0001683168-22-001151.txt : 20220218 0001683168-22-001151.hdr.sgml : 20220218 20220218153658 ACCESSION NUMBER: 0001683168-22-001151 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220211 FILED AS OF DATE: 20220218 DATE AS OF CHANGE: 20220218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nicosia Matthew CENTRAL INDEX KEY: 0001452672 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41286 FILM NUMBER: 22652469 MAIL ADDRESS: STREET 1: 2 PARK PLAZA, SUITE 400 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivakor, Inc. CENTRAL INDEX KEY: 0001450704 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 262178141 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7700 IRVINE CENTER DRIVE STREET 2: SUITE 800 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 887-6890 MAIL ADDRESS: STREET 1: 7700 IRVINE CENTER DRIVE STREET 2: SUITE 800 CITY: IRVINE STATE: CA ZIP: 92618 3 1 ownership.xml X0206 3 2022-02-11 0 0001450704 Vivakor, Inc. VIVK 0001452672 Nicosia Matthew 433 LAWNDALE DRIVE SOUTH SALT LAKE CITY UT 84115 1 1 1 0 Chief Executive Officer Common Stock 4189690 I See footnote Options to purchase shares of common stock 13.20 Common Stock 166667 D The shares of common stock ("Common Stock") beneficially owned by Mr. Nicosia includes 4,189,428 Common Stock held by AKMN Irrevocable Trust and 262 Common Stock held by Nicosia Family Trust. Mr. Nicosia is the trustee of the AKMN Irrevocable Trust. Common stock, par value $0.0001 per share. These options to purchase shares of Common Stock (the "Options") of Vivakor, Inc. (the "Company"), were issued to Mr. Nicosia on September 29, 2020 (the "The Date Of issuance"), pursuant to that certain Employment Agreement by and between Mr. Nicosia and the Company, dated September 24, 2020. The Options will vest on the five-year anniversary of the Date of Issuance. The Options' expiration date is February 11, 2027. /s/ Matthew Nicosia 2022-02-18