0001393725-20-000137.txt : 20201113
0001393725-20-000137.hdr.sgml : 20201113
20201113115538
ACCESSION NUMBER: 0001393725-20-000137
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(1)
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waddell & Reed Small Co Growth Fund, LLC
CENTRAL INDEX KEY: 0001449286
IRS NUMBER: 000000000
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-134203
FILM NUMBER: 201310082
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
BUSINESS PHONE: 913.236.1740
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001449286
Waddell & Reed Small Co Growth Fund, LLC
6300 LAMAR AVENUE
OVERLAND PARK
KS
KANSAS
66202
913.236.1740
KANSAS
None
None
Limited Liability Company
true
Philip
J.
Sanders
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
Executive Officer
Director
Executive Officer and Director of Ivy Investment Management Company, the Manager of the Issuer
Brian
T.
Sullivan
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
Executive Officer
Promoter
Officer of Ivy Distributors, Inc., the Promoter of the Issuer
Timothy
J.
Miller
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
Executive Officer
Officer of Ivy Investment Management Company, the Manager of the Issuer
Kenneth
G.
McQuade
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
Executive Officer
Officer of Ivy Investment Management Company, the Manager of the Issuer
Bradley
P.
Halverson
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
Executive Officer
Officer of Ivy Investment Management Company, the Manager of the Issuer
Brent
K.
Bloss
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
Executive Officer
Director
Officer and Director of Ivy Investment Management Company, the Manager of the Issuer
Benjamin
R.
Clouse
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
Executive Officer
Director
Officer and Director of Ivy Investment Management Company, the Manager of the Issuer
Daniel
P.
Hanson
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
Executive Officer
Director
Officer and Director of Ivy Investment Management Company, the Manager of the Issuer
N/A
Ivy Investment Management Company
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
Executive Officer
Manager of the Issuer
N/A
Ivy Distributors, Inc.
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
Promoter
Promoter of the Issuer
Pooled Investment Fund
Other Investment Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.1
true
0001393725-19-000131
1999-05-03
true
true
false
0
Waddell & Reed, Inc.
866
D. Lynne Goodwin
2104110
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
KS
KANSAS
false
Waddell & Reed, Inc.
866
Nikki Farentino Newton
2999738
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
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Waddell & Reed, Inc.
866
Thomas Clayton Johnston
1562035
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
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Waddell & Reed, Inc.
866
Brian Thomas Sullivan
2766571
6300 Lamar Avenue
Overland Park
KS
KANSAS
66202
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Waddell & Reed Small Co Growth Fund, LLC
/s/ Brian T. Sullivan
Brian T. Sullivan
Officer of the Promoter of the Issuer
2020-11-13