0001393725-20-000137.txt : 20201113 0001393725-20-000137.hdr.sgml : 20201113 20201113115538 ACCESSION NUMBER: 0001393725-20-000137 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waddell & Reed Small Co Growth Fund, LLC CENTRAL INDEX KEY: 0001449286 IRS NUMBER: 000000000 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-134203 FILM NUMBER: 201310082 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 BUSINESS PHONE: 913.236.1740 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 D/A 1 primary_doc.xml X0708 D/A LIVE 0001449286 Waddell & Reed Small Co Growth Fund, LLC 6300 LAMAR AVENUE OVERLAND PARK KS KANSAS 66202 913.236.1740 KANSAS None None Limited Liability Company true Philip J. Sanders 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Director Executive Officer and Director of Ivy Investment Management Company, the Manager of the Issuer Brian T. Sullivan 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Promoter Officer of Ivy Distributors, Inc., the Promoter of the Issuer Timothy J. Miller 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Officer of Ivy Investment Management Company, the Manager of the Issuer Kenneth G. McQuade 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Officer of Ivy Investment Management Company, the Manager of the Issuer Bradley P. Halverson 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Officer of Ivy Investment Management Company, the Manager of the Issuer Brent K. Bloss 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Director Officer and Director of Ivy Investment Management Company, the Manager of the Issuer Benjamin R. Clouse 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Director Officer and Director of Ivy Investment Management Company, the Manager of the Issuer Daniel P. Hanson 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Director Officer and Director of Ivy Investment Management Company, the Manager of the Issuer N/A Ivy Investment Management Company 6300 Lamar Avenue Overland Park KS KANSAS 66202 Executive Officer Manager of the Issuer N/A Ivy Distributors, Inc. 6300 Lamar Avenue Overland Park KS KANSAS 66202 Promoter Promoter of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001393725-19-000131 1999-05-03 true true false 0 Waddell & Reed, Inc. 866 D. Lynne Goodwin 2104110 6300 Lamar Avenue Overland Park KS KANSAS 66202 KS KANSAS false Waddell & Reed, Inc. 866 Nikki Farentino Newton 2999738 6300 Lamar Avenue Overland Park KS KANSAS 66202 CT CONNECTICUT MN MINNESOTA MO MISSOURI IL ILLINOIS TX TEXAS MA MASSACHUSETTS FL FLORIDA NE NEBRASKA KS KANSAS OH OHIO MI MICHIGAN CA CALIFORNIA false Waddell & Reed, Inc. 866 Thomas Clayton Johnston 1562035 6300 Lamar Avenue Overland Park KS KANSAS 66202 IL ILLINOIS FL FLORIDA KS KANSAS CO COLORADO AR ARKANSAS CT CONNECTICUT LA LOUISIANA ME MAINE IA IOWA AZ ARIZONA GA GEORGIA MI MICHIGAN CA CALIFORNIA false Waddell & Reed, Inc. 866 Brian Thomas Sullivan 2766571 6300 Lamar Avenue Overland Park KS KANSAS 66202 MO MISSOURI KS KANSAS false Indefinite 267702563 Indefinite false 46 603778 true 0 0 false Waddell & Reed Small Co Growth Fund, LLC /s/ Brian T. Sullivan Brian T. Sullivan Officer of the Promoter of the Issuer 2020-11-13