
N Y SHS NEW
904784709
13
241
SH
DFND
0
0
241
VALERO ENERGY CORP
COM
91913Y100
6411
109000
SH
DFND
0
0
109000
WD-40 CO
COM
929236107
380
1918
SH
DFND
0
0
1918
XILINX INC
COM
983919101
519
5279
SH
DFND
0
0
5279
EATON CORP PLC
SHS
G29183103
8
90
SH
DFND
0
0
90
JOHNSON CTLS INTL PLC
SHS
G51502105
65
1900
SH
DFND
0
0
1900
TE CONNECTIVITY LTD
REG SHS
H84989104
6
77
SH
DFND
0
0
77
AMERICAN TOWER CORP NEW
COM
03027X100
911
3523
SH
DFND
0
0
3523
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
153
855
SH
DFND
0
0
855
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
544
6993
SH
DFND
0
0
6993
CASEYS GEN STORES INC
COM
147528103
972
6500
SH
DFND
0
0
6500
CISCO SYS INC
COM
17275R102
593
12707
SH
DFND
0
0
12707
COMMERCE BANCSHARES INC
COM
200525103
805
13534
SH
DFND
0
0
13534
CONSTELLATION BRANDS INC
CL A
21036P108
7
40
SH
DFND
0
0
40
DOLLAR GEN CORP NEW
COM
256677105
447
2344
SH
DFND
0
0
2344
ETF SER SOLUTIONS
US GLB JETS
26922A842
10
575
SH
DFND
0
0
575
FIDELITY NATL INFORMATION SV
COM
31620M106
622
4641
SH
DFND
0
0
4641
FIRST TRUST LRGCP GWT ALPHAD
COM SHS
33735K108
224
2921
SH
DFND
0
0
2921
GENERAL DYNAMICS CORP
COM
369550108
0
2
SH
DFND
0
0
2
INVESCO EXCH TRADED FD TR II
FNDMNTL HY CRP
46138E719
80
4396
SH
DFND
0
0
4396
ISHARES TR
MBS ETF
464288588
2675
24168
SH
DFND
0
0
24168
ISHARES TR
IBONDS DEC 26
46435U259
4
133
SH
DFND
0
0
133
ISHARES TR
IBDS DEC28 ETF
46435U515
144
4985
SH
DFND
0
0
4985
ISHARES TR
IBONDS DEC
46435U697
4
132
SH
DFND
0
0
132
KIMBERLY CLARK CORP
COM
494368103
1021
7225
SH
DFND
0
0
7225
LILLY ELI & CO
COM
532457108
11
69
SH
DFND
0
0
69
M & T BK CORP
COM
55261F104
4
37
SH
DFND
0
0
37
MAIN STR CAP CORP
COM
56035L104
489
15718
SH
DFND
0
0
15718
NUVEEN MORTGAGE AND INCOME F
COM
670735109
417
21324
SH
DFND
0
0
21324
PAGERDUTY INC
COM
69553P100
15
521
SH
DFND
0
0
521
PROCTER AND GAMBLE CO
COM
742718109
40
333
SH
DFND
0
0
333
REALTY INCOME CORP
COM
756109104
701
11775
SH
DFND
0
0
11775
SPDR SER TR
S&P REGL BKG
78464A698
71
1857
SH
DFND
0
0
1857
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
45
449
SH
DFND
0
0
449
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
54
544
SH
DFND
0
0
544
SERES THERAPEUTICS INC
COM
81750R102
6
1334
SH
DFND
0
0
1334
SIXTH STREET SPECIALTY LENDN
COM
83012A109
503
30482
SH
DFND
0
0
30482
TRAVELERS COMPANIES INC
COM
89417E109
6
55
SH
DFND
0
0
55
VANECK VECTORS ETF TR
AMT FREE SHORT M
92189F528
74
4098
SH
DFND
0
0
4098
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
8
100
SH
DFND
0
0
100
WISDOMTREE TR
US MIDCAP DIVID
97717W505
935
33001
SH
DFND
0
0
33001
AUTOMATIC DATA PROCESSING IN
COM
053015103
948
6365
SH
DFND
0
0
6365
COMCAST CORP NEW
CL A
20030N101
334
8565
SH
DFND
0
0
8565
CONOCOPHILLIPS
COM
20825C104
13
300
SH
DFND
0
0
300
DBX ETF TR
XTRACK HRVST CSI
233051879
5
171
SH
DFND
0
0
171
ETF SER SOLUTIONS
DEFIANCE NEXT
26922A289
7
240
SH
DFND
0
0
240
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
41
1596
SH
DFND
0
0
1596
