UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-CSR
CERTIFIED
SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company
Act file number 811-22255
Columbia
ETF Trust II
(Exact name of registrant as specified in charter)
225 Franklin Street
Boston,
MA 02110
(Address of principal executive offices) (Zip code)
Christopher O.
Petersen, Esq.
c/o Columbia Management Investment
Advisers, LLC
Ryan C. Larrenaga, Esq.
c/o Columbia
Management Investment Advisers, LLC
225 Franklin Street
Boston, MA 02110
(Name and address of agent for service)
Registrant's
telephone number, including area code: (800) 345-6611
Date of fiscal year
end: March 31
Date of reporting
period: September 30, 2019
Form N-CSR is to be used by
management investment companies to file reports with the Commission not later
than 10 days after the transmission to stockholders of any report that is
required to be transmitted to stockholders under Rule 30e-1 under the
Investment Company Act of 1940 (17 CFR 270.30e-1). The Commission may use the
information provided on Form N-CSR in its regulatory, disclosure review,
inspection, and policymaking roles.
A registrant is required to
disclose the information specified by Form N-CSR, and the Commission will make
this information public. A registrant is not required to respond to the
collection of information contained in Form N-CSR unless the Form displays a
currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to
Secretary, Securities and Exchange Commission,
100 F
Street, NE, Washington, DC 20549
. The OMB has reviewed this collection
of information under the clearance requirements of 44 U.S.C. § 3507.
Item 2. Code of Ethics.
Not applicable for the semi-annual reporting period.
Item 3. Audit Committee Financial Expert.
Not applicable for the semi-annual reporting period.
Item 4. Principal Accountant Fees and Services.
Not applicable for the semi-annual reporting period.
Item 5. Audit Committee of Listed Registrants.
Not applicable for the semi-annual reporting period.
Item 6. Investments.
(a) The
registrant’s “Schedule I — Investments in securities of unaffiliated issuers”
(as set forth in 17 CFR 210.12-12) is included in Item 1 of this Form N-CSR.
(b) Not applicable.
Item 7.
Disclosure of Proxy Voting Policies and Procedures for Closed-End Management
Investment Companies.
Not
applicable.
Item 8. Portfolio Managers of Closed-End Management Investment
Companies.
Not
applicable.
Item 9.
Purchases of Equity Securities by Closed-End Management Investment Company and
Affiliated Purchasers.
Not
applicable.
Item 10. Submission of Matters to a Vote of Security
Holders.
There were no material changes to the procedures by which shareholders
may recommend nominees to the registrant’s board of directors.
Item 11. Controls and Procedures.
(a)
The registrant’s
principal executive officer and principal financial officers, based on their
evaluation of the registrant’s disclosure controls and procedures as of a date
within 90 days of the filing of this report, have concluded that such controls
and procedures are adequately designed to ensure that material information
required to be disclosed by the registrant in Form N-CSR is accumulated and
communicated to the registrant’s management, including the principal executive
officer and principal financial officer, or persons performing similar
functions, as appropriate to allow timely decisions regarding required disclosure.
(b)
There was no change in
the registrant’s internal control over financial reporting that occurred during
the period covered by this report that has materially affected, or is
reasonably likely to materially affect, the registrant’s internal control over
financial reporting.
Item 12.
Disclosure of Securities Lending Activities for Closed-End Management
Investment Companies.
Not
applicable.
Item 13. Exhibits.
(a)(1) Code
of ethics required to be disclosed under Item 2 of Form N-CSR: Not applicable for
semiannual reports.
(a)(2) Certifications
pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR
270.30a-2(a)) attached hereto as Exhibit 99.CERT.
(a)(3) Not
applicable.
(a)(4) Not
applicable.
(b) Certification
pursuant to Rule 30a-2(b) under the Investment Company Act of 1940 (17 CFR
270.30a-2(b)) attached hereto as Exhibit 99.906CERT.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934
and the Investment Company Act of 1940, the registrant has duly caused this
report to be signed on its behalf by the undersigned, thereunto duly
authorized.
(Registrant) Columbia
ETF Trust II
By
(Signature and Title)* /s/ Christopher O. Petersen
Christopher O.
Petersen, President and Principal Executive Officer
Date 11/22/2019
Pursuant to the requirements of the Securities Exchange Act of 1934
and the Investment Company Act of 1940, this report has been signed below by
the following persons on behalf of the registrant and in the capacities and on
the dates indicated.
By
(Signature and Title)* /s/ Christopher O. Petersen
Christopher O.
Petersen, President and Principal Executive Officer
Date 11/22/2019
By
(Signature and Title)* /s/ Michael G. Clarke
Michael G. Clarke, Chief
Financial Officer
Date 11/22/2019
*
Print the name and title of each signing officer under his or her signature.