0001612852-15-000004.txt : 20150429 0001612852-15-000004.hdr.sgml : 20150429 20150429171903 ACCESSION NUMBER: 0001612852-15-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150427 FILED AS OF DATE: 20150429 DATE AS OF CHANGE: 20150429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUBEMOGUL INC CENTRAL INDEX KEY: 0001449278 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510633881 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-653-0677 MAIL ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scovic Stephen A CENTRAL INDEX KEY: 0001612852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36543 FILM NUMBER: 15814039 MAIL ADDRESS: STREET 1: C/O TUBEMOGUL, INC. STREET 2: 1250 53RD STREET, SUITE 1 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-04-27 0001449278 TUBEMOGUL INC TUBE 0001612852 Scovic Stephen A 1250 53RD STREET, SUITE 2 EMERYVILLE CA 94608 0 1 0 0 Chief Revenue Officer Common Stock 2015-04-27 4 M 0 10000 2.32 A 55349 D Common Stock 2015-04-27 4 S 0 10000 15.382 D 45349 D Employee Stock Option (right to buy) 2.32 2015-04-27 4 M 0 10000 0 D 2023-06-10 Common Stock 10000 246897 D The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.18 to $15.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The Reporting Person's sale of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 788 shares, with the Reporting Person's purchase of 788 shares of the Issuer's common stock at a price of $12.708 per share on March 5, 2015. The Reporting Person has made arrangements with the Issuer to disgorge to the Issuer, upon settlement of the sale, $2,200.10 representing the full amount of the profit realized in connection with the short-swing transaction. Subject to the Reporting Person's continued service to the Issuer, 25% of the shares subject to the option vested on 4/8/2014, and thereafter 1/48th of the shares vest monthly. Eric Deeds, as Power of Attorney on behalf of Stephen A. Scovic 2015-04-29