FIRST TR EXCH TRD ALPHDX FD
EUROPE ALPHADEX
33737J117
107
3530
SH
DFND
0
0
3530
FIRST TR EXCHANGE-TRADED FD
BUYWRIT INCM ETF
33738R308
29
1496
SH
DFND
0
0
1496
FRANKLIN TEMPLETON ETF TR
FTSE UNTD KGDM
35473P678
5
258
SH
DFND
0
0
258
HONEYWELL INTL INC
COM
438516106
7
47
SH
DFND
0
0
47
INVESCO EXCHANGE-TRADED FD T
VAR RATE PFD
46138G870
462
19727
SH
DFND
0
0
19727
IRON MTN INC NEW
COM
46284V101
3
113
SH
DFND
0
0
113
ISHARES TR
CORE S&P500 ETF
464287200
78
252
SH
DFND
0
0
252
ISHARES TR
CORE S&P SCP ETF
464287804
34
493
SH
DFND
0
0
493
ISHARES TR
IBOXX HI YD ETF
464288513
313
3829
SH
DFND
0
0
3829
ISHARES TR
SH TR CRPORT ETF
464288646
2887
52764
SH
DFND
0
0
52764
ISHARES TR
3 7 YR TREAS BD
464288661
0
0
SH
DFND
0
0
0
ISHARES TR
IBONDS DEC20 ETF
46434VAQ3
107
4206
SH
DFND
0
0
4206
ISHARES TR
IBONDS DEC2026
46435GAA0
118
4415
SH
DFND
0
0
4415
JOHNSON & JOHNSON
COM
478160104
1290
9176
SH
DFND
0
0
9176
ONEOK INC NEW
COM
682680103
473
14252
SH
DFND
0
0
14252
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
66
3605
SH
DFND
0
0
3605
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
27
558
SH
DFND
0
0
558
STORE CAP CORP
COM
862121100
545
22874
SH
DFND
0
0
22874
STRYKER CORPORATION
COM
863667101
674
3741
SH
DFND
0
0
3741
THOMSON REUTERS CORP.
COM NEW
884903709
426
6269
SH
DFND
0
0
6269
UNITEDHEALTH GROUP INC
COM
91324P102
500
1695
SH
DFND
0
0
1695
V F CORP
COM
918204108
727
11936
SH
DFND
0
0
11936
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
24
409
SH
DFND
0
0
409
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
52
313
SH
DFND
0
0
313
VANGUARD INDEX FDS
VALUE ETF
922908744
50
500
SH
DFND
0
0
500
WALGREENS BOOTS ALLIANCE INC
COM
931427108
372
8785
SH
DFND
0
0
8785
BROOKFIELD PROPERTY PARTRS L
UNIT LTD PARTN
G16249107
40
4000
SH
DFND
0
0
4000
STERIS PLC
SHS USD
G8473T100
1084
7065
SH
DFND
0
0
7065
AMGEN INC
COM
031162100
4
18
SH
DFND
0
0
18
APPLE INC
COM
037833100
3379
9262
SH
DFND
0
0
9262
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
625
4949
SH
DFND
0
0
4949
DEERE & CO
COM
244199105
665
4233
SH
DFND
0
0
4233
EQUITRANS MIDSTREAM CORP
COM
294600101
162
19491
SH
DFND
0
0
19491
FIRST TR NASDAQ-100 TECH IND
NY ARCA BIOTECH
33733E203
158
939
SH
DFND
0
0
939
FIRST TR STOXX EUROPEAN SELE
COMMON SHS
33735T109
32
3038
SH
DFND
0
0
3038
FIRST TR EXCHANGE-TRADED ALP
MID CP GR ALPH
33737M102
47
979
SH
DFND
0
0
979
FIRST TR EXCH TRADED FD III
MUNI HI INCM ETF
33739P301
97
1915
SH
DFND
0
0
1915
ISHARES INC
MSCI FRANCE ETF
464286707
5
183
SH
DFND
0
0
183
ISHARES TR
CORE US AGGBD ET
464287226
1638
13859
SH
DFND
0
0
13859
ISHARES TR
S&P MC 400VL ETF
464287705
10
73
SH
DFND
0
0
73
ISHARES TR
U.S. MED DVC ETF
464288810
109
413
SH
DFND
0
0
413
ISHARES TR
IBONDS DEC 27
46435U283
4
132
SH
DFND
0
0
132
MARATHON OIL CORP
COM
565849106
2
300
SH
DFND
0
0
300
MERCADOLIBRE INC
COM
58733R102
12
12
SH
DFND
0
0
12
PPG INDS INC
COM
693506107
6
55
SH
DFND
0
0
55
PEPSICO INC
COM
713448108
392
2963
SH
DFND
0
0
2963
PFIZER INC
