0001393725-21-000170.txt : 20211115 0001393725-21-000170.hdr.sgml : 20211115 20211115113449 ACCESSION NUMBER: 0001393725-21-000170 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waddell & Reed Small Co Growth Fund, LLC CENTRAL INDEX KEY: 0001449286 IRS NUMBER: 000000000 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134203 FILM NUMBER: 211407707 BUSINESS ADDRESS: STREET 1: 6301 GLENWOOD ST CITY: OVERLAND PARK STATE: KS ZIP: 66202 BUSINESS PHONE: 913-236-1740 MAIL ADDRESS: STREET 1: 6301 GLENWOOD ST CITY: OVERLAND PARK STATE: KS ZIP: 66202 D/A 1 primary_doc.xml X0708 D/A LIVE 0001449286 Waddell & Reed Small Co Growth Fund, LLC 6301 Glenwood St OVERLAND PARK KS KANSAS 66202 913-236-1740 KANSAS None None Limited Liability Company true Brent Kyle Bloss 6301 Glenwood St Overland Park KS KANSAS 66202 Executive Officer Director Senior Vice President and Director of the Manager of the Issuer Daniel Partner Hanson 6301 Glenwood St Overland Park KS KANSAS 66202 Executive Officer Director Senior Vice President, Chief Investment Officer and Director of the Manager of the Issuer N/A Ivy Investment Management Company 6301 Glenwood St Overland Park KS KANSAS 66202 Executive Officer Manager of the Issuer N/A Ivy Distributors, Inc. 6301 Glenwood St Overland Park KS KANSAS 66202 Promoter Promoter of the Issuer Jon-Jason Richie 6301 Glenwood St Overland Park KS KANSAS 66202 Executive Officer Vice President and Chief Compliance Officer of the Manager of the Issuer Daniel Ganteanme Schermann 6301 Glenwood St Overland Park KS KANSAS 66202 Executive Officer Senior Vice President and Chief Risk Officer of the Manager of the Issuer Shawn Keith Lytle 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer President of the Manager of the Issuer Brian Lawrence Murray 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Senior Vice President of the Manager of the Issuer David Forrester Connor 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Senior Vice President and General Counsel of the Manager of the Issuer Richard Salus 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Senior Vice President and Global Head of Fund Services of the Manager of the Issuer Michael Francis Capuzzi 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Senior Vice President and US Chief Operating Officer of the Manager of the Issuer Stephen Hoban 610 Market Street Philadelphia PA PENNSYLVANIA 19106 Executive Officer Senior Vice President, Controller and Chief Financial Officer of the Manager of the Issuer Michael John Daley 6301 Glenwood St Overland Park KS KANSAS 66202 Executive Officer Senior Vice President and Principal Financial Officer of the Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001393725-20-000137 1999-05-03 true true false 0 Waddell & Reed, Inc. 866 D. Lynne Goodwin 2104110 6301 Glenwood St Overland Park KS KANSAS 66202 KS KANSAS false Waddell & Reed, Inc. 866 Nikki Farentino Newton 2999738 6301 Glenwood St Overland Park KS KANSAS 66202 CT CONNECTICUT MN MINNESOTA MO MISSOURI IL ILLINOIS MA MASSACHUSETTS TX TEXAS FL FLORIDA NE NEBRASKA KS KANSAS OH OHIO MI MICHIGAN CA CALIFORNIA false Waddell & Reed, Inc. 866 Thomas Clayton Johnston 1562035 6301 Glenwood St Overland Park KS KANSAS 66202 IL ILLINOIS FL FLORIDA KS KANSAS CO COLORADO AR ARKANSAS CT CONNECTICUT LA LOUISIANA IA IOWA ME MAINE AZ ARIZONA GA GEORGIA MI MICHIGAN CA CALIFORNIA false Waddell & Reed, Inc. 866 Brian Thomas Sullivan 2766571 6301 Glenwood St Overland Park KS KANSAS 66202 MO MISSOURI KS KANSAS false Indefinite 267702563 Indefinite false 47 603778 true 0 0 false Waddell & Reed Small Co Growth Fund, LLC /s/ Jennifer M. Shields Jennifer M. Shields Officer of the Issuer 2021-11-15