0000899243-16-028757.txt : 20160909
0000899243-16-028757.hdr.sgml : 20160909
20160909162407
ACCESSION NUMBER: 0000899243-16-028757
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160830
FILED AS OF DATE: 20160909
DATE AS OF CHANGE: 20160909
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bravo Brio Restaurant Group, Inc.
CENTRAL INDEX KEY: 0001495479
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 341566328
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 GOODALE BOULEVARD
STREET 2: SUITE 100
CITY: COLUMBUS
STATE: OH
ZIP: 43212
BUSINESS PHONE: (614) 326-7944
MAIL ADDRESS:
STREET 1: 777 GOODALE BOULEVARD
STREET 2: SUITE 100
CITY: COLUMBUS
STATE: OH
ZIP: 43212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAC Capital LLC
CENTRAL INDEX KEY: 0001450504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34920
FILM NUMBER: 161879071
BUSINESS ADDRESS:
STREET 1: ONE MOMENTUM BOULEVARD
STREET 2: SUITE 1000
CITY: COLLEGE STATION
STATE: TX
ZIP: 77845
BUSINESS PHONE: 979-776-1111
MAIL ADDRESS:
STREET 1: ONE MOMENTUM BOULEVARD
STREET 2: SUITE 1000
CITY: COLLEGE STATION
STATE: TX
ZIP: 77845
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adam Corporation/Group
CENTRAL INDEX KEY: 0001683766
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34920
FILM NUMBER: 161879069
BUSINESS ADDRESS:
STREET 1: ONE MOMENTUM BOULEVARD
STREET 2: SUITE 1000
CITY: COLLEGE STATION
STATE: TX
ZIP: 77845
BUSINESS PHONE: 9797761111
MAIL ADDRESS:
STREET 1: ONE MOMENTUM BOULEVARD
STREET 2: SUITE 1000
CITY: COLLEGE STATION
STATE: TX
ZIP: 77845
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAC Financial Corp
CENTRAL INDEX KEY: 0001683767
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34920
FILM NUMBER: 161879070
BUSINESS ADDRESS:
STREET 1: ONE MOMENTUM BOULEVARD
STREET 2: SUITE 1000
CITY: COLLEGE STATION
STATE: TX
ZIP: 77845
BUSINESS PHONE: 9797761111
MAIL ADDRESS:
STREET 1: ONE MOMENTUM BOULEVARD
STREET 2: SUITE 1000
CITY: COLLEGE STATION
STATE: TX
ZIP: 77845
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adam Donald A
CENTRAL INDEX KEY: 0001684260
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34920
FILM NUMBER: 161879068
MAIL ADDRESS:
STREET 1: ONE MOMENTUM BOULEVARD
STREET 2: SUITE 1000
CITY: COLLEGE STATION
STATE: TX
ZIP: 77845
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-08-30
2016-09-01
0
0001495479
Bravo Brio Restaurant Group, Inc.
BBRG
0001450504
TAC Capital LLC
ONE MOMENTUM BLVD., SUITE 1000
COLLEGE STATION
TX
77845
0
0
1
0
0001683767
TAC Financial Corp
ONE MOMENTUM BLVD., SUITE 1000
COLLEGE STATION
TX
77845
0
0
1
0
0001683766
Adam Corporation/Group
ONE MOMENTUM BLVD., SUITE 1000
COLLEGE STATION
TX
77845
0
0
1
0
0001684260
Adam Donald A
ONE MOMENTUM BLVD., SUITE 1000
COLLEGE STATION
TX
77845
0
0
1
0
Common Shares, no par value per share
2016-08-30
4
P
0
23533
4.6993
A
1592017
D
Common Shares, no par value per share
2016-08-31
4
P
0
47381
4.7025
A
1639398
D
The price reported in Column 4 is a weighted average price. These shares were purchased in mutliple transactions at prices ranging from $4.6525 to $4.7025, inclusive. The Reporting Persons undertake to provide to Bravo Brio Restaurant Group, Inc., any security holder of Bravo Brio Restaurant Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
These shares are owned directly by TAC Capital, LLC, a Delaware limited liability company ("TAC Capital"). TAC Capital is wholly owned by TAC Financial Corporation, a Delaware corporation and the sole member of TAC Capital ("TAC Financial"). TAC Financial is wholly owned by The Adam Corporation/Group, a Texas corporation and the sole shareholder of TAC Financial ("TAC/G"). TAC/G is wholly owned by Donald A. Adam, a citizen of the United States of America and the sole shareholder of TAC/G (collectively, TAC Capital, TAC Financial, TAC/G and Mr. Adam, the "Reporting Persons" and each a "Reporting Person"). By virtue of the relationship described in the foregoing sentences, each of the Reporting Persons may be deemed to have shared voting and dispositive power over the reported shares and therefore may also be deemed to be the beneficial owner of these shares.
(Continued from Footnote 2) Each of the Reporting Persons disclaim beneficial ownership of the reported shares in excess of such Reporting Person's pecuniary interest in the shares.
This amendment is being filed solely to add the following reporting persons, each of which was identified in the original filing but did not have the EDGAR filer codes at the time the original filing was submitted: TAC Financial Corporation, The Adam Corporation/Group, and Donald A. Adam. No other changes are made to the original filing hereby.
TAC CAPITAL LLC, /s/ James L. Wolfe, Vice President
2016-09-09
TAC FINANCIAL CORPORATION, /s/ James L. Wolfe, Vice President
2016-09-09
THE ADAM CORPORATION/GROUP, /s/ James L. Wolfe, President
2016-09-09
/s/ Donald A. Adam
2016-09-09