COM
717081103
420
12848
SH
DFND
0
0
12848
PHILIP MORRIS INTL INC
COM
718172109
7
100
SH
DFND
0
0
100
PHILLIPS 66
COM
718546104
10
136
SH
DFND
0
0
136
PROSHARES TR
SHORT S&P 500 NE
74347B425
7
325
SH
DFND
0
0
325
PROSPERITY BANCSHARES INC
COM
743606105
496
8360
SH
DFND
0
0
8360
PURE STORAGE INC
CL A
74624M102
15
881
SH
DFND
0
0
881
SCHWAB STRATEGIC TR
US REIT ETF
808524847
24
694
SH
DFND
0
0
694
SELECT SECTOR SPDR TR
ENERGY
81369Y506
42
1121
SH
DFND
0
0
1121
3M CO
COM
88579Y101
48
310
SH
DFND
0
0
310
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F429
0
1
SH
DFND
0
0
1
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
50
781
SH
DFND
0
0
781
WILLIAMS COS INC
COM
969457100
442
23222
SH
DFND
0
0
23222
ALPS ETF TR
ALERIAN MLP
00162Q452
433
17547
SH
DFND
0
0
17547
AMERICOLD RLTY TR
COM
03064D108
572
15760
SH
DFND
0
0
15760
ASTRAZENECA PLC
SPONSORED ADR
046353108
16
300
SH
DFND
0
0
300
CME GROUP INC
COM
12572Q105
14
87
SH
DFND
0
0
87
COCA COLA CO
COM
191216100
1215
27195
SH
DFND
0
0
27195
CROWN CASTLE INTL CORP NEW
COM
22822V101
390
2330
SH
DFND
0
0
2330
EDITAS MEDICINE INC
COM
28106W103
27
912
SH
DFND
0
0
912
EVERGY INC
COM
30034W106
17
285
SH
DFND
0
0
285
EXXON MOBIL CORP
COM
30231G102
486
10863
SH
DFND
0
0
10863
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
130
1555
SH
DFND
0
0
1555
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
21
1058
SH
DFND
0
0
1058
FIRST TR EXCH TRADED FD III
EME MRK BD ETF
33739P202
8
242
SH
DFND
0
0
242
FORD MTR CO DEL
COM
345370860
3
500
SH
DFND
0
0
500
GALLAGHER ARTHUR J & CO
COM
363576109
967
9918
SH
DFND
0
0
9918
ILLUMINA INC
COM
452327109
55
148
SH
DFND
0
0
148
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
341
3719
SH
DFND
0
0
3719
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
592
16731
SH
DFND
0
0
16731
ISHARES TR
20 YR TR BD ETF
464287432
255
1558
SH
DFND
0
0
1558
ISHARES TR
NASDAQ BIOTECH
464287556
128
938
SH
DFND
0
0
938
ISHARES TR
GLB INFRASTR ETF
464288372
67
1737
SH
DFND
0
0
1737
ISHARES INC
CORE MSCI EMKT
46434G103
91
1922
SH
DFND
0
0
1922
ISHARES TR
IBONDS 28 TRM TS
46436E833
121
4537
SH
DFND
0
0
4537
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
11
831
SH
DFND
0
0
831
MPLX LP
COM UNIT REP LTD
55336V100
1
55
SH
DFND
0
0
55
NORTHROP GRUMMAN CORP
COM
666807102
7
24
SH
DFND
0
0
24
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
4
378
SH
DFND
0
0
378
PROGRESSIVE CORP OHIO
COM
743315103
360
4497
SH
DFND
0
0
4497
ROKU INC
COM CL A
77543R102
35
303
SH
DFND
0
0
303
ROSS STORES INC
COM
778296103
10
116
SH
DFND
0
0
116
SPDR SER TR
S&P 400 MDCP VAL
78464A839
835
19598
SH
DFND
0
0
19598
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
18
1500
SH
DFND
0
0
1500
SHERWIN WILLIAMS CO
COM
824348106
1094
1894
SH
DFND
0
0
1894
SPLUNK INC
COM
848637104
32
160
SH
DFND
0
0
160
UNILEVER PLC
SPON ADR NEW
904767704
7
133
SH
DFND
0
0
133
ZILLOW GROUP INC
CL C CAP STK
98954M200
34
586
SH
DFND
0
0
586
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
