0000905148-13-000325.txt : 20130214
0000905148-13-000325.hdr.sgml : 20130214
20130214165306
ACCESSION NUMBER: 0000905148-13-000325
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
EFFECTIVENESS DATE: 20130214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEST FACE CAPITAL INC.
CENTRAL INDEX KEY: 0001450746
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13428
FILM NUMBER: 13615358
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET EAST
STREET 2: SUITE 3000
CITY: TORONTO
STATE: A6
ZIP: M4W 1A8
BUSINESS PHONE: 647-724-8900
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET EAST
STREET 2: SUITE 3000
CITY: TORONTO
STATE: A6
ZIP: M4W 1A8
13F-HR
1
efc13-161_fm13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
-----------------
Check here if Amendment [ ]: Amendment Number:
-----------------
This Amendment (Check only one): |_| is a restatement
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: West Face Capital Inc.
Address: 2 Bloor Street East, Suite 3000
Toronto, Ontario M4W 1A8
Form 13F File Number: 028-13428
---------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alexander Singh
Title: General Counsel & Secretary
Phone: (647) 724-8917
Signature, Place and Date of Signing:
/s/ Alexander Singh Toronto, ON February 14, 2013
---------------------------- --------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------------------------
Form 13F Information Table Entry Total: 14
----------------------------
Form 13F Information Table Value Total: $1,048,149
----------------------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name
01 028-05431 Sunrise Partners Limited Partnership
WEST FACE CAPITAL INC.
FORM 13F INFORMATION TABLE
Quarter Ended December 31, 2012
-----------------------------------------------------------------------------------------------------------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------
BONANZA CREEK ENERGY INC COM 097793103 377,340 13,578,275 SH SOLE 13,578,275
EASTMAN CHEM CO *W EXP 02/27/201 277432118 19 23,304 SH OTHER 1 NONE
FORBES ENERGY SVCS LTD COM 345143101 5,796 2,290,876 SH SOLE 2,290,876
FOREST OIL CORP COM PAR $0.01 346091705 35,313 5,278,492 SH SOLE 5,278,492
GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 3,928 3,968,000 PRN SOLE NONE
GOLD RESV INC CL A 38068N108 14,997 4,530,818 SH SOLE 4,530,818
NORDION INC COM 65563C105 52,649 8,162,570 SH SOLE 8,162,570
PENN WEST PETE LTD NEW COM 707887105 32,580 3,000,000 SH SOLE 3,000,000
PHI INC COM NON VTG 69336T205 167,450 5,000,000 SH SOLE NONE
PRECISION DRILLING CORP COM 2010 74022D308 41,400 5,000,000 SH SOLE 5,000,000
SAFEWAY INC COM NEW 786514208 153,887 8,506,757 SH SOLE 8,506,757
SUNOPTA INC COM 8676EP108 43,408 7,710,200 SH SOLE 7,710,200
TALISMAN ENERGY INC COM 87425E103 114,954 10,146,000 SH SOLE 10,146,000
TELEPHONE & DATA SYS INC COM NEW 879433829 4,428 200,000 SH SOLE 200,000