0001415889-20-000140.txt : 20200117 0001415889-20-000140.hdr.sgml : 20200117 20200117194044 ACCESSION NUMBER: 0001415889-20-000140 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200117 DATE AS OF CHANGE: 20200117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Korenko Michael K CENTRAL INDEX KEY: 0001486806 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-53497 FILM NUMBER: 20534771 MAIL ADDRESS: STREET 1: 6208 W OKANOGAN AVE CITY: KENNEWICK STATE: WA ZIP: 99336 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVOS INC CENTRAL INDEX KEY: 0001449349 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 800138937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 719 JADWIN AVENUE CITY: RICHLAND STATE: WA ZIP: 99352 BUSINESS PHONE: 509-736-4000 MAIL ADDRESS: STREET 1: 719 JADWIN AVENUE CITY: RICHLAND STATE: WA ZIP: 99352 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED MEDICAL ISOTOPE Corp DATE OF NAME CHANGE: 20081103 4/A 1 form4a-01172020_040128.xml X0306 4/A 2019-12-31 2020-01-15 0001449349 VIVOS INC RDGL 0001486806 Korenko Michael K C/O VIVOS INC 719 JADWIN AVENUE RICHLAND WA 99352 false true false false CEO AND PRESIDENT Options 0.024 2019-12-31 5 A 0 656250 0.024 A 2029-06-04 Common Stock 656250 2625000 D Series A Convertible Preferred Stock 0.50 2017-09-01 Common Stock 125000 100000 D Warrants 0.08 2018-10-24 2020-10-24 Common Stock 1762321 1762321 D Options 0.112 2018-10-24 2025-10-24 Common Stock 8120152 8120152 D Warrants 0.08 2018-10-10 2020-10-10 Common Stock 225000 225000 D These options vested as follows: 25% on September 30, 2019; 50% based on performance metrics being met and certified by the Board of Directors effective September 30, 2019; and the remaining 25% on December 31, 2019. Not applicable as Series A Convertible Preferred Stock does not have an expiration date. This amendment to the Form 4 originally filed on January 15, 2020 (the "Original Filing") is being filed to correct the exercise prices and the shares of Options held by the Reporting Person following the Issuer's 1-for-8 reverse stock split effective June 25, 2019, each of which were reported on a pre-split basis in the Original Filing. /s/ Michael K. Korenko 2019-01-16