0001144204-17-015099.txt : 20170316
0001144204-17-015099.hdr.sgml : 20170316
20170316161912
ACCESSION NUMBER: 0001144204-17-015099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170314
FILED AS OF DATE: 20170316
DATE AS OF CHANGE: 20170316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Biostage, Inc.
CENTRAL INDEX KEY: 0001563665
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 455210462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
STREET 2: SUITE 11
CITY: HOLLISTON
STATE: MA
ZIP: 01746
BUSINESS PHONE: (774) 233-7300
MAIL ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
STREET 2: SUITE 11
CITY: HOLLISTON
STATE: MA
ZIP: 01746
FORMER COMPANY:
FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc.
DATE OF NAME CHANGE: 20121204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McNaughton Thomas
CENTRAL INDEX KEY: 0001449450
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35853
FILM NUMBER: 17694809
MAIL ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
4
1
v461957_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-14
0
0001563665
Biostage, Inc.
BSTG
0001449450
McNaughton Thomas
C/O BIOSTAGE, INC.
84 OCTOBER HILL ROAD, SUITE 11
HOLLISTON
MA
01746
0
1
0
0
Chief Financial Officer
Stock Option (right to buy)
0.38
2017-03-14
4
A
0
150750
0
A
2027-03-14
Common Stock, par value $0.01 per share
150750
150750
D
Restricted Stock Units
2017-03-14
4
A
0
74250
0
A
Common Stock, par value $0.01 per share
74250
74250
D
The option shares vest in four equal installments on March 14, 2018, 2019, 2020 and 2021.
Restricted stock units granted by the Issuer pursuant to its 2013 Equity Incentive Plan and qualified under Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.
The restricted stock units vest and settle in four equal installments on March 14, 2018, 2019, 2020 and 2021.
This form has been signed under power of attorney.
/s/ Chad Porter, by power of attorney
2017-03-16