0000899243-16-028757.txt : 20160909 0000899243-16-028757.hdr.sgml : 20160909 20160909162407 ACCESSION NUMBER: 0000899243-16-028757 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160830 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bravo Brio Restaurant Group, Inc. CENTRAL INDEX KEY: 0001495479 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 341566328 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 GOODALE BOULEVARD STREET 2: SUITE 100 CITY: COLUMBUS STATE: OH ZIP: 43212 BUSINESS PHONE: (614) 326-7944 MAIL ADDRESS: STREET 1: 777 GOODALE BOULEVARD STREET 2: SUITE 100 CITY: COLUMBUS STATE: OH ZIP: 43212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAC Capital LLC CENTRAL INDEX KEY: 0001450504 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34920 FILM NUMBER: 161879071 BUSINESS ADDRESS: STREET 1: ONE MOMENTUM BOULEVARD STREET 2: SUITE 1000 CITY: COLLEGE STATION STATE: TX ZIP: 77845 BUSINESS PHONE: 979-776-1111 MAIL ADDRESS: STREET 1: ONE MOMENTUM BOULEVARD STREET 2: SUITE 1000 CITY: COLLEGE STATION STATE: TX ZIP: 77845 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adam Corporation/Group CENTRAL INDEX KEY: 0001683766 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34920 FILM NUMBER: 161879069 BUSINESS ADDRESS: STREET 1: ONE MOMENTUM BOULEVARD STREET 2: SUITE 1000 CITY: COLLEGE STATION STATE: TX ZIP: 77845 BUSINESS PHONE: 9797761111 MAIL ADDRESS: STREET 1: ONE MOMENTUM BOULEVARD STREET 2: SUITE 1000 CITY: COLLEGE STATION STATE: TX ZIP: 77845 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAC Financial Corp CENTRAL INDEX KEY: 0001683767 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34920 FILM NUMBER: 161879070 BUSINESS ADDRESS: STREET 1: ONE MOMENTUM BOULEVARD STREET 2: SUITE 1000 CITY: COLLEGE STATION STATE: TX ZIP: 77845 BUSINESS PHONE: 9797761111 MAIL ADDRESS: STREET 1: ONE MOMENTUM BOULEVARD STREET 2: SUITE 1000 CITY: COLLEGE STATION STATE: TX ZIP: 77845 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adam Donald A CENTRAL INDEX KEY: 0001684260 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34920 FILM NUMBER: 161879068 MAIL ADDRESS: STREET 1: ONE MOMENTUM BOULEVARD STREET 2: SUITE 1000 CITY: COLLEGE STATION STATE: TX ZIP: 77845 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-08-30 2016-09-01 0 0001495479 Bravo Brio Restaurant Group, Inc. BBRG 0001450504 TAC Capital LLC ONE MOMENTUM BLVD., SUITE 1000 COLLEGE STATION TX 77845 0 0 1 0 0001683767 TAC Financial Corp ONE MOMENTUM BLVD., SUITE 1000 COLLEGE STATION TX 77845 0 0 1 0 0001683766 Adam Corporation/Group ONE MOMENTUM BLVD., SUITE 1000 COLLEGE STATION TX 77845 0 0 1 0 0001684260 Adam Donald A ONE MOMENTUM BLVD., SUITE 1000 COLLEGE STATION TX 77845 0 0 1 0 Common Shares, no par value per share 2016-08-30 4 P 0 23533 4.6993 A 1592017 D Common Shares, no par value per share 2016-08-31 4 P 0 47381 4.7025 A 1639398 D The price reported in Column 4 is a weighted average price. These shares were purchased in mutliple transactions at prices ranging from $4.6525 to $4.7025, inclusive. The Reporting Persons undertake to provide to Bravo Brio Restaurant Group, Inc., any security holder of Bravo Brio Restaurant Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. These shares are owned directly by TAC Capital, LLC, a Delaware limited liability company ("TAC Capital"). TAC Capital is wholly owned by TAC Financial Corporation, a Delaware corporation and the sole member of TAC Capital ("TAC Financial"). TAC Financial is wholly owned by The Adam Corporation/Group, a Texas corporation and the sole shareholder of TAC Financial ("TAC/G"). TAC/G is wholly owned by Donald A. Adam, a citizen of the United States of America and the sole shareholder of TAC/G (collectively, TAC Capital, TAC Financial, TAC/G and Mr. Adam, the "Reporting Persons" and each a "Reporting Person"). By virtue of the relationship described in the foregoing sentences, each of the Reporting Persons may be deemed to have shared voting and dispositive power over the reported shares and therefore may also be deemed to be the beneficial owner of these shares. (Continued from Footnote 2) Each of the Reporting Persons disclaim beneficial ownership of the reported shares in excess of such Reporting Person's pecuniary interest in the shares. This amendment is being filed solely to add the following reporting persons, each of which was identified in the original filing but did not have the EDGAR filer codes at the time the original filing was submitted: TAC Financial Corporation, The Adam Corporation/Group, and Donald A. Adam. No other changes are made to the original filing hereby. TAC CAPITAL LLC, /s/ James L. Wolfe, Vice President 2016-09-09 TAC FINANCIAL CORPORATION, /s/ James L. Wolfe, Vice President 2016-09-09 THE ADAM CORPORATION/GROUP, /s/ James L. Wolfe, President 2016-09-09 /s/ Donald A. Adam 2016-09-09