0001393725-22-000232.txt : 20221115 0001393725-22-000232.hdr.sgml : 20221115 20221115111803 ACCESSION NUMBER: 0001393725-22-000232 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 EFFECTIVENESS DATE: 20221115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waddell & Reed Small Co Growth Fund, LLC CENTRAL INDEX KEY: 0001449286 IRS NUMBER: 000000000 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134203 FILM NUMBER: 221390041 BUSINESS ADDRESS: STREET 1: 100 INDEPENDENCE STREET 2: 610 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: 215-255-1368 MAIL ADDRESS: STREET 1: 100 INDEPENDENCE STREET 2: 610 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19106 D/A 1 primary_doc.xml X0708 D/A LIVE 0001449286 Waddell & Reed Small Co Growth Fund, LLC 100 Independence 610 Market Street Philadelphia PA PENNSYLVANIA 19106 215-255-1368 KANSAS None None Limited Liability Company true N/A Macquarie Alternative Strategies, a series of Macquarie Investment Management Business Trust 100 Independence 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Manager of the Issuer Daniel Ganteanme Schermann 6301 Glenwood St Overland Park KS KANSAS 66202 Executive Officer Senior Vice President of the Manager of the Issuer Shawn Keith Lytle 100 Independence 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer President of the Manager of the Issuer Brian Lawrence Murray 100 Independence 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Senior Vice President and Chief Compliance Officer of the Manager of the Issuer David Forrester Connor 100 Independence 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Senior Vice President and General Counsel of the Manager of the Issuer Richard Salus 100 Independence 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Senior Vice President and Global Head of Fund Services of the Manager of the Issuer Michael Francis Capuzzi 100 Independence 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Senior Vice President and US Chief Operating Officer of the Manager of the Issuer Stephen Hoban 100 Independence 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Senior Vice President, Controller and Chief Financial Officer of the Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001393725-21-000170 1999-05-03 true true false 0 Waddell & Reed, Inc. 866 D. Lynne Goodwin 2104110 6301 Glenwood St Overland Park KS KANSAS 66202 KS KANSAS false Waddell & Reed, Inc. 866 Nikki Farentino Newton 2999738 6301 Glenwood St Overland Park KS KANSAS 66202 CT CONNECTICUT MN MINNESOTA MO MISSOURI IL ILLINOIS MA MASSACHUSETTS TX TEXAS FL FLORIDA NE NEBRASKA KS KANSAS OH OHIO MI MICHIGAN CA CALIFORNIA false Waddell & Reed, Inc. 866 Thomas Clayton Johnston 1562035 6301 Glenwood St Overland Park KS KANSAS 66202 IL ILLINOIS FL FLORIDA KS KANSAS CO COLORADO AR ARKANSAS CT CONNECTICUT LA LOUISIANA IA IOWA ME MAINE AZ ARIZONA GA GEORGIA MI MICHIGAN CA CALIFORNIA false Waddell & Reed, Inc. 866 Brian Thomas Sullivan 2766571 6301 Glenwood St Overland Park KS KANSAS 66202 MO MISSOURI KS KANSAS false Indefinite 267702563 Indefinite false 47 603778 true 0 0 false Waddell & Reed Small Co Growth Fund, LLC /s/ Aaron C. Buser Aaron C. Buser Associate General Counsel 2022-11-15