0000899243-19-015192.txt : 20190530
0000899243-19-015192.hdr.sgml : 20190530
20190530170924
ACCESSION NUMBER: 0000899243-19-015192
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190528
FILED AS OF DATE: 20190530
DATE AS OF CHANGE: 20190530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thoma Bravo, LLC
CENTRAL INDEX KEY: 0001450701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 19867438
BUSINESS ADDRESS:
STREET 1: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-777-4444
MAIL ADDRESS:
STREET 1: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS XI, L.P.
CENTRAL INDEX KEY: 0001722232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 19867439
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (415) 733-6020
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XI, L.P.
CENTRAL INDEX KEY: 0001606286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 19867440
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XI-A, L.P.
CENTRAL INDEX KEY: 0001606287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 19867441
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO EXECUTIVE FUND XI, L.P.
CENTRAL INDEX KEY: 0001606288
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 19867442
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800
CITY: CHICAGO
STATE: IL
ZIP: 60606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS XII, L.P.
CENTRAL INDEX KEY: 0001756435
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 19867443
BUSINESS ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 600 MONTGOMERY STREET, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 263-3660
MAIL ADDRESS:
STREET 1: C/O THOMA BRAVO, LLC
STREET 2: 600 MONTGOMERY STREET, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XII, L.P.
CENTRAL INDEX KEY: 0001666742
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 19867444
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO FUND XII-A, L.P.
CENTRAL INDEX KEY: 0001666747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 19867445
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMA BRAVO EXECUTIVE FUND XII, L.P.
CENTRAL INDEX KEY: 0001666745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 19867446
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALLE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thoma Bravo Executive Fund XII-a, L.P.
CENTRAL INDEX KEY: 0001680073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 19867447
BUSINESS ADDRESS:
STREET 1: 300 NORTH LASALE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 254-3300
MAIL ADDRESS:
STREET 1: 300 NORTH LASALE STREET, SUITE 4350
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SolarWinds Corp
CENTRAL INDEX KEY: 0001739942
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 810753267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7171 SOUTHWEST PKWY., BLDG. 400
CITY: AUSTIN
STATE: TX
ZIP: 78735
BUSINESS PHONE: 5126829300
MAIL ADDRESS:
STREET 1: 7171 SOUTHWEST PKWY., BLDG. 400
CITY: AUSTIN
STATE: TX
ZIP: 78735
FORMER COMPANY:
FORMER CONFORMED NAME: SolarWinds Parent, Inc.
DATE OF NAME CHANGE: 20180508
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-28
0
0001739942
SolarWinds Corp
SWI
0001450701
Thoma Bravo, LLC
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001722232
THOMA BRAVO PARTNERS XI, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606286
THOMA BRAVO FUND XI, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606287
THOMA BRAVO FUND XI-A, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001606288
THOMA BRAVO EXECUTIVE FUND XI, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001756435
THOMA BRAVO PARTNERS XII, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001666742
THOMA BRAVO FUND XII, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001666747
THOMA BRAVO FUND XII-A, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001666745
THOMA BRAVO EXECUTIVE FUND XII, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
0001680073
Thoma Bravo Executive Fund XII-a, L.P.
C/O THOMA BRAVO, LLC
150 N. RIVERSIDE PLAZA, SUITE 2800
CHICAGO
IL
60606
0
0
1
0
Common Stock
2019-05-28
4
S
0
6108870
17.415
D
106020448
I
See footnote
Consists of 1,991,937 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,000,400 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 43,944 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"), 985,361 shares held directly by Thoma Bravo Fund XII, L.P. ("TB Fund XII"), 871,427 shares held directly by Thoma Bravo Fund XII-A, L.P. ("TB Fund XII-A"), 9,643 shares held directly by Thoma Bravo Executive Fund XII, L.P. ("TB Exec Fund XII"), 8,569 shares held directly by Thoma Bravo Executive Fund XII-A, L.P. ("TB Exec Fund XII-A"), 806,205 shares held directly by Thoma Bravo Special Opportunities Fund II, L.P. ("TB SOF II") and 391,384 shares held directly by Thoma Bravo Special Opportunities Fund II-A, L.P. ("TB SOF II-A").
The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share.
Consists of 34,570,393 shares held directly by TB Fund XI, 17,362,105 shares held directly by TB Fund XI-A, 762,656 shares held directly by TB Exec Fund XI, 17,101,107 shares held directly by TB Fund XII, 15,123,756 shares held directly by TB Fund XII-A, 167,358 shares held directly by TB Exec Fund XII, 148,711 shares held directly by TB Exec Fund XII-A, 13,991,825 shares held directly by TB SOF II and 6,792,537 shares held directly by TB SOF II-A.
Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB SOF II and TB SOF II-A. Thoma Bravo Partners XII, L.P. ("TB Partners XII") is the general partner of each of TB Fund XII, TB Fund XII-A, TB Exec Fund XII and TB Exec Fund XII-A. Thoma Bravo, LLC ("TB, LLC") is the general partner of each of TB Partners XI and TB Partners XII. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A. Each of TB Partners XI, TB Partners XII and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A, TB Exec Fund XI, TB Fund XII, TB Fund XII-A, TB Exec Fund XII, TB Exec Fund XII-A, TB SOF II and TB SOF II-A except to the extent of its pecuniary interest therein.
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, TB SOF II and TB SOF II-A have filed a separate Form 4. The holdings of such entities are also reported on this Form 4.
Thoma Bravo, LLC by /s/ Bradley Reed, Attorney-in-Fact
2019-05-30
Thoma Bravo Partners XI, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2019-05-30
Thoma Bravo Fund XI, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2019-05-30
Thoma Bravo Fund XI-A, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2019-05-30
Thoma Bravo Executive Fund XI, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2019-05-30
Thoma Bravo Partners XII, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2019-05-30
Thoma Bravo Fund XII, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2019-05-30
Thoma Bravo Fund XII-A, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2019-05-30
Thoma Bravo Executive Fund XII, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2019-05-30
Thoma Bravo Executive Fund XII-A, L.P. by /s/ Bradley Reed, Attorney-in-Fact
2019-05-30