0001393725-21-000170.txt : 20211115
0001393725-21-000170.hdr.sgml : 20211115
20211115113449
ACCESSION NUMBER: 0001393725-21-000170
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(1)
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
EFFECTIVENESS DATE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waddell & Reed Small Co Growth Fund, LLC
CENTRAL INDEX KEY: 0001449286
IRS NUMBER: 000000000
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-134203
FILM NUMBER: 211407707
BUSINESS ADDRESS:
STREET 1: 6301 GLENWOOD ST
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
BUSINESS PHONE: 913-236-1740
MAIL ADDRESS:
STREET 1: 6301 GLENWOOD ST
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
D/A
1
primary_doc.xml
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D/A
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0001449286
Waddell & Reed Small Co Growth Fund, LLC
6301 Glenwood St
OVERLAND PARK
KS
KANSAS
66202
913-236-1740
KANSAS
None
None
Limited Liability Company
true
Brent
Kyle
Bloss
6301 Glenwood St
Overland Park
KS
KANSAS
66202
Executive Officer
Director
Senior Vice President and Director of the Manager of the Issuer
Daniel
Partner
Hanson
6301 Glenwood St
Overland Park
KS
KANSAS
66202
Executive Officer
Director
Senior Vice President, Chief Investment Officer and Director of the Manager of the Issuer
N/A
Ivy Investment Management Company
6301 Glenwood St
Overland Park
KS
KANSAS
66202
Executive Officer
Manager of the Issuer
N/A
Ivy Distributors, Inc.
6301 Glenwood St
Overland Park
KS
KANSAS
66202
Promoter
Promoter of the Issuer
Jon-Jason
Richie
6301 Glenwood St
Overland Park
KS
KANSAS
66202
Executive Officer
Vice President and Chief Compliance Officer of the Manager of the Issuer
Daniel
Ganteanme
Schermann
6301 Glenwood St
Overland Park
KS
KANSAS
66202
Executive Officer
Senior Vice President and Chief Risk Officer of the Manager of the Issuer
Shawn
Keith
Lytle
610 Market Street
Philadelphia
PA
PENNSYLVANIA
19106
Executive Officer
President of the Manager of the Issuer
Brian
Lawrence
Murray
610 Market Street
Philadelphia
PA
PENNSYLVANIA
19106
Executive Officer
Senior Vice President of the Manager of the Issuer
David
Forrester
Connor
610 Market Street
Philadelphia
PA
PENNSYLVANIA
19106
Executive Officer
Senior Vice President and General Counsel of the Manager of the Issuer
Richard
Salus
610 Market Street
Philadelphia
PA
PENNSYLVANIA
19106
Executive Officer
Senior Vice President and Global Head of Fund Services of the Manager of the Issuer
Michael
Francis
Capuzzi
610 Market Street
Philadelphia
PA
PENNSYLVANIA
19106
Executive Officer
Senior Vice President and US Chief Operating Officer of the Manager of the Issuer
Stephen
Hoban
610 Market Street
Philadelphia
PA
PENNSYLVANIA
19106
Executive Officer
Senior Vice President, Controller and Chief Financial Officer of the Manager of the Issuer
Michael
John
Daley
6301 Glenwood St
Overland Park
KS
KANSAS
66202
Executive Officer
Senior Vice President and Principal Financial Officer of the Manager of the Issuer
Pooled Investment Fund
Other Investment Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.1
true
0001393725-20-000137
1999-05-03
true
true
false
0
Waddell & Reed, Inc.
866
D. Lynne Goodwin
2104110
6301 Glenwood St
Overland Park
KS
KANSAS
66202
KS
KANSAS
false
Waddell & Reed, Inc.
866
Nikki Farentino Newton
2999738
6301 Glenwood St
Overland Park
KS
KANSAS
66202
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Waddell & Reed, Inc.
866
Thomas Clayton Johnston
1562035
6301 Glenwood St
Overland Park
KS
KANSAS
66202
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Waddell & Reed, Inc.
866
Brian Thomas Sullivan
2766571
6301 Glenwood St
Overland Park
KS
KANSAS
66202
MO
MISSOURI
KS
KANSAS
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false
Waddell & Reed Small Co Growth Fund, LLC
/s/ Jennifer M. Shields
Jennifer M. Shields
Officer of the Issuer
2021-11-15