13F-HR 1 efc13-161_fm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ----------------- Check here if Amendment [ ]: Amendment Number: ----------------- This Amendment (Check only one): |_| is a restatement |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: West Face Capital Inc. Address: 2 Bloor Street East, Suite 3000 Toronto, Ontario M4W 1A8 Form 13F File Number: 028-13428 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alexander Singh Title: General Counsel & Secretary Phone: (647) 724-8917 Signature, Place and Date of Signing: /s/ Alexander Singh Toronto, ON February 14, 2013 ---------------------------- --------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------------- Form 13F Information Table Entry Total: 14 ---------------------------- Form 13F Information Table Value Total: $1,048,149 ---------------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-05431 Sunrise Partners Limited Partnership
WEST FACE CAPITAL INC. FORM 13F INFORMATION TABLE Quarter Ended December 31, 2012 ----------------------------------------------------------------------------------------------------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------- BONANZA CREEK ENERGY INC COM 097793103 377,340 13,578,275 SH SOLE 13,578,275 EASTMAN CHEM CO *W EXP 02/27/201 277432118 19 23,304 SH OTHER 1 NONE FORBES ENERGY SVCS LTD COM 345143101 5,796 2,290,876 SH SOLE 2,290,876 FOREST OIL CORP COM PAR $0.01 346091705 35,313 5,278,492 SH SOLE 5,278,492 GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 3,928 3,968,000 PRN SOLE NONE GOLD RESV INC CL A 38068N108 14,997 4,530,818 SH SOLE 4,530,818 NORDION INC COM 65563C105 52,649 8,162,570 SH SOLE 8,162,570 PENN WEST PETE LTD NEW COM 707887105 32,580 3,000,000 SH SOLE 3,000,000 PHI INC COM NON VTG 69336T205 167,450 5,000,000 SH SOLE NONE PRECISION DRILLING CORP COM 2010 74022D308 41,400 5,000,000 SH SOLE 5,000,000 SAFEWAY INC COM NEW 786514208 153,887 8,506,757 SH SOLE 8,506,757 SUNOPTA INC COM 8676EP108 43,408 7,710,200 SH SOLE 7,710,200 TALISMAN ENERGY INC COM 87425E103 114,954 10,146,000 SH SOLE 10,146,000 TELEPHONE & DATA SYS INC COM NEW 879433829 4,428 200,000 SH SOLE 200,000