0001104659-16-141668.txt : 20160826 0001104659-16-141668.hdr.sgml : 20160826 20160826164454 ACCESSION NUMBER: 0001104659-16-141668 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160826 DATE AS OF CHANGE: 20160826 EFFECTIVENESS DATE: 20160826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hatteras VC Co-Investment Fund II, LLC CENTRAL INDEX KEY: 0001450150 IRS NUMBER: 383792124 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22251 FILM NUMBER: 161855247 BUSINESS ADDRESS: STREET 1: 6601 SIX FORKS ROAD, SUITE 340 CITY: RALEIGH STATE: NC ZIP: 27615 BUSINESS PHONE: 919-846-2324 MAIL ADDRESS: STREET 1: 6601 SIX FORKS ROAD, SUITE 340 CITY: RALEIGH STATE: NC ZIP: 27615 N-PX 1 a16-14542_8npx.htm N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22251

 

Hatteras VC Co-Investment Fund II, LLC

(Exact name of registrant as specified in charter)

 

6601 Six Forks Road, Suite 340

Raleigh, NC 27615

(Address of principal executive offices) (Zip code)

 

David B. Perkins

Hatteras Funds, LP

6601 Six Forks Road, Suite 340

Raleigh, NC 27615

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 919.846.2324

 

Date of fiscal year end: June 30

 

Date of reporting period: July 1, 2015 - June 30, 2016

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 


 

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016

 

NAME OF
ISSUER

 

TICKER
SYMBOL

 

CUSIP
NUMBER

 

SHARE-
HOLDER
MEETING
DATE

 

MATTER VOTED ON

 

MATTER
PROPOSED
BY?

 

DID
REGISTRANT
VOTE?

 

WHAT
VOTE
WAS
CAST?

 

FOR OR
AGAINST
MANAGEMENT

Federated Funds

 

N/A

 

60934N203

 

08/06/2015

 

Proposal : Elect Director John T. Collins

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Federated Funds

 

N/A

 

60934N203

 

08/06/2015

 

Proposal 1 : Elect Director Maureen Lally-Green

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Federated Funds

 

N/A

 

60934N203

 

08/06/2015

 

Proposal 2 : Elect Director P. Jerome Richey

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Federated Funds

 

N/A

 

60934N203

 

08/06/2015

 

Proposal 3 : Elect Director G. Thomas Hough

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Federated Funds

 

N/A

 

60934N203

 

08/06/2015

 

Proposal 4 : Amend Declaration Of Trust to Comply with the Changes to Rule 2a-7 Including to Involuntary Redeem Shares held by Shareholders Who Do Not Meet the Qualifications for Ownership or to Comply with Applicable Laws and Regulations

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Federated Funds

 

N/A

 

60934N203

 

08/06/2015

 

Proposal 5 : Amend Declaration Of Trust to Authorize the Trust or Any Fund or Class, as Applicable, To Dissolve, Convert, Merge, Consolidate, Reorganize, Sell All or Any Part of Its Assets, Exhange Shares or Re-Domicile

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 


 

Federated Funds

 

N/A

 

60934N203

 

08/06/2015

 

Proposal 6 : Amend Declaration Of Trust to Permit Future Amendments by the Trustees, to the Extent that a Shareholder Vote is Not Required Under the 1940 Act and that those Amendments are Not in Contravention of Federal Securities Laws

 

Board of Directors

 

Yes

 

For

 

For Mgt.

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant

Hatteras VC Co-Investment Fund II, LLC

 

 

 

 

 

 

 

By (Signature and Title)*

/S/ David B. Perkins

 

 

David B. Perkins, President

 

 

 

 

 

 

 

Date

August 26, 2016