62
2500
SH
DFND
0
0
2500
CENTERPOINT ENERGY INC
COM
15189T107
58
3100
SH
DFND
0
0
3100
DISNEY WALT CO
COM DISNEY
254687106
16
141
SH
DFND
0
0
141
ENBRIDGE INC
COM
29250N105
6
195
SH
DFND
0
0
195
ENZO BIOCHEM INC
COM
294100102
1
300
SH
DFND
0
0
300
FIRST TR NASDAQ-100 TECH IND
CAP STRENGTH ETF
33733E104
147
2516
SH
DFND
0
0
2516
FIRST TR NASDAQ-100 TECH IND
DJ INTERNT IDX
33733E302
94
553
SH
DFND
0
0
553
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
72
801
SH
DFND
0
0
801
FIRST TR EXCH TRD ALPHDX FD
EMERG MKT ALPH
33737J182
83
3963
SH
DFND
0
0
3963
FIRST TR EXCHANGE-TRADED FD
SENIOR LN FD
33738D309
12
276
SH
DFND
0
0
276
FIRST TR EXCHANGE-TRADED FD
MNGD FUTRS STRGY
33739G103
13
294
SH
DFND
0
0
294
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
181
3282
SH
DFND
0
0
3282
ISHARES SILVER TR
ISHARES
46428Q109
40
2342
SH
DFND
0
0
2342
ISHARES INC
MSCI BRAZIL ETF
464286400
76
2639
SH
DFND
0
0
2639
ISHARES TR
MSCI MIN VOL ETF
46429B697
1188
19593
SH
DFND
0
0
19593
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
235
9138
SH
DFND
0
0
9138
ISHARES TR
IBONDS DEC24 ETF
46434VBG4
113
4298
SH
DFND
0
0
4298
ISHARES TR
IBONDS 29 TRM TS
46436E825
120
4520
SH
DFND
0
0
4520
ISHARES TR
IBONDS 26 TRM TS
46436E858
121
4586
SH
DFND
0
0
4586
LOCKHEED MARTIN CORP
COM
539830109
26
70
SH
DFND
0
0
70
MORGAN STANLEY
COM NEW
617446448
29
600
SH
DFND
0
0
600
NVIDIA CORPORATION
COM
67066G104
7
18
SH
DFND
0
0
18
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
128
21918
SH
DFND
0
0
21918
PRINCIPAL EXCHANGE-TRADED FD
SPECTRUM PFD
74255Y888
853
8782
SH
DFND
0
0
8782
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
281
2693
SH
DFND
0
0
2693
STARBUCKS CORP
COM
855244109
32
437
SH
DFND
0
0
437
SYSCO CORP
COM
871829107
6
117
SH
DFND
0
0
117
TJX COS INC NEW
COM
872540109
8
149
SH
DFND
0
0
149
TESLA INC
COM
88160R101
103
95
SH
DFND
0
0
95
TRACTOR SUPPLY CO
COM
892356106
1550
11760
SH
DFND
0
0
11760
2U INC
COM
90214J101
44
1156
SH
DFND
0
0
1156
VANECK VECTORS ETF TR
AMT FREE LONG MU
92189F536
11
525
SH
DFND
0
0
525
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
1031
9698
SH
DFND
0
0
9698
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
1463
15381
SH
DFND
0
0
15381
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
39
410
SH
DFND
0
0
410
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
471
5998
SH
DFND
0
0
5998
WALMART INC
COM
931142103
1232
10289
SH
DFND
0
0
10289
TRANE TECHNOLOGIES PLC
SHS
G8994E103
5
59
SH
DFND
0
0
59
STRATASYS LTD
SHS
M85548101
27
1692
SH
DFND
0
0
1692
AT&T INC
COM
00206R102
563
18640
SH
DFND
0
0
18640
ARK ETF TR
INNOVATION ETF
00214Q104
150
2109
SH
DFND
0
0
2109
AEROVIRONMENT INC
COM
008073108
2
25
SH
DFND
0
0
25
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
6
27
SH
DFND
0
0
27
APTARGROUP INC
COM
038336103
908
8110
SH
DFND
0
0
8110
BP PLC
SPONSORED ADR
055622104
9
400
SH
DFND
0
0
400
CVS HEALTH CORP
COM
126650100
7
109
SH
DFND
0
0
109
DIGITAL RLTY TR INC
