UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): December 8, 2018
Vivos Inc.
(Exact name of registrant as specified in its charter)
Delaware
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000-53497
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80-0138937
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification Number)
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719 Jadwin Avenue
Richland, WA 99352
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(Address of principal executive offices)
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(509) 736-4000
(Registrant’s telephone number, including area
code)
(Former name or former address, if changed since last
report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR 240.12b-2) ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act ☐
Item 5.02 Departure of
Directors or Certain Officers; Election of Directors; Appointment
of Certain Officers; Compensatory Arrangements of Certain
Officers
On December 8, 2018, Vivos Inc. (the
“Company”) appointed Michael Pollack, CPA, to serve
as the Company’s Interim Chief Financial Officer, effective
December 1, 2018.
Mr. Pollack, age 52, has been a partner of KBL LLP
(“KBL”), a certified public accounting and
business advisory services firm, since 2005 and has approximately
30 years of experience in public accounting and consulting to over
100 publicly traded and 250 private companies. Mr. Pollack
graduated from the University of Maryland with a Bachelors of Arts
in Economics. Mr. Pollack is a member of the American Institute of
Certified Public Accountants, as well as licensed to practice in
New Jersey, Pennsylvania, New York and
Maryland.
On December 8, 2018,
the Company entered into an engagement letter with
KBL for the provision of Mr.
Pollack’s services as the Company’s Interim Chief
Financial Officer, effective December 1, 2018. Pursuant to the
engagement letter, the Company will pay Mr. Pollack a rate of $150
per hour for his services; provided,
however, that Mr.
Pollack’s fees shall not exceed an aggregate of $6,500 during
the term of the agreement. The term of Mr. Pollack’s
engagement shall be for one year; however, Mr. Pollack’s
engagement may be terminated by either party at any time with 30
days’ prior written notice.
Mr. Pollack has no family relationships with any director or
executive officer of the Company, or persons nominated or chosen by
the Company to become directors or executive officers. Except as
described above, there are no other arrangements or understandings
with Mr. Pollack and/or KBL with respect to Mr. Pollack’s
appointment as the Company’s Interim Chief Financial
Officer.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
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Vivos Inc.
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Date:
December 11, 2018
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By:
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/s/ Michael K. Korenko
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Michael
K. Korenko
Chief
Executive Officer
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