0001140361-13-021049.txt : 20130515 0001140361-13-021049.hdr.sgml : 20130515 20130515162032 ACCESSION NUMBER: 0001140361-13-021049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEST FACE CAPITAL INC. CENTRAL INDEX KEY: 0001450746 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13428 FILM NUMBER: 13847410 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET EAST STREET 2: SUITE 3000 CITY: TORONTO STATE: A6 ZIP: M4W 1A8 BUSINESS PHONE: 647-724-8900 MAIL ADDRESS: STREET 1: 2 BLOOR STREET EAST STREET 2: SUITE 3000 CITY: TORONTO STATE: A6 ZIP: M4W 1A8 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2013 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: West Face Capital Inc. Address: 2 Bloor Street East, Suite 3000 Toronto, Ontario M4W 1A8 Form 13F File Number: 028-13428 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Alexander Singh Title: General Counsel & Secretary Phone: (647) 724-8917 Signature, Place, and Date of Signing: /s/ Alexander Singh Toronto, ON 5/15/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 9 Form 13F Information Table Value Total: $ 545,967 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- BONANZA CREEK ENERGY INC COM 097793103 22,362 578,275 SH SOLE 578,275 0 0 FOREST OIL CORP COM PAR $0.01 346091705 27,765 5,278,492 SH SOLE 5,278,492 0 0 NORDION INC COM 65563C105 38,091 5,762,570 SH SOLE 5,762,570 0 0 PENN WEST PETE LTD NEW COM 707887105 86,080 8,000,000 SH SOLE 8,000,000 0 0 PHI INC COM NON VTG 69336T205 171,050 5,000,000 SH SOLE 0 0 NONE SAFEWAY INC COM NEW 786514208 40,842 1,549,999 SH SOLE 1,549,999 0 0 SUNOPTA INC COM 8676EP108 55,513 7,710,200 SH SOLE 7,710,200 0 0 TALISMAN ENERGY INC COM 87425E103 100,050 8,167,336 SH SOLE 8,167,336 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 4,214 200,000 SH SOLE 200,000 0 0