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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Solazyme, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
83415T101
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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Rule 13d-l(b) |
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Rule 13d-l(c) |
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Rule 13d-l(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
SEC 1745 (3-06)
CUSIP No. 83415T101 | |||||
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1. |
Names of Reporting Persons. VantagePoint CleanTech Partners II, L.P. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
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(b) |
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
CUSIP No. 83415T101 | |||||
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1. |
Names of Reporting Persons. VantagePoint CleanTech Associates II, L.P. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
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(b) |
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
*Pursuant to Rule 13d-4, the Reporting Person disclaims beneficial ownership of the shares of common stock reflected herein and, as such, declares that the statement shall not be construed as an admission that such person is the beneficial owner of any securities covered hereby.
CUSIP No. 83415T101 | |||||
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1. |
Names of Reporting Persons. VantagePoint CleanTech Management, Ltd. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
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(b) |
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
*Pursuant to Rule 13d-4, the Reporting Person disclaims beneficial ownership of the shares of common stock reflected herein and, as such, declares that the statement shall not be construed as an admission that such person is the beneficial owner of any securities covered hereby.
CUSIP No. 83415T101 | |||||
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1. |
Names of Reporting Persons. VantagePoint Venture Partners 2006 (Q), L.P. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
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(b) |
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
CUSIP No. 83415T101 | |||||
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1. |
Names of Reporting Persons. VantagePoint Venture Associates 2006, L.L.C. | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
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(b) |
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
*Pursuant to Rule 13d-4, the Reporting Person disclaims beneficial ownership of the shares of common stock reflected herein and, as such, declares that the statement shall not be construed as an admission that such person is the beneficial owner of any securities covered hereby.
CUSIP No. 83415T101 | |||||
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1. |
Names of Reporting Persons. Alan E. Salzman | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
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(b) |
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
*Pursuant to Rule 13d-4, the Reporting Person disclaims beneficial ownership of the shares of common stock reflected herein and, as such, declares that the statement shall not be construed as an admission that such person is the beneficial owner of any securities covered hereby.
Item 1. | |||
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(a) |
Name of Issuer | |
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(b) |
Address of Issuers Principal Executive Offices | |
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Item 2. | |||
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(a) |
Name of Person Filing | |
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(b) |
Address of Principal Business Office or, if none, Residence | |
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(c) |
Citizenship | |
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(d) |
Title of Class of Securities | |
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(e) |
CUSIP Number | |
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Item 3. |
If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||
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Not applicable. | ||
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Item 4. |
Ownership. | ||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | |||
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(a) |
Amount beneficially owned: VantagePoint CleanTech Partners II, L.P. 1,950,233 | |
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(b) |
Percent of class: VantagePoint CleanTech Partners II, L.P. 2.86% | |
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(c) |
Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote 0 VantagePoint CleanTech Partners II, L.P. 0 |
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(ii) |
Shared power to vote or to direct the vote VantagePoint CleanTech Partners II, L.P. 1,950,233 |
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(iii) |
Sole power to dispose or to direct the disposition of VantagePoint CleanTech Partners II, L.P. 0 |
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(iv) |
Shared power to dispose or to direct the disposition of VantagePoint CleanTech Partners II, L.P. 1,950,233 |
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* VantagePoint CleanTech Associates II, L.P., is the general partner for VantagePoint CleanTech Partners II, L.P. VantagePoint CleanTech Associates II, L.P. disclaims beneficial ownership of such shares.
** VantagePoint CleanTech Management, Ltd. is the general partner for VantagePoint CleanTech Associates II, L.P. VantagePoint CleanTech Management, Ltd. disclaims beneficial ownership of such shares.
*** VantagePoint Venture Associates 2006, L.L.C. is the general partner for VantagePoint Venture Partners 2006 (Q), L.P. VantagePoint Venture Associates 2006 , L.L.C. disclaims beneficial ownership of such shares.
**** Mr. Alan Salzman is the Managing Member of VantagePoint Venture Associates 2006, L.L.C., and the Chief Executive Officer of VantagePoint CleanTech Management, Ltd. Mr. Salzman disclaims beneficial ownership of such shares.
Includes 1,556,580 shares of common stock and notes held by VantagePoint CleanTech Partners II, L.P. convertible into 393,653 shares of common stock as of January 24, 2013.
