0000899243-17-027368.txt : 20171122 0000899243-17-027368.hdr.sgml : 20171122 20171122185241 ACCESSION NUMBER: 0000899243-17-027368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171121 FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thoma Bravo, LLC CENTRAL INDEX KEY: 0001450701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38297 FILM NUMBER: 171220866 BUSINESS ADDRESS: STREET 1: 9200 SEARS TOWER STREET 2: 233 S. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-777-4444 MAIL ADDRESS: STREET 1: 9200 SEARS TOWER STREET 2: 233 S. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS XI, L.P. CENTRAL INDEX KEY: 0001722232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38297 FILM NUMBER: 171220865 BUSINESS ADDRESS: STREET 1: C/O THOMA BRAVO, LLC STREET 2: 600 MONTGOMERY STREET, 32ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 733-6020 MAIL ADDRESS: STREET 1: C/O THOMA BRAVO, LLC STREET 2: 600 MONTGOMERY STREET, 32ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND XI, L.P. CENTRAL INDEX KEY: 0001606286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38297 FILM NUMBER: 171220864 BUSINESS ADDRESS: STREET 1: 300 NORTH LASALLE STREET, SUITE 4350 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 300 NORTH LASALLE STREET, SUITE 4350 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND XI-A, L.P. CENTRAL INDEX KEY: 0001606287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38297 FILM NUMBER: 171220863 BUSINESS ADDRESS: STREET 1: 300 NORTH LASALLE STREET, SUITE 4350 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 300 NORTH LASALLE STREET, SUITE 4350 CITY: CHICAGO STATE: IL ZIP: 60654 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO EXECUTIVE FUND XI, L.P. CENTRAL INDEX KEY: 0001606288 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38297 FILM NUMBER: 171220862 BUSINESS ADDRESS: STREET 1: 300 NORTH LASALLE STREET, SUITE 4350 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 300 NORTH LASALLE STREET, SUITE 4350 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sailpoint Technologies Holdings, Inc. CENTRAL INDEX KEY: 0001627857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471628077 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11305 FOUR POINTS DRIVE, BLDG. 2 STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 BUSINESS PHONE: (512) 346-2000 MAIL ADDRESS: STREET 1: 11305 FOUR POINTS DRIVE, BLDG. 2 STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-21 0 0001627857 Sailpoint Technologies Holdings, Inc. SAIL 0001450701 Thoma Bravo, LLC C/O THOMA BRAVO, LLC 300 NORTH LASALLE STREET, SUITE 4350 CHICAGO IL 60654 0 0 1 0 0001722232 THOMA BRAVO PARTNERS XI, L.P. C/O THOMA BRAVO, LLC 300 NORTH LASALLE STREET, SUITE 4350 CHICAGO IL 60654 0 0 1 0 0001606286 THOMA BRAVO FUND XI, L.P. C/O THOMA BRAVO, LLC 300 NORTH LASALLE STREET, SUITE 4350 CHICAGO IL 60654 0 0 1 0 0001606287 THOMA BRAVO FUND XI-A, L.P. C/O THOMA BRAVO, LLC 300 NORTH LASALLE STREET, SUITE 4350 CHICAGO IL 60654 0 0 1 0 0001606288 THOMA BRAVO EXECUTIVE FUND XI, L.P. C/O THOMA BRAVO, LLC 300 NORTH LASALLE STREET, SUITE 4350 CHICAGO IL 60654 0 0 1 0 Common Stock 2017-11-21 4 C 0 18137245 A 56817016 I See footnote Common Stock 2017-11-21 4 S 0 5000000 11.16 D 51817016 I See footnote Series A Convertible Preferred Stock 2017-11-21 4 C 0 18137245 D Common Stock 18137245 0 I See footnote Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. Consists of 11,898,857 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 5,975,856 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 262,532 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI"). Consists of 37,274,528 shares held directly by TB Fund XI, 18,720,144 shares held directly by TB Fund XI-A and 822,344 shares held directly by TB Exec Fund XI. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein. Consists of 3,280,225 shares held directly by TB Fund XI, 1,647,410 shares held directly by TB Fund XI-A and 72,365 shares held directly by TB Exec Fund XI. Represents the initial public offering price to the public of $12.00 per share, less the underwriters' discount of $0.84 per share. Consists of 33,994,303 shares held directly by TB Fund XI, 17,072,734 shares held directly by TB Fund XI-A and 749,979 shares held directly by TB Exec Fund XI. Thoma Bravo, LLC by /s/ Bradley Reed, Attorney-in-Fact 2017-11-22 Thoma Bravo Partners XI, L.P. by /s/ Bradley Reed, Attorney-in-Fact 2017-11-22 Thoma Bravo Fund XI, L.P. by /s/ Bradley Reed, Attorney-in-Fact 2017-11-22 Thoma Bravo Fund XI-A, L.P. by /s/ Bradley Reed, Attorney-in-Fact 2017-11-22 Thoma Bravo Executive Fund XI, L.P. by /s/ Bradley Reed, Attorney-in-Fact 2017-11-22