0001612849-16-000040.txt : 20161221
0001612849-16-000040.hdr.sgml : 20161221
20161221215127
ACCESSION NUMBER: 0001612849-16-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160912
FILED AS OF DATE: 20161221
DATE AS OF CHANGE: 20161221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUBEMOGUL INC
CENTRAL INDEX KEY: 0001449278
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 510633881
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-653-0677
MAIL ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilson Brett
CENTRAL INDEX KEY: 0001612849
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064977
MAIL ADDRESS:
STREET 1: C/O TUBEMOGUL, INC.
STREET 2: 1250 53RD STREET, SUITE 1
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-09-12
0001449278
TUBEMOGUL INC
TUBE
0001612849
Wilson Brett
1250 53RD STREET, SUITE 2
EMERYVILLE
CA
94608
1
1
0
0
President, CEO & Director
Employee Stock Option (right to buy)
17.04
2016-09-12
4
D
0
308028
0
D
2024-11-12
Common Stock
308028
0
D
Employee Stock Option (right to buy)
17.04
2016-09-12
4
D
0
385035
0
D
2024-11-12
Common Stock
385035
0
D
On September 12, 2016, the Issuer canceled an option granted to the Reporting Person on November 12, 2014, pursuant to a stock option termination agreement providing that such option would be surrendered and returned to the Issuer for cancellation without any understanding or expectation regarding future grant of any option or other form of equity or non-equity compensation by the Issuer.
The canceled option provided for vesting of 1/48th of the shares subject to the option vested on 12/12/2014, and thereafter 1/48th of the shares vested monthly, subject to the Reporting Person's continued service to the Issuer through each vesting date.
The canceled option provided for vesting subject to performance conditions that provided that upon Issuer's achievement of pre-established valuations, 154,014 and 231,021 shares respectively, would vest monthly over two years at a rate of 1/24th per month, subject to Reporting Person's continued service to the Issuer through each vesting date.
Eric Deeds, Attorney-in-Fact
2016-09-14