Includes 1,211,622 shares of common stock and notes held by VantagePoint Venture Partners 2006 (Q), L.P. convertible into 393,653 shares of common stock as of January 24, 2013.
Includes 1,211,622 shares of common stock and notes held by VantagePoint Venture Partners 2006 (Q), L.P. convertible into 393,653 shares of common stock as of January 24, 2013 and 1,556,580 shares of common stock and notes held by VantagePoint CleanTech Partners II, L.P. convertible into 393,653 shares of common stock as of January 24, 2013. |
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Item 5. |
Ownership of Five Percent or Less of a Class | |
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Not applicable. | |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. | |
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Not applicable. | |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | |
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Not applicable. |
Item 8. |
Identification and Classification of Members of the Group |
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Not applicable. |
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Item 9. |
Notice of Dissolution of Group |
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Not applicable. |
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Item 10. |
Certification |
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Dated: February 13, 2014 |
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VANTAGEPOINT CLEANTECH |
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PARTNERS II, L.P. |
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VANTAGEPOINT VENTURE | ||
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By: VantagePoint CleanTech Associates II, L.P. |
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PARTNERS 2006 (Q), L.P. | ||
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Its General Partner |
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By: VantagePoint Venture Associates 2006, L.L.C. | ||
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By: VantagePoint CleanTech Management, Ltd. |
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Its General Partner | ||
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Its General Partner |
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By: |
/s/ Alan E. Salzman |
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By: |
/s/ Alan E. Salzman |
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Name: Alan E. Salzman, |
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Name: Alan E. Salzman, | ||
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Chief Executive Officer |
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Managing Member | ||
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VANTAGEPOINT CLEANTECH |
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VANTAGEPOINT VENTURE | ||
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ASSOCIATES II, L.P. |
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ASSOCIATES 2006, L.L.C. | ||
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By: VantagePoint CleanTech Management, Ltd. |
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Its General Partner |
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By: |
/s/ Alan E. Salzman | |
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By: |
/s/ Alan E. Salzman |
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Name: Alan E. Salzman, | |
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Name: Alan E. Salzman, |
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Managing Member | ||
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Chief Executive Officer |
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/s/ Alan E. Salzman | ||
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VANTAGEPOINT CLEANTECH MANAGEMENT, LTD. |
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Alan E. Salzman | ||
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By: |
/s/ Alan E. Salzman |
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Name: Alan E. Salzman, |
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Chief Executive Officer |
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Attention: |
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Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) |
EXHIBIT A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of the Schedule 13G to which this Agreement is an exhibit (and any further amendment filed by them) with respect to the shares of Common Stock of Solazyme, Inc.
This agreement may be executed simultaneously in any number of counterparts, all of which together shall constitute one and the same instrument.
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Dated: February 13, 2014 |
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VANTAGEPOINT CLEANTECH |
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PARTNERS II, L.P. |
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VANTAGEPOINT VENTURE | ||
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By: VantagePoint CleanTech Associates II, L.P. |
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PARTNERS 2006 (Q), L.P. | ||
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Its General Partner |
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By: VantagePoint Venture Associates 2006, L.L.C. | ||
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By: VantagePoint CleanTech Management, Ltd. |
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Its General Partner | ||
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Its General Partner |
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By: |
/s/ Alan E. Salzman |
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By: |
/s/ Alan E. Salzman |
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Name: Alan E. Salzman, |
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Name: Alan E. Salzman, | ||
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Chief Executive Officer |
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Managing Member | ||
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VANTAGEPOINT CLEANTECH |
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VANTAGEPOINT VENTURE | ||
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ASSOCIATES II, L.P. |
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ASSOCIATES 2006, L.L.C. | ||
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By: VantagePoint CleanTech Management, Ltd. |
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Its General Partner |
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By: |
/s/ Alan E. Salzman | |
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By: |
/s/ Alan E. Salzman |
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Name: Alan E. Salzman, | |
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Name: Alan E. Salzman, |
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Managing Member | ||
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Chief Executive Officer |
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/s/ Alan E. Salzman | ||
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VANTAGEPOINT CLEANTECH |
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Alan E. Salzman | ||
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By: |
/s/ Alan E. Salzman |
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Name: Alan E. Salzman, |
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Chief Executive Officer |
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