0001683168-22-001151.txt : 20220218
0001683168-22-001151.hdr.sgml : 20220218
20220218153658
ACCESSION NUMBER: 0001683168-22-001151
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220211
FILED AS OF DATE: 20220218
DATE AS OF CHANGE: 20220218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicosia Matthew
CENTRAL INDEX KEY: 0001452672
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41286
FILM NUMBER: 22652469
MAIL ADDRESS:
STREET 1: 2 PARK PLAZA, SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivakor, Inc.
CENTRAL INDEX KEY: 0001450704
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 262178141
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7700 IRVINE CENTER DRIVE
STREET 2: SUITE 800
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 887-6890
MAIL ADDRESS:
STREET 1: 7700 IRVINE CENTER DRIVE
STREET 2: SUITE 800
CITY: IRVINE
STATE: CA
ZIP: 92618
3
1
ownership.xml
X0206
3
2022-02-11
0
0001450704
Vivakor, Inc.
VIVK
0001452672
Nicosia Matthew
433 LAWNDALE DRIVE
SOUTH SALT LAKE CITY
UT
84115
1
1
1
0
Chief Executive Officer
Common Stock
4189690
I
See footnote
Options to purchase shares of common stock
13.20
Common Stock
166667
D
The shares of common stock ("Common Stock") beneficially owned by Mr. Nicosia includes 4,189,428 Common Stock held by AKMN Irrevocable Trust and 262 Common Stock held by Nicosia Family Trust. Mr. Nicosia is the trustee of the AKMN Irrevocable Trust.
Common stock, par value $0.0001 per share.
These options to purchase shares of Common Stock (the "Options") of Vivakor, Inc. (the "Company"), were issued to Mr. Nicosia on September 29, 2020 (the "The Date Of issuance"), pursuant to that certain Employment Agreement by and between Mr. Nicosia and the Company, dated September 24, 2020. The Options will vest on the five-year anniversary of the Date of Issuance.
The Options' expiration date is February 11, 2027.
/s/ Matthew Nicosia
2022-02-18