0001104659-19-043331.txt : 20190801 0001104659-19-043331.hdr.sgml : 20190801 20190801161020 ACCESSION NUMBER: 0001104659-19-043331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20190730 FILED AS OF DATE: 20190801 DATE AS OF CHANGE: 20190801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spartan Energy Acquisition Sponsor LLC CENTRAL INDEX KEY: 0001749411 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38625 FILM NUMBER: 19992765 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings, L.P. CENTRAL INDEX KEY: 0001449434 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38625 FILM NUMBER: 19992766 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings GP, LLC CENTRAL INDEX KEY: 0001449433 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38625 FILM NUMBER: 19992767 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strong Geoffrey CENTRAL INDEX KEY: 0001703381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38625 FILM NUMBER: 19992768 MAIL ADDRESS: STREET 1: C/O APOLLO MANAGEMENT STREET 2: 9 W. 57TH STREET, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beard Gregory A CENTRAL INDEX KEY: 0001478762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38625 FILM NUMBER: 19992769 MAIL ADDRESS: STREET 1: C/O ATHLON ENERGY INC. STREET 2: 420 THROCKMORTON STREET, SUITE 1200 CITY: FORT WORTH STATE: TX ZIP: 76102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Commodities Management, L.P. CENTRAL INDEX KEY: 0001473547 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38625 FILM NUMBER: 19992770 BUSINESS ADDRESS: STREET 1: 2711 CENTERVILLE ROAD, SUITE 400 CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 212-822-0456 MAIL ADDRESS: STREET 1: 2711 CENTERVILLE ROAD, SUITE 400 CITY: WILMINGTON STATE: DE ZIP: 19808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Natural Resources Partners II, L.P. CENTRAL INDEX KEY: 0001649264 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38625 FILM NUMBER: 19992771 BUSINESS ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD STREET 2: SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 212.515.3484 MAIL ADDRESS: STREET 1: ONE MANHATTANVILLE ROAD STREET 2: SUITE 201 CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spartan Energy Acquisition Corp. CENTRAL INDEX KEY: 0001720990 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 823100340 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 a4.xml 4 X0306 4 2019-07-30 0 0001720990 Spartan Energy Acquisition Corp. SPAQ 0001749411 Spartan Energy Acquisition Sponsor LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001449434 Apollo Management Holdings, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001449433 Apollo Management Holdings GP, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001703381 Strong Geoffrey 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001478762 Beard Gregory A 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001473547 Apollo Commodities Management, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001649264 Apollo Natural Resources Partners II, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 Class B Common Stock 2019-07-30 4 J 0 75000 D Class A Common Stock 75000 13425000 I See Footnote The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. See Exhibit 99.1. See Exhibit 99.2. [see signatures attached as Exhibit 99.2] 2019-08-01 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

(2)                                 In connection with the appointment of John J. MacWilliams to the board of directors of Spartan Energy Acquisition Corp. (the “Issuer”), Spartan Energy Acquisition Sponsor LLC (“Spartan LLC”) sold, assigned and transferred 75,000 of its shares of the Issuer’s Class B common stock to Mr. Williams for a purchase price of $131 pursuant to a Securities Assignment Agreement dated July 30, 2019.

 

(3)                                 The shares of Class B common stock reported as beneficially owned are held of record by Spartan LLC.  Gregory A. Beard and Geoffrey Strong are the managers of Spartan LLC.  Apollo Natural Resources Partners II, L.P. (“ANRP II”) is the sole member of Spartan LLC.  Apollo Commodities Management, L.P., with respect to Series IV thereof (“Commodities Management”), is the manager of ANRP II.  Apollo Commodities Management GP, LLC (“Commodities GP”) is the general partner of Commodities Management.  Apollo Management Holdings, L.P. (“Management Holdings”) is the sole member and manager of Commodities GP.  Apollo Management Holdings GP, LLC (“Management Holdings GP”) is the general partner of Management Holdings.  Leon Black, Joshua Harris and Marc Rowan are the managers, as well as executive officers, of Management Holdings GP.  Each of Spartan LLC, ANRP II, Commodities Management, Commodities GP, Management Holdings and Management Holdings GP, and Messrs. Beard, Strong, Black, Harris and Rowan, disclaims beneficial ownership of the Class B common stock, and any shares of the Issuer’s Class A common stock issuable upon conversion of the Class B common stock, in each case except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

 

The address of each of Spartan LLC, ANRP II, Commodities Management, Commodities GP, Management Holding and Management Holdings GP, and Messrs. Beard, Strong, Black, Harris and Rowan, is 9 West 57th Street, 43rd Floor, New York, New York 10019.

 

 EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

This Statement on Form 4 is filed by: (i) Spartan Energy Acquisition Sponsor LLC, (ii) Apollo Natural Resources Partners II, L.P., (iii) Apollo Commodities Management, L.P., with respect to Series IV thereof, (iv) Apollo Commodities Management GP, LLC, (v) Apollo Management Holdings, L.P., (vi) Apollo Management Holdings GP, LLC, (vii) Gregory A. Beard, and (viii) Geoffrey Strong.

 

Name of Designated Filer:  Spartan Energy Acquisition Sponsor LLC

Date of Event Requiring Statement:  July 30, 2019

Issuer Name and Ticker or Trading Symbol: Spartan Energy Acquisition Corp. [SPAQ]

 

 

SPARTAN ENERGY ACQUISITION SPONSOR LLC

 

 

 

By:

/s/ Geoffrey Strong

 

Name:

Geoffrey Strong

 

Title:

Chief Executive Officer

 

 

 

 

APOLLO NATURAL RESOURCES PARTNERS II, L.P.

 

 

 

 

By:

Apollo ANRP Advisors II, L.P.,

 

 

its general partner

 

 

 

 

 

By:

Apollo ANRP Capital Management II, LLC

 

 

 

its general partner

 

 

 

 

 

 

By:

/s/ Laurie D. Medley

 

 

 

Name:

Laurie D. Medley

 

 

 

Title:

Vice President

 

 

 

 

APOLLO COMMODITIES MANAGEMENT, L.P.,

 

with respect to Series IV thereof

 

 

 

By:

Apollo Commodities Management GP, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ Laurie D. Medley

 

 

Name:

Laurie D. Medley

 

 

Title:

Vice President

 

 

 

 

APOLLO COMMODITIES MANAGEMENT GP, LLC

 

 

 

 

By:

/s/ Laurie D. Medley

 

Name:

Laurie D. Medley

 

Title:

Vice President

 

1

 

 

APOLLO MANAGEMENT HOLDINGS, L.P.

 

 

 

 

By:

Apollo Management Holdings GP, LLC,

 

 

its general partner

 

 

 

 

 

By:

/s/ Laurie D. Medley

 

 

Name:

Laurie D. Medley

 

 

Title:

Vice President

 

 

 

 

APOLLO MANAGEMENT HOLDINGS GP, LLC

 

 

 

 

By:

/s/ Laurie D. Medley

 

Name:

Laurie D. Medley

 

Title:

Vice President

 

 

 

 

GREGORY A. BEARD

 

 

 

 

By:

/s/ Gregory A. Beard

 

 

 

 

GEOFFREY STRONG

 

 

 

 

By:

/s/ Geoffrey Strong

 

2