0001193125-17-270724.txt : 20170829 0001193125-17-270724.hdr.sgml : 20170829 20170828195632 ACCESSION NUMBER: 0001193125-17-270724 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170829 DATE AS OF CHANGE: 20170828 EFFECTIVENESS DATE: 20170829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO ETF Trust CENTRAL INDEX KEY: 0001450011 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22250 FILM NUMBER: 171055873 BUSINESS ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949.720.6000 MAIL ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660

0001450011 S000024822 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund

C000073853 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund TUZ

0001450011 S000026341 PIMCO Broad U.S. TIPS Index Exchange-Traded Fund

C000079102 PIMCO Broad U.S. TIPS Index Exchange-Traded Fund TIPZ

0001450011 S000026342 PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund

C000079103 PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund STPZ

0001450011 S000026343 PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund

C000079104 PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund LTPZ

0001450011 S000026750 PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund

C000080240 PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund ZROZ

0001450011 S000026751 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

C000080241 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT

0001450011 S000026754 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

C000080244 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU

0001450011 S000026755 PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund

C000080245 PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund MUNI

0001450011 S000028996 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

C000089019 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS

0001450011 S000028999 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund

C000089022 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP

0001450011 S000031063 PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund

C000096328 PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund ILB

0001450011 S000033233 PIMCO Active Bond Exchange-Traded Fund

C000102215 PIMCO Active Bond Exchange-Traded Fund BOND

0001450011 S000037976 PIMCO Diversified Income Active Exchange-Traded Fund

C000117166 PIMCO Diversified Income Active Exchange-Traded Fund DI

0001450011 S000037977 PIMCO Enhanced Low Duration Active Exchange-Traded Fund

C000117167 PIMCO Enhanced Low Duration Active Exchange-Traded Fund LDUR

N-PX 1 d363260dnpx.txt PIMCO ETF TRUST ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22250 ----------------- PIMCO ETF Trust (Exact name of registrant as specified in charter) ----------------- 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) (Zip code) Trent W. Walker Treasurer (Principal Financial & Accounting Officer) PIMCO ETF Trust 650 Newport Center Drive Newport Beach, CA 92660 (Name and address of agent for service) ----------------- Copies to: Brendan C. Fox Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 ----------------- Registrant's telephone number, including area code: (888) 400-4383 Date of fiscal year end: June 30 Date of reporting period: July 1, 2016 to June 30, 2017 ================================================================================ ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22250 Reporting Period: 07/01/2016 - 06/30/2017 PIMCO ETF Trust =============== PIMCO 0-5 Year High Yield Corporate Bond Index ================ =============== Exchange-Traded Fund ================ TEXAS COMPETITIVE ELECTRIC HOLDINGS COMPANY LLC Ticker: VSTE-US Security ID: 882330AF0 Meeting Date: AUG 03, 2016 Meeting Type: Written Consent Record Date: JUN 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 The Plan None For Management 2 Opt Out Of The Releases None Abstain Management =========== PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund ============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund ============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO 25+ Year Zero Coupon U.S. Treasury Index ================ =============== Exchange-Traded Fund ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO Broad U.S. TIPS Index Exchange-Traded Fund =============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO Diversified Income Active Exchange-Traded Fund ============= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== PIMCO Enhanced Short Maturity Active Exchange-Traded Fund =========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========== PIMCO Global Advantage(R) Inflation-Linked Bond Active ============ =========== Exchange-Traded Fund ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== PIMCO Intermediate Municipal Bond Active Exchange-Traded =========== ========== Fund =========== PUERTO RICO ELECTRIC POWER AUTHORITY Ticker: Security ID: 74526QLY6 Meeting Date: MAR 30, 2017 Meeting Type: Written Consent Record Date: NOV 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 By Marking For I Direct The None For Management Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry. ========= PIMCO Investment Grade Corporate Bond Index Exchange-Traded ========= ========= Fund ========= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================ PIMCO Low Duration Active Exchange-Traded Fund ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========= PIMCO Short Term Municipal Bond Active Exchange-Traded Fund ========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================ PIMCO Total Return Active Exchange-Traded Fund ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== END NPX REPORT Signatures Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. PIMCO ETF Trust By: /s/ Peter G. Strelow Peter G. Strelow, President (Principal Executive Officer) Date: August 29, 2017