0000899243-19-020767.txt : 20190731
0000899243-19-020767.hdr.sgml : 20190731
20190731210737
ACCESSION NUMBER: 0000899243-19-020767
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190731
FILED AS OF DATE: 20190731
DATE AS OF CHANGE: 20190731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thoma Bravo, LLC
CENTRAL INDEX KEY: 0001450701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 19990612
BUSINESS ADDRESS:
STREET 1: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-777-4444
MAIL ADDRESS:
STREET 1: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS X, L.P.
CENTRAL INDEX KEY: 0001783009
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 19990613
BUSINESS ADDRESS:
STREET 1: 150 NORTH RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 150 NORTH RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS XI, L.P.
CENTRAL INDEX KEY: 0001722232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 19990614
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (415) 733-6020
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND X, L.P.
CENTRAL INDEX KEY: 0001537211
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 19990615
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND X-A, L.P.
CENTRAL INDEX KEY: 0001537212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 19990616
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P.
CENTRAL INDEX KEY: 0001579904
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 19990617
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P.
CENTRAL INDEX KEY: 0001783011
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 19990618
BUSINESS ADDRESS:
STREET 1: 150 NORTH RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 150 NORTH RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XI, L.P.
CENTRAL INDEX KEY: 0001606286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 19990619
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XI-A, L.P.
CENTRAL INDEX KEY: 0001606287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 19990620
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO EXECUTIVE FUND XI, L.P.
CENTRAL INDEX KEY: 0001606288
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 19990621
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dynatrace, Inc.
CENTRAL INDEX KEY: 0001773383
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 1601 TRAPELO ROAD, SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-530-1000
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD, SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: Dynatrace Holdings LLC
DATE OF NAME CHANGE: 20190410
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2019-07-31
0
0001773383
Dynatrace, Inc.
DT
0001450701
Thoma Bravo, LLC
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001783009
THOMA BRAVO PARTNERS X, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001722232
THOMA BRAVO PARTNERS XI, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001537211
THOMA BRAVO FUND X, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001537212
THOMA BRAVO FUND X-A, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001579904
THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001783011
THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606286
THOMA BRAVO FUND XI, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606287
THOMA BRAVO FUND XI-A, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606288
THOMA BRAVO EXECUTIVE FUND XI, L.P.
C/O THOMA BRAVO, LLC
150 NORTH RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
Common Stock
194425163
I
See footnote
Consists of 21,327,031 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 4,665,124 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 100,454,812 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"). 50,450,880 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 2,216,127 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,829,874 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF") and 13,481,315 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV").
Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo, LLC is the general partner of each of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein.
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC
2019-07-31
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the General Partner of Thoma Bravo Partners X, L.P.
2019-07-31
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P.
2019-07-31
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Fund X, L.P.
2019-07-31
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Fund X-A, L.P.
2019-07-31
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Special Opportunities Fund I, L.P.
2019-07-31
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners X, L.P., the GP of Thoma Bravo Special Opportunities Fund I AIV, L.P.
2019-07-31
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P., the GP of Thoma Bravo Fund XI, L.P.
2019-07-31
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P., the GP of Thoma Bravo Fund XI-A, L.P.
2019-07-31
/s/ Seth Boro, Managing Partner of Thoma Bravo, LLC, the GP of Thoma Bravo Partners XI, L.P., the GP of Thoma Bravo Executive Fund XI, L.P.
2019-07-31