0001209191-16-128778.txt : 20160620 0001209191-16-128778.hdr.sgml : 20160620 20160620151209 ACCESSION NUMBER: 0001209191-16-128778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160616 FILED AS OF DATE: 20160620 DATE AS OF CHANGE: 20160620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUBEMOGUL INC CENTRAL INDEX KEY: 0001449278 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510633881 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-653-0677 MAIL ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garg Ashu CENTRAL INDEX KEY: 0001601862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36543 FILM NUMBER: 161721973 MAIL ADDRESS: STREET 1: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-16 0 0001449278 TUBEMOGUL INC TUBE 0001601862 Garg Ashu 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 1 0 0 0 Common Stock 2016-06-16 4 A 0 8069 0.00 A 11243 D Common Stock 6628097 I By Foundation Capital VI, L.P. Common Stock 82732 I By: Foundation Capital VI Principals Fund, LLC One-hundred percent (100%) of the shares subject to the Restricted Stock Unit ("RSU") vests upon the earlier of (i) the day prior the next year's annual meeting of stockholders, or (ii) one year from the date of grant, subject to continued service as a director through the applicable vesting date. Each share of common stock is represented by a RSU. Foundation Capital Management Co. VI, LLC is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The reporting person is a management member of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The reporting person disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. /s/ David Singer as Attorney-In-Fact for Ashu Garg 2016-06-20