0001192482-21-000067.txt : 20210120 0001192482-21-000067.hdr.sgml : 20210120 20210120193230 ACCESSION NUMBER: 0001192482-21-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lake Ryan David CENTRAL INDEX KEY: 0001450325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39101 FILM NUMBER: 21540050 MAIL ADDRESS: STREET 1: KENSEY NASH CORPORATION STREET 2: 735 PENNSYLVANIA DRIVE CITY: EXTON STATE: PA ZIP: 19341 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Baudax Bio, Inc. CENTRAL INDEX KEY: 0001780097 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 474639500 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 490 LAPP ROAD CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-395-2470 MAIL ADDRESS: STREET 1: 490 LAPP ROAD CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: Recro Enterprises, Inc. DATE OF NAME CHANGE: 20190618 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-01-15 0001780097 Baudax Bio, Inc. BXRX 0001450325 Lake Ryan David C/O BAUDAX BIO, INC. 490 LAPP ROAD MALVERN, PA 19355 0 1 0 0 Chief Financial Officer Common Stock 2021-01-15 4 A 0 5000 0 A 75909 D Common Stock 2021-01-15 4 A 0 20000 0 A 95909 D Common Stock 2021-01-15 4 F 0 26658 1.3 D 69251 D Stock Option (right to buy) 1.3 2021-01-15 4 A 0 23077 0 A 2023-01-15 Common Stock 23077 23077 D Stock Option (right to buy) 1.3 2021-01-15 4 A 0 60000 0 A 2023-01-15 Common Stock 60000 60000 D The restricted stock units are fully vested upon grant. Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units. The stock option is fully vested upon grant. /s/ Ryan D. Lake 2021-01-20