0001612892-16-000052.txt : 20161221 0001612892-16-000052.hdr.sgml : 20161221 20161221215610 ACCESSION NUMBER: 0001612892-16-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161219 FILED AS OF DATE: 20161221 DATE AS OF CHANGE: 20161221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUBEMOGUL INC CENTRAL INDEX KEY: 0001449278 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510633881 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-653-0677 MAIL ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deeds Eric CENTRAL INDEX KEY: 0001612892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36543 FILM NUMBER: 162064981 MAIL ADDRESS: STREET 1: C/O TUBEMOGUL, INC. STREET 2: 1250 53RD STREET, SUITE 1 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-12-19 1 0001449278 TUBEMOGUL INC TUBE 0001612892 Deeds Eric 1250 53RD STREET, SUITE 2 EMERYVILLE CA 94608 0 1 0 0 General Counsel and Secretary Common Stock 2016-12-19 4 U 0 5852 14.00 D 186834 D Common Stock 2016-12-19 4 D 0 102016 14.00 D 80844 D Common Stock 2016-12-19 4 D 0 80844 0 D 0 D Employee Stock Option (right to buy) 17.04 2016-12-19 4 D 0 48339 0 D 2024-11-12 Common Stock 48339 0 D Employee Stock Option (right to buy) 2.32 2016-12-19 4 D 0 11327 0 D 2023-06-10 Common Stock 11327 0 D Of the reported shares, 988 shares were acquired under the Issuer's Section 423 employee stock purchase plan on December 15, 2016 and 80,844 shares are represented by RSUs. Of the reported shares, 80,844 shares are represented by RSUs. Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe, at the Effective Time (as defined in the Merger Agreement), Issuer RSU awards assumed by Adobe will be replaced by Adobe RSU awards at the applicable exchange rate. The Adobe RSU awards will retain the same vesting schedule as the original Issuer RSU awards, subject to the Reporting Person's continued service to Adobe. This stock option is being canceled pursuant to the terms of the Merger Agreement. The canceled option provided for vesting of 1/48th of the shares subject to the option vested on 12/12/2014, and thereafter 1/48th of the shares vested monthly, subject to the Reporting Person's continued service to the Issuer through each vesting date. Pursuant to the terms of the Merger Agreement, the stock option award was canceled and converted into the right to receive an Adobe stock option award at the applicable exchange rate. The Adobe stock option award will retain the same vesting schedule as the original Issuer stock option award, subject to the Reporting Person's continued service to Adobe. Eric Deeds 2016-12-21