COM
253868103
194
1365
SH
DFND
0
0
1365
DOW INC
COM
260557103
73
1800
SH
DFND
0
0
1800
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
66
2589
SH
DFND
0
0
2589
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
1
17
SH
DFND
0
0
17
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
106
2326
SH
DFND
0
0
2326
FIRST TR EXCHANGE-TRADED FD
FIRST TR TA HIYL
33738D408
43
939
SH
DFND
0
0
939
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
72
2327
SH
DFND
0
0
2327
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
94
1717
SH
DFND
0
0
1717
GILEAD SCIENCES INC
COM
375558103
806
10472
SH
DFND
0
0
10472
GLACIER BANCORP INC NEW
COM
37637Q105
502
14222
SH
DFND
0
0
14222
HOULIHAN LOKEY INC
CL A
441593100
20
360
SH
DFND
0
0
360
ILLINOIS TOOL WKS INC
COM
452308109
1139
6517
SH
DFND
0
0
6517
INGERSOLL RAND INC
COM
45687V106
1
52
SH
DFND
0
0
52
INTEL CORP
COM
458140100
24
400
SH
DFND
0
0
400
INTERNATIONAL BUSINESS MACHS
COM
459200101
1058
8762
SH
DFND
0
0
8762
INVESCO EXCH TRADED FD TR II
FNDMNTL IG CRP
46138E693
1391
51184
SH
DFND
0
0
51184
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 HY
46138J601
348
14945
SH
DFND
0
0
14945
INVITAE CORP
COM
46185L103
67
2217
SH
DFND
0
0
2217
ISHARES TR
S&P 500 GRWT ETF
464287309
49
238
SH
DFND
0
0
238
ISHARES TR
BARCLAYS 7 10 YR
464287440
56
458
SH
DFND
0
0
458
ISHARES TR
CORE S&P US GWT
464287671
276
3840
SH
DFND
0
0
3840
ISHARES TR
INTRM TR CRP ETF
464288638
1232
20399
SH
DFND
0
0
20399
ISHARES TR
10-20 YR TRS ETF
464288653
170
1016
SH
DFND
0
0
1016
ISHARES TR
PFD AND INCM SEC
464288687
892
25746
SH
DFND
0
0
25746
ISHARES TR
NEW ZEALAND ETF
464289123
27
479
SH
DFND
0
0
479
ISHARES INC
MSCI TAIWAN ETF
46434G772
81
2014
SH
DFND
0
0
2014
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
148
5659
SH
DFND
0
0
5659
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
531
19682
SH
DFND
0
0
19682
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
231
9193
SH
DFND
0
0
9193
ISHARES TR
IBONDS DEC 25
46435U432
4
128
SH
DFND
0
0
128
LENDINGTREE INC NEW
COM
52603B107
31
108
SH
DFND
0
0
108
LOWES COS INC
COM
548661107
39
289
SH
DFND
0
0
289
MFS MUN INCOME TR
SH BEN INT
552738106
14
2300
SH
DFND
0
0
2300
MERCK & CO. INC
COM
58933Y105
617
7977
SH
DFND
0
0
7977
MONDELEZ INTL INC
CL A
609207105
8
160
SH
DFND
0
0
160
NUVEEN SELECT TAX FREE INCOM
SH BEN INT
67063C106
25
1700
SH
DFND
0
0
1700
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
7
200
SH
DFND
0
0
200
PINTEREST INC
CL A
72352L106
19
857
SH
DFND
0
0
857
PUTNAM MANAGED MUN INCOME TR
COM
746823103
40
5400
SH
DFND
0
0
5400
QTS RLTY TR INC
COM CL A
74736A103
11
179
SH
DFND
0
0
179
SPDR SER TR
S&P 600 SMCP VAL
78464A300
149
3029
SH
DFND
0
0
3029
SPDR SER TR
PRTFLO S&P500 VL
78464A508
971
33496
SH
DFND
0
0
33496
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
2182
42264
SH
DFND
0
0
42264
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
50
896
SH
DFND
0
0
896
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1051
4897
SH
DFND
0
0
4897
ABBOTT LABS
COM
002824100
29
314
SH
DFND
0
0
314
AMAZON COM INC
COM
023135106
276
100
SH
DFND
0
0
100
AMERICAN EXPRESS CO
COM
025816109
2
23
SH
DFND
0
0
23
ASSURANT INC
COM
04621X108
524
5073
SH
DFND
0
0
5073
CDK GLOBAL INC
COM
12508E101
4
86
SH
DFND
0
0
86
COLGATE PALMOLIVE CO
COM
194162103
400
5460
SH
DFND
0
0
5460
COSTCO WHSL CORP NEW
COM
22160K105
717
2365
SH
DFND
0
0
2365
EVERSOURCE ENERGY
COM
30040W108
34
408
SH
DFND
0
0
408
FIDELITY COVINGTON TR
MSCI CONSM DIS
316092204
298
5731
SH
DFND
0
0
5731
FIRST TR EXCHANGE-TRADED FD
NASDAQ BK ETF
33738R860
10
545
SH
DFND
0
0
545
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
2171
117837
SH
DFND
0
0
117837
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
5
88
SH
DFND
0
0
88
FRANKLIN TEMPLETON ETF TR
FRANKLN SWZLND
35473P694
5
185
SH
DFND
0
0
185
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
1797
127239
SH
DFND
0
0
127239
ISHARES GOLD TRUST
ISHARES
464285105
1087
63953
SH
DFND
0
0
63953
ISHARES TR
IBOXX INV CP ETF
464287242
1038
7717
SH
DFND
0
0
7717
ISHARES TR
S&P 500 VAL ETF
464287408
36
331
SH
DFND
0
0
331
ISHARES TR
1 3 YR TREAS BD
464287457
79
907
SH
DFND
0
0
907
ISHARES TR
IBONDS DEC 28
46435U325
4
131
SH
DFND
0
0
131
ISHARES TR
IBONDS 27 TRM TS
46436E841
120
4566
SH
DFND
0
0
4566
LULULEMON ATHLETICA INC
COM
550021109
11
35
SH
DFND
0
0
35
MCCORMICK & CO INC
COM NON VTG
579780206
892
4973
SH
DFND
0
0
4973
PEOPLES UNITED FINANCIAL INC
COM
712704105
256
22130
SH
DFND
0
0
22130
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
110
4460
SH
DFND
0
0
4460
PROTO LABS INC
COM
743713109
37
325
SH
DFND
0
0
325
QUALCOMM INC
COM
747525103
1048
11494
SH
DFND
0
0
11494
SPDR SER TR
S&P 600 SMCP GRW
78464A201
228
4024
SH
DFND
0
0
4024
SPDR SER TR
S&P 400 MDCP GRW
78464A821
1301
24193
SH
DFND
0
0
24193
SALESFORCE COM INC
COM
79466L302
14
74
SH
DFND
0
0
74
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
35
664
SH
DFND
0
0
664
SPIRE INC
COM
84857L101
298
4531
SH
DFND
0
0
4531
STEEL DYNAMICS INC
COM
858119100
5
200
SH
DFND
0
0
200
STONECASTLE FINL CORP
COM
861780104
143
8996
SH
DFND
0
0
8996
TWITTER INC
COM
90184L102
7
248
SH
DFND
0
0
248
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
39
365
SH
DFND
0
0
365
VERIZON COMMUNICATIONS INC
COM
92343V104
1208
21904
SH
DFND
0
0
21904
WATSCO INC
COM
942622200
1413
7949
SH
DFND
0
0
7949
WYNN RESORTS LTD
COM
983134107
2
21
SH
DFND
0
0
21
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
420
3286
SH
DFND
0
0
3286
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
41
597
SH
DFND
0
0
597
TELADOC HEALTH INC
COM
87918A105
6
32
SH
DFND
0
0
32
TORO CO
COM
891092108
411
6191
SH
DFND
0
0
6191
VANGUARD INDEX FDS
GROWTH ETF
922908736
71
350
SH
DFND
0
0
350
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
36
2250
SH
DFND
0
0
2250
WEC ENERGY GROUP INC
COM
92939U106
816
9311
SH
DFND
0
0
9311
WASTE MGMT INC DEL
COM
94106L109
19
180
SH
DFND
